| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 2,050,866 | 2,808,727 | +757,861 | 9.81 | 11.95 | +2.14 | buy |
| OAK HILL ADVISORS LP | 2,766,277 | 2,766,277 | 0 | 6.38 | 3.94 | -2.44 | hold |
| NOMURA HOLDINGS INC | 699,579 | 2,652,371 | +1,952,792 | 0.03 | 0.28 | +0.25 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,644,564 | 2,409,441 | +764,877 | 0.46 | 0.61 | +0.15 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,333,125 | 2,315,114 | +981,989 | 0.89 | 1.45 | +0.56 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 1,195,081 | 1,600,343 | +405,262 | 0.01 | 0.01 | +0.00 | buy |
| GCM Grosvenor Holdings, LLC | 1,365,394 | 1,448,654 | +83,260 | 2.74 | 2.01 | -0.73 | buy |
| Penserra Capital Management LLC | 0 | 1,313,268 | +1,313,268 | 0.00 | 0.19 | +0.19 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 1,456,410 | 1,053,015 | -403,395 | 0.03 | 0.02 | -0.01 | sell |
| MORGAN STANLEY | 0 | 939,663 | +939,663 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 437,737 | 815,689 | +377,952 | 0.02 | 0.04 | +0.02 | buy |
| Cambridge Investment Research Advisors, Inc. | 622,371 | 628,903 | +6,532 | 0.02 | 0.02 | -0.00 | buy |
| LPL Financial LLC | 751,511 | 621,240 | -130,271 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 664,191 | 560,748 | -103,443 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 0 | 550,000 | +550,000 | 0.00 | 0.01 | +0.01 | buy |
| Matisse Capital | 0 | 452,200 | +452,200 | 0.00 | 2.42 | +2.42 | buy |
| STIFEL FINANCIAL CORP | 369,131 | 396,437 | +27,306 | 0.00 | 0.00 | -0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 300,918 | 312,663 | +11,745 | 0.00 | 0.00 | -0.00 | buy |
| BlackRock, Inc. | 0 | 296,583 | +296,583 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 31,181 | 272,779 | +241,598 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 801,778 | 268,810 | -532,968 | 2.50 | 0.76 | -1.74 | sell |
| OSAIC HOLDINGS, INC. | 328,958 | 267,521 | -61,437 | 0.01 | 0.00 | -0.00 | sell |
| North Ground Capital | 135,324 | 250,000 | +114,676 | 0.95 | 3.77 | +2.82 | buy |
| Kestra Advisory Services, LLC | 262,623 | 245,743 | -16,880 | 0.02 | 0.01 | -0.00 | sell |
| COHEN & STEERS, INC. | 60,000 | 215,000 | +155,000 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 120,342 | 191,469 | +71,127 | 0.02 | 0.03 | +0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 146,423 | 158,283 | +11,860 | 0.04 | 0.05 | +0.01 | buy |
| Mariner, LLC | 143,033 | 136,769 | -6,264 | 0.00 | 0.00 | -0.00 | sell |
| CERTIOR FINANCIAL GROUP, LLC | 140,119 | 125,636 | -14,483 | 1.35 | 1.00 | -0.35 | sell |
| Advisors Asset Management, Inc. | 64,256 | 114,666 | +50,410 | 0.02 | 0.02 | +0.01 | buy |
| WEST MICHIGAN ADVISORS, LLC | 112,977 | 111,482 | -1,495 | 0.37 | 0.31 | -0.06 | sell |
| CWM, LLC | 135,134 | 99,777 | -35,357 | 0.01 | 0.00 | -0.00 | sell |
| Prime Capital Investment Advisors, LLC | 200,944 | 98,647 | -102,297 | 0.03 | 0.01 | -0.02 | sell |
| Ellis Investment Partners, LLC | 0 | 95,103 | +95,103 | 0.00 | 0.21 | +0.21 | buy |
| HighTower Advisors, LLC | 60,790 | 89,350 | +28,560 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 730,150 | 86,968 | -643,182 | 0.01 | 0.00 | -0.01 | sell |
| MML INVESTORS SERVICES, LLC | 71,270 | 84,132 | +12,862 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 80,225 | +80,225 | 0.00 | 0.02 | +0.02 | buy |
| XTX Topco Ltd | 152,450 | 74,465 | -77,985 | 0.06 | 0.02 | -0.04 | sell |
| JB Capital LLC | 88,708 | 74,023 | -14,685 | 0.05 | 0.04 | -0.01 | sell |
| Huntleigh Advisors, Inc. | 94,227 | 74,014 | -20,213 | 0.22 | 0.16 | -0.07 | sell |
| Kovack Advisors, Inc. | 81,935 | 72,812 | -9,123 | 0.05 | 0.05 | -0.01 | sell |
| OneDigital Investment Advisors LLC | 97,128 | 71,326 | -25,802 | 0.01 | 0.01 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 106,696 | 71,278 | -35,418 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 108,941 | 68,181 | -40,760 | 0.01 | 0.00 | -0.00 | sell |
| TrueMark Investments, LLC | 29,598 | 67,304 | +37,706 | 0.08 | 0.16 | +0.08 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 66,654 | +66,654 | 0.00 | 0.10 | +0.10 | buy |
| Arete Wealth Advisors, LLC | 99,326 | 63,781 | -35,545 | 0.10 | 0.04 | -0.06 | sell |
| PFG Investments, LLC | 80,146 | 58,125 | -22,021 | 0.05 | 0.03 | -0.02 | sell |
| Creative Planning | 49,101 | 57,069 | +7,968 | 0.00 | 0.00 | -0.00 | buy |
| WealthPlan Investment Management, LLC | 86,673 | 56,706 | -29,967 | 0.08 | 0.04 | -0.04 | sell |
| Inscription Capital, LLC | 57,845 | 53,797 | -4,048 | 0.08 | 0.07 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 53,416 | +53,416 | 0.00 | 0.30 | +0.30 | buy |
| Beacon Pointe Advisors, LLC | 16,583 | 52,131 | +35,548 | 0.00 | 0.00 | +0.00 | buy |
| CX Institutional | 70,109 | 51,858 | -18,251 | 0.03 | 0.02 | -0.01 | sell |
| Intrua Financial, LLC | 42,856 | 51,319 | +8,463 | 0.07 | 0.07 | +0.00 | buy |
| Blackstone Inc. | 48,202 | 49,243 | +1,041 | 0.00 | 0.00 | -0.00 | buy |
| Alpine Global Management, LLC | 0 | 47,009 | +47,009 | 0.00 | 0.09 | +0.09 | buy |
| SUMMIT WEALTH GROUP LLC / CO | 31,179 | 43,284 | +12,105 | 0.06 | 0.06 | -0.00 | buy |
| NewEdge Advisors, LLC | 44,113 | 42,643 | -1,470 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 9,193 | 39,754 | +30,561 | 0.02 | 0.10 | +0.08 | buy |
| &PARTNERS | 51,434 | 39,615 | -11,819 | 0.00 | 0.00 | -0.00 | sell |
| DIVERSIFY WEALTH MANAGEMENT, LLC | 18,008 | 38,375 | +20,367 | 0.01 | 0.01 | -0.00 | buy |
| Arista Wealth Management, LLC | 36,483 | 36,483 | 0 | 0.06 | 0.06 | -0.01 | hold |
| Merit Financial Group, LLC | 33,155 | 35,557 | +2,402 | 0.00 | 0.00 | -0.00 | buy |
| RFG Advisory, LLC | 46,802 | 34,987 | -11,815 | 0.01 | 0.01 | -0.00 | sell |
| Diversified Enterprises, LLC | 59,187 | 34,928 | -24,259 | 0.05 | 0.02 | -0.03 | sell |
| ROYAL BANK OF CANADA | 45,317 | 34,893 | -10,424 | 0.00 | 0.00 | -0.00 | sell |
| Trivium Point Advisory, LLC | 33,623 | 33,202 | -421 | 0.05 | 0.08 | +0.03 | sell |
| Soltis Investment Advisors LLC | 41,581 | 33,119 | -8,462 | 0.04 | 0.03 | -0.01 | sell |
| TWO SIGMA SECURITIES, LLC | 0 | 32,828 | +32,828 | 0.00 | 0.05 | +0.05 | buy |
| Seven Springs Wealth Group, LLC | 0 | 32,794 | +32,794 | 0.00 | 0.09 | +0.09 | buy |
| Orion Porfolio Solutions, LLC | 64,593 | 31,847 | -32,746 | 0.01 | 0.00 | -0.00 | sell |
| IHT Wealth Management, LLC | 31,991 | 30,999 | -992 | 0.01 | 0.01 | -0.00 | sell |
| IFP Advisors, Inc | 44,693 | 30,941 | -13,752 | 0.01 | 0.01 | -0.01 | sell |
| FOUNDATIONS INVESTMENT ADVISORS, LLC | 34,617 | 30,079 | -4,538 | 0.01 | 0.00 | -0.00 | sell |
| Advisor Resource Council | 29,784 | 29,784 | 0 | 0.14 | 0.15 | +0.01 | hold |
| Lido Advisors, LLC | 0 | 29,267 | +29,267 | 0.00 | 0.00 | +0.00 | buy |
| MONETA GROUP INVESTMENT ADVISORS LLC | 25,350 | 28,294 | +2,944 | 0.00 | 0.00 | -0.00 | buy |
| AE Wealth Management LLC | 29,747 | 28,099 | -1,648 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Partners, LTD. | 40,648 | 27,655 | -12,993 | 0.01 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 27,437 | +27,437 | 0.00 | 0.00 | +0.00 | buy |
| Cresset Asset Management, LLC | 0 | 27,369 | +27,369 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 22,000 | 27,000 | +5,000 | 0.02 | 0.02 | +0.00 | buy |
| Capital Asset Advisory Services LLC | 32,861 | 26,908 | -5,953 | 0.02 | 0.01 | -0.01 | sell |
| Bleakley Financial Group, LLC | 33,128 | 26,889 | -6,239 | 0.01 | 0.01 | -0.00 | sell |
| GREAT VALLEY ADVISOR GROUP, INC. | 69,940 | 26,634 | -43,306 | 0.02 | 0.01 | -0.01 | sell |
| Redwood Wealth Management Group, LLC | 32,460 | 26,531 | -5,929 | 0.19 | 0.14 | -0.05 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 31,359 | 26,314 | -5,045 | 0.03 | 0.02 | -0.01 | sell |
| Csenge Advisory Group | 27,343 | 25,814 | -1,529 | 0.02 | 0.01 | -0.00 | sell |
| Dakota Wealth Management | 30,354 | 25,598 | -4,756 | 0.01 | 0.01 | -0.00 | sell |
| Empower Advisory Group, LLC | 45,803 | 25,117 | -20,686 | 0.00 | 0.00 | -0.00 | sell |
| EverSource Wealth Advisors, LLC | 0 | 24,174 | +24,174 | 0.00 | 0.01 | +0.01 | buy |
| BOS Asset Management, LLC | 22,512 | 23,648 | +1,136 | 0.09 | 0.08 | -0.01 | buy |
| BIP Wealth, LLC | 22,284 | 23,283 | +999 | 0.01 | 0.01 | +0.00 | buy |
| Financial Partners Group, Inc | 23,331 | 22,253 | -1,078 | 0.04 | 0.03 | -0.00 | sell |
| Aptus Capital Advisors, LLC | 21,675 | 21,235 | -440 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 0 | 20,555 | +20,555 | 0.00 | 0.00 | +0.00 | buy |
| Integrated Wealth Concepts LLC | 14,562 | 19,679 | +5,117 | 0.00 | 0.00 | -0.00 | buy |
| WCG Wealth Advisors LLC | 34,129 | 19,595 | -14,534 | 0.01 | 0.01 | -0.01 | sell |