| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. | 1,226,785 | 1,903,371 | +676,586 | 0.33 | 0.60 | +0.27 | buy |
| Westchester Capital Management, LLC | 250,000 | 740,000 | +490,000 | 0.12 | 0.36 | +0.24 | buy |
| MIZUHO SECURITIES USA LLC | 402,454 | 699,150 | +296,696 | 0.07 | 0.16 | +0.10 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 294,000 | +294,000 | 0.00 | 0.15 | +0.15 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 294,000 | +294,000 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 232,800 | +232,800 | 0.00 | 0.09 | +0.09 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 469,002 | 623,209 | +154,207 | 0.07 | 0.10 | +0.03 | buy |
| Crossingbridge Advisors, LLC | 0 | 123,355 | +123,355 | 0.00 | 0.22 | +0.22 | buy |
| Crossingbridge Advisors, LLC | 0 | 123,355 | +123,355 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 85,377 | 196,874 | +111,497 | 0.21 | 0.55 | +0.34 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.28 | +0.28 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 79,820 | +79,820 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 47,100 | +47,100 | 0.00 | 0.77 | +0.77 | buy |
| Kepos Capital LP | 0 | 47,100 | +47,100 | 0.00 | 0.01 | +0.01 | buy |
| PERISCOPE CAPITAL INC. | 300,000 | 343,700 | +43,700 | 0.01 | 0.01 | -0.00 | buy |
| Wellspring Financial Advisors, LLC | 0 | 42,700 | +42,700 | 0.00 | 0.03 | +0.03 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 299,429 | 339,694 | +40,265 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 32,500 | +32,500 | 0.00 | 0.02 | +0.02 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 27,000 | +27,000 | 0.00 | 0.12 | +0.12 | buy |
| JPMORGAN CHASE & CO | 0 | 16,844 | +16,844 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 16,844 | +16,844 | 0.00 | 0.01 | +0.01 | buy |
| PenderFund Capital Management Ltd. | 0 | 14,900 | +14,900 | 0.00 | 0.02 | +0.02 | buy |
| PenderFund Capital Management Ltd. | 0 | 14,900 | +14,900 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 0 | 14,500 | +14,500 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 390,049 | 400,000 | +9,951 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,000,000 | 1,004,608 | +4,608 | 0.01 | 0.01 | +0.00 | buy |
| AQR Arbitrage LLC | 950,571 | 951,270 | +699 | 0.00 | 0.00 | -0.00 | buy |
| OMERS ADMINISTRATION Corp | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 651,900 | 651,900 | 0 | 0.17 | 0.14 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 299,429 | 299,429 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 350,000 | 350,000 | 0 | 0.19 | 0.26 | +0.07 | hold |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,445,000 | 1,445,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| LINDEN ADVISORS LP | 1,445,000 | 1,445,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 450,000 | 450,000 | 0 | 0.09 | 0.11 | +0.02 | hold |
| Polar Asset Management Partners Inc. | 450,000 | 450,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 300,000 | 300,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Magnetar Financial LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| Verition Fund Management LLC | 999,800 | 999,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HRT FINANCIAL LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Evercore Wealth Management, LLC | 12,910 | 12,910 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Evercore Wealth Management, LLC | 12,910 | 12,910 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 200,000 | 200,000 | 0 | 0.44 | 0.45 | +0.01 | hold |
| Bulldog Investors, LLP | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Bulldog Investors, LLP | 16,921 | 16,921 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Westchester Capital Management, LLC | 142,813 | 142,813 | 0 | 0.07 | 0.07 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.10 | 0.09 | -0.00 | hold |
| Alpine Global Management, LLC | 200,000 | 200,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 27,000 | 27,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 156,578 | 156,578 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 250,000 | 250,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Cable Car Capital, LP | 200,000 | 200,000 | 0 | 0.13 | 0.70 | +0.57 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.21 | 0.22 | +0.01 | hold |
| Shaolin Capital Management LLC | 525,000 | 525,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| METEORA CAPITAL, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 615,891 | 615,891 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ABC ARBITRAGE SA | 31,092 | 31,092 | 0 | 0.03 | 0.04 | +0.01 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 95,600 | 95,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 651,180 | 651,172 | -8 | 0.00 | 0.00 | -0.00 | sell |
| Wealthspring Capital LLC | 381,590 | 379,340 | -2,250 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 381,990 | 379,740 | -2,250 | 0.90 | 0.90 | +0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 54,747 | 52,247 | -2,500 | 0.01 | 0.01 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 18,000 | 0 | -18,000 | 0.03 | 0.00 | -0.03 | sell |
| METEORA CAPITAL, LLC | 469,574 | 449,574 | -20,000 | 0.39 | 0.33 | -0.06 | sell |
| CITIGROUP INC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 950,571 | 911,005 | -39,566 | 0.20 | 0.15 | -0.05 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 350,000 | -50,000 | 0.02 | 0.02 | -0.00 | sell |
| JPMORGAN CHASE & CO | 100,000 | 50,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 100,000 | 32,500 | -67,500 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 375,000 | 300,000 | -75,000 | 0.72 | 0.52 | -0.20 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 0 | -100,000 | 0.38 | 0.00 | -0.38 | sell |
| Crossingbridge Advisors, LLC | 123,355 | 0 | -123,355 | 0.35 | 0.00 | -0.35 | sell |
| TORONTO DOMINION BANK | 220,155 | 0 | -220,155 | 0.00 | 0.00 | -0.00 | sell |
| STEADFAST CAPITAL MANAGEMENT LP | 250,000 | 0 | -250,000 | 0.04 | 0.00 | -0.04 | sell |
| Parallax Volatility Advisers, L.P. | 325,951 | 27,801 | -298,150 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 550,000 | 250,000 | -300,000 | 0.21 | 0.10 | -0.10 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 305,785 | 0 | -305,785 | 0.15 | 0.00 | -0.15 | sell |