| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 699,150 | 940,027 | +240,877 | 0.16 | 0.15 | -0.01 | buy |
| Shay Capital LLC | 0 | 231,192 | +231,192 | 0.00 | 0.01 | +0.01 | buy |
| Cable Car Capital, LP | 0 | 200,000 | +200,000 | 0.00 | 0.04 | +0.04 | buy |
| Cable Car Capital, LP | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 400,000 | 525,300 | +125,300 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 94,335 | +94,335 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 16,844 | 95,449 | +78,605 | 0.01 | 0.03 | +0.02 | buy |
| Arax Advisory Partners | 0 | 56,617 | +56,617 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 55,330 | +55,330 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 44,195 | +44,195 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 450,000 | 480,000 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 379,740 | 409,096 | +29,356 | 0.90 | 0.93 | +0.02 | buy |
| Alyeska Investment Group, L.P. | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 14,900 | 38,243 | +23,343 | 0.02 | 0.05 | +0.03 | buy |
| Bulldog Investors, LLP | 200,000 | 216,921 | +16,921 | 0.45 | 0.48 | +0.03 | buy |
| Bulldog Investors, LLP | 200,000 | 216,921 | +16,921 | 0.01 | 0.01 | +0.00 | buy |
| Virtu Financial LLC | 0 | 16,373 | +16,373 | 0.00 | 0.01 | +0.01 | buy |
| AQR Arbitrage LLC | 951,270 | 961,435 | +10,165 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 911,005 | 921,170 | +10,165 | 0.15 | 0.13 | -0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 5,785 | +5,785 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 196,874 | 200,874 | +4,000 | 0.55 | 0.43 | -0.12 | buy |
| JPMORGAN CHASE & CO | 50,000 | 50,326 | +326 | 0.00 | 0.00 | -0.00 | buy |
| OMERS ADMINISTRATION Corp | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OMERS ADMINISTRATION Corp | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.05 | 0.03 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.28 | 0.23 | -0.05 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 350,000 | 350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 339,694 | 339,694 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 299,429 | 299,429 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 350,000 | 350,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 350,000 | 350,000 | 0 | 0.26 | 0.27 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,445,000 | 1,445,000 | 0 | 0.08 | 0.08 | -0.01 | hold |
| LINDEN ADVISORS LP | 1,445,000 | 1,445,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.12 | 0.10 | -0.01 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 450,000 | 450,000 | 0 | 0.11 | 0.08 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 300,000 | 300,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 294,000 | 294,000 | 0 | 0.15 | 0.14 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 294,000 | 294,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Evercore Wealth Management, LLC | 12,910 | 12,910 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Evercore Wealth Management, LLC | 12,910 | 12,910 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 47,100 | 47,100 | 0 | 0.77 | 0.65 | -0.12 | hold |
| Kepos Capital LP | 47,100 | 47,100 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 740,000 | 740,000 | 0 | 0.36 | 0.38 | +0.02 | hold |
| Westchester Capital Management, LLC | 142,813 | 142,813 | 0 | 0.07 | 0.07 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Alpine Global Management, LLC | 200,000 | 200,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Warberg Asset Management LLC | 27,000 | 27,000 | 0 | 0.08 | 0.08 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 27,000 | 27,000 | 0 | 0.12 | 0.12 | -0.00 | hold |
| Dakota Wealth Management | 14,500 | 14,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| PERISCOPE CAPITAL INC. | 343,700 | 343,700 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 300,000 | 300,000 | 0 | 0.52 | 0.48 | -0.04 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.22 | 0.20 | -0.02 | hold |
| Crossingbridge Advisors, LLC | 123,355 | 123,355 | 0 | 0.22 | 0.22 | -0.00 | hold |
| Wellspring Financial Advisors, LLC | 42,700 | 42,700 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Wealthspring Capital LLC | 379,340 | 379,340 | 0 | 0.01 | 0.02 | +0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 232,800 | 232,800 | 0 | 0.09 | 0.09 | -0.00 | hold |
| Harraden Circle Investments, LLC | 615,891 | 615,891 | 0 | 0.01 | 0.02 | +0.00 | hold |
| ABC ARBITRAGE SA | 31,092 | 31,092 | 0 | 0.04 | 0.03 | -0.01 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PNC FINANCIAL SERVICES GROUP, INC. | 95,600 | 95,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 25,000 | 24,621 | -379 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 300,000 | 299,500 | -500 | 0.00 | 0.00 | +0.00 | sell |
| Schonfeld Strategic Advisors LLC | 156,578 | 145,000 | -11,578 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 651,900 | 640,100 | -11,800 | 0.14 | 0.16 | +0.02 | sell |
| PenderFund Capital Management Ltd. | 14,900 | 0 | -14,900 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 16,844 | 0 | -16,844 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 16,921 | 0 | -16,921 | 0.04 | 0.00 | -0.04 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 52,247 | 27,247 | -25,000 | 0.01 | 0.01 | -0.01 | sell |
| Shaolin Capital Management LLC | 250,000 | 222,699 | -27,301 | 0.10 | 0.13 | +0.02 | sell |
| Parallax Volatility Advisers, L.P. | 27,801 | 0 | -27,801 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 32,500 | 0 | -32,500 | 0.02 | 0.00 | -0.02 | sell |
| Schonfeld Strategic Advisors LLC | 250,000 | 215,000 | -35,000 | 0.02 | 0.01 | -0.01 | sell |
| Verition Fund Management LLC | 685,312 | 647,950 | -37,362 | 0.07 | 0.05 | -0.02 | sell |
| Shaolin Capital Management LLC | 525,000 | 478,001 | -46,999 | 0.00 | 0.01 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 623,209 | 557,714 | -65,495 | 0.10 | 0.07 | -0.02 | sell |
| Karpus Management, Inc. | 1,903,371 | 1,825,871 | -77,500 | 0.60 | 0.53 | -0.06 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 79,820 | 0 | -79,820 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 123,355 | 0 | -123,355 | 0.00 | 0.00 | -0.00 | sell |
| Cable Car Capital, LP | 200,000 | 0 | -200,000 | 0.70 | 0.00 | -0.70 | sell |