| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LINDEN ADVISORS LP | 0 | 1,445,000 | +1,445,000 | 0.00 | 0.09 | +0.09 | buy |
| LINDEN ADVISORS LP | 0 | 1,445,000 | +1,445,000 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 0 | 1,226,785 | +1,226,785 | 0.00 | 0.33 | +0.33 | buy |
| Verition Fund Management LLC | 0 | 1,082,359 | +1,082,359 | 0.00 | 0.06 | +0.06 | buy |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.13 | 0.10 | -0.03 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 1,000,000 | +1,000,000 | 0.00 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 0 | 999,800 | +999,800 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 950,571 | +950,571 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 950,571 | +950,571 | 0.00 | 0.20 | +0.20 | buy |
| GLAZER CAPITAL, LLC | 0 | 651,900 | +651,900 | 0.00 | 0.17 | +0.17 | buy |
| GLAZER CAPITAL, LLC | 0 | 651,180 | +651,180 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 0 | 615,891 | +615,891 | 0.00 | 0.01 | +0.01 | buy |
| Shaolin Capital Management LLC | 0 | 550,000 | +550,000 | 0.00 | 0.21 | +0.21 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 543,750 | +543,750 | 0.00 | 0.01 | +0.01 | buy |
| Shaolin Capital Management LLC | 0 | 525,000 | +525,000 | 0.00 | 0.00 | +0.00 | buy |
| Context Capital Management, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| Context Capital Management, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.13 | +0.13 | buy |
| METEORA CAPITAL, LLC | 0 | 469,574 | +469,574 | 0.00 | 0.39 | +0.39 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 469,002 | +469,002 | 0.00 | 0.07 | +0.07 | buy |
| Polar Asset Management Partners Inc. | 0 | 450,000 | +450,000 | 0.00 | 0.09 | +0.09 | buy |
| Polar Asset Management Partners Inc. | 0 | 450,000 | +450,000 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 402,454 | +402,454 | 0.00 | 0.07 | +0.07 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| TORONTO DOMINION BANK | 0 | 390,049 | +390,049 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 381,990 | +381,990 | 0.00 | 0.90 | +0.90 | buy |
| Wealthspring Capital LLC | 0 | 381,590 | +381,590 | 0.00 | 0.01 | +0.01 | buy |
| PERISCOPE CAPITAL INC. | 0 | 375,000 | +375,000 | 0.00 | 0.72 | +0.72 | buy |
| Radcliffe Capital Management, L.P. | 0 | 350,000 | +350,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 350,000 | +350,000 | 0.00 | 0.19 | +0.19 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 325,951 | +325,951 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 305,785 | 305,785 | 0 | 0.17 | 0.15 | -0.03 | hold |
| OMERS ADMINISTRATION Corp | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 300,000 | +300,000 | 0.00 | 0.02 | +0.02 | buy |
| Magnetar Financial LLC | 0 | 300,000 | +300,000 | 0.00 | 0.03 | +0.03 | buy |
| Magnetar Financial LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 300,000 | +300,000 | 0.00 | 0.02 | +0.02 | buy |
| Hudson Bay Capital Management LP | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 300,000 | +300,000 | 0.00 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 299,429 | +299,429 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 299,429 | +299,429 | 0.00 | 0.00 | +0.00 | buy |
| STEADFAST CAPITAL MANAGEMENT LP | 250,000 | 250,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Westchester Capital Management, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.12 | +0.12 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 250,000 | +250,000 | 0.00 | 0.03 | +0.03 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 250,000 | +250,000 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 0 | 220,155 | +220,155 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 200,000 | +200,000 | 0.00 | 0.06 | +0.06 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 200,000 | +200,000 | 0.00 | 0.44 | +0.44 | buy |
| Bulldog Investors, LLP | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| Alpine Global Management, LLC | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| Cable Car Capital, LP | 200,000 | 200,000 | 0 | 0.86 | 0.13 | -0.73 | hold |
| Schonfeld Strategic Advisors LLC | 0 | 156,578 | +156,578 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 142,813 | 142,813 | 0 | 0.07 | 0.07 | -0.01 | hold |
| Crossingbridge Advisors, LLC | 248,355 | 123,355 | -125,000 | 1.27 | 0.35 | -0.92 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.32 | 0.38 | +0.06 | hold |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 0 | 100,000 | +100,000 | 0.00 | 0.03 | +0.03 | buy |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.24 | 0.21 | -0.03 | hold |
| JPMORGAN CHASE & CO | 230,000 | 100,000 | -130,000 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 95,600 | +95,600 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 0 | 85,377 | +85,377 | 0.00 | 0.21 | +0.21 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 54,747 | +54,747 | 0.00 | 0.01 | +0.01 | buy |
| Mint Tower Capital Management B.V. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 50,000 | +50,000 | 0.00 | 0.06 | +0.06 | buy |
| ABC ARBITRAGE SA | 0 | 31,092 | +31,092 | 0.00 | 0.03 | +0.03 | buy |
| Warberg Asset Management LLC | 0 | 27,000 | +27,000 | 0.00 | 0.08 | +0.08 | buy |
| HRT FINANCIAL LP | 25,018 | 25,000 | -18 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 18,000 | 18,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Bulldog Investors, LLP | 216,921 | 16,921 | -200,000 | 0.50 | 0.04 | -0.46 | sell |
| Evercore Wealth Management, LLC | 0 | 12,910 | +12,910 | 0.00 | 0.00 | +0.00 | buy |
| Evercore Wealth Management, LLC | 0 | 12,910 | +12,910 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 300,000 | 0 | -300,000 | 0.02 | 0.00 | -0.02 | sell |
| GLAZER CAPITAL, LLC | 651,180 | 0 | -651,180 | 0.22 | 0.00 | -0.22 | sell |
| ARISTEIA CAPITAL, L.L.C. | 200,000 | 0 | -200,000 | 0.06 | 0.00 | -0.06 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 299,429 | 0 | -299,429 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 950,571 | 0 | -950,571 | 0.24 | 0.00 | -0.24 | sell |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 0 | -543,750 | 0.01 | 0.00 | -0.01 | sell |
| Radcliffe Capital Management, L.P. | 350,000 | 0 | -350,000 | 0.22 | 0.00 | -0.22 | sell |
| WHITEBOX ADVISORS LLC | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |
| MILLENNIUM MANAGEMENT LLC | 150,000 | 0 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| LINDEN ADVISORS LP | 1,445,000 | 0 | -1,445,000 | 0.10 | 0.00 | -0.10 | sell |
| Context Capital Management, LLC | 500,000 | 0 | -500,000 | 0.15 | 0.00 | -0.15 | sell |
| Polar Asset Management Partners Inc. | 450,000 | 0 | -450,000 | 0.09 | 0.00 | -0.09 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Magnetar Financial LLC | 300,000 | 0 | -300,000 | 0.02 | 0.00 | -0.02 | sell |
| Weiss Asset Management LP | 200,000 | 0 | -200,000 | 0.03 | 0.00 | -0.03 | sell |
| Hudson Bay Capital Management LP | 300,000 | 0 | -300,000 | 0.02 | 0.00 | -0.02 | sell |