| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 1,451,075 | 2,077,075 | +626,000 | 1.22 | 1.54 | +0.32 | buy |
| BlueCrest Capital Management Ltd | 0 | 350,000 | +350,000 | 0.00 | 0.33 | +0.33 | buy |
| TORONTO DOMINION BANK | 88,733 | 409,178 | +320,445 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 199,996 | +199,996 | 0.00 | 0.10 | +0.10 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| BERKLEY W R CORP | 288,927 | 388,407 | +99,480 | 0.16 | 0.21 | +0.05 | buy |
| GLAZER CAPITAL, LLC | 317,835 | 410,406 | +92,571 | 0.08 | 0.09 | +0.00 | buy |
| TORONTO DOMINION BANK | 351,379 | 430,525 | +79,146 | 0.01 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 66,665 | +66,665 | 0.00 | 0.00 | +0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 53,603 | +53,603 | 0.00 | 0.03 | +0.03 | buy |
| Harraden Circle Investments, LLC | 298,667 | 343,599 | +44,932 | 0.03 | 0.03 | +0.00 | buy |
| DLD Asset Management, LP | 210,000 | 250,000 | +40,000 | 0.22 | 0.26 | +0.04 | buy |
| UBS Group AG | 38,159 | 71,590 | +33,431 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 33,333 | +33,333 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 166,600 | 191,600 | +25,000 | 0.02 | 0.02 | -0.00 | buy |
| Walleye Capital LLC | 0 | 15,325 | +15,325 | 0.00 | 0.00 | +0.00 | buy |
| Governors Lane LP | 1,000,000 | 1,009,055 | +9,055 | 0.93 | 1.27 | +0.34 | buy |
| FNY Investment Advisers, LLC | 2,000 | 8,000 | +6,000 | 0.01 | 0.04 | +0.03 | buy |
| HRT FINANCIAL LP | 50,002 | 55,100 | +5,098 | 0.00 | 0.00 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 294,506 | 297,959 | +3,453 | 0.08 | 0.07 | -0.01 | buy |
| Radcliffe Capital Management, L.P. | 700,000 | 703,404 | +3,404 | 0.38 | 0.53 | +0.15 | buy |
| FNY Investment Advisers, LLC | 100 | 200 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 10 | +10 | 0.00 | 0.00 | +0.00 | buy |
| HBK INVESTMENTS L P | 33,334 | 33,334 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 100,002 | 100,002 | 0 | 0.01 | 0.01 | +0.00 | hold |
| OMERS ADMINISTRATION Corp | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 199,998 | 199,998 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 120,600 | 120,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 40,200 | 40,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 126,461 | 126,461 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 379,387 | 379,387 | 0 | 0.08 | 0.06 | -0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 797,500 | 797,500 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Radcliffe Capital Management, L.P. | 191,665 | 191,665 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 440,750 | 440,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,200,000 | 1,200,000 | 0 | 0.07 | 0.07 | -0.01 | hold |
| LINDEN ADVISORS LP | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.13 | 0.12 | -0.01 | hold |
| MMCAP International Inc. SPC | 1,000,000 | 1,000,000 | 0 | 1.00 | 0.87 | -0.13 | hold |
| MMCAP International Inc. SPC | 333,333 | 333,333 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.12 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.14 | 0.16 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 999,990 | 999,990 | 0 | 0.10 | 0.10 | +0.00 | hold |
| Weiss Asset Management LP | 60,391 | 60,391 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PEAK6 LLC | 499,999 | 499,999 | 0 | 0.14 | 0.15 | +0.01 | hold |
| PEAK6 LLC | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 33,334 | 33,334 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| Verition Fund Management LLC | 941,727 | 941,727 | 0 | 0.05 | 0.09 | +0.04 | hold |
| Verition Fund Management LLC | 373,799 | 373,799 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Alberta Investment Management Corp | 183,333 | 183,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 949,650 | 949,650 | 0 | 0.32 | 0.31 | -0.01 | hold |
| Saba Capital Management, L.P. | 333,333 | 333,333 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 999,999 | 999,999 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 499,995 | 499,995 | 0 | 0.05 | 0.05 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 166,665 | 166,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 1,050,000 | 1,050,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| LMR Partners LLP | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 8,333 | 8,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Governors Lane LP | 187,118 | 187,118 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 750,000 | 750,000 | 0 | 0.91 | 0.70 | -0.21 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.30 | 0.23 | -0.07 | hold |
| PenderFund Capital Management Ltd. | 7,200 | 7,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 600,000 | 600,000 | 0 | 1.28 | 1.34 | +0.06 | hold |
| HGC Investment Management Inc. | 266,666 | 266,666 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Walleye Capital LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 300,000 | 300,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Shaolin Capital Management LLC | 250,000 | 250,000 | 0 | 0.10 | 0.11 | +0.01 | hold |
| Ghisallo Capital Management LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 10,000 | 10,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| JPMORGAN CHASE & CO | 24,813 | 24,813 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 16,666 | 16,666 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.48 | 0.54 | +0.06 | hold |
| Jain Global LLC | 98,791 | 98,791 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,000,000 | 1,000,000 | 0 | 0.46 | 0.64 | +0.17 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Rangeley Capital, LLC | 14,046 | 12,530 | -1,516 | 0.12 | 0.14 | +0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 106,708 | 98,451 | -8,257 | 0.03 | 0.02 | -0.00 | sell |
| Fort Baker Capital Management LP | 10,000 | 0 | -10,000 | 0.01 | 0.00 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 60,399 | 50,000 | -10,399 | 0.00 | 0.00 | -0.00 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 16,666 | 0 | -16,666 | 0.00 | 0.00 | -0.00 | sell |
| Ground Swell Capital, LLC | 18,175 | 0 | -18,175 | 0.02 | 0.00 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 70,000 | 45,339 | -24,661 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 27,210 | 0 | -27,210 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 134,833 | 104,115 | -30,718 | 0.05 | 0.04 | -0.01 | sell |
| K2 PRINCIPAL FUND, L.P. | 234,602 | 200,000 | -34,602 | 0.24 | 0.21 | -0.03 | sell |
| TORONTO DOMINION BANK | 261,219 | 215,000 | -46,219 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 500,000 | 450,000 | -50,000 | 0.97 | 0.79 | -0.18 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Waratah Capital Advisors Ltd. | 143,724 | 71,862 | -71,862 | 0.11 | 0.07 | -0.05 | sell |