| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. | 0 | 500,000 | +500,000 | 0.00 | 0.09 | +0.09 | buy |
| METEORA CAPITAL, LLC | 0 | 434,862 | +434,862 | 0.00 | 0.02 | +0.02 | buy |
| Harraden Circle Investments, LLC | 343,599 | 530,942 | +187,343 | 0.03 | 0.04 | +0.01 | buy |
| Polar Asset Management Partners Inc. | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 440,750 | 561,350 | +120,600 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 410,406 | 522,510 | +112,104 | 0.09 | 0.13 | +0.04 | buy |
| Jain Global LLC | 0 | 98,791 | +98,791 | 0.00 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 941,727 | 1,021,661 | +79,934 | 0.09 | 0.07 | -0.02 | buy |
| TORONTO DOMINION BANK | 430,525 | 501,862 | +71,337 | 0.01 | 0.01 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 200,000 | 253,936 | +53,936 | 0.21 | 0.24 | +0.03 | buy |
| Governors Lane LP | 187,118 | 225,229 | +38,111 | 0.01 | 0.01 | +0.00 | buy |
| Jain Global LLC | 0 | 32,930 | +32,930 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 25,000 | 45,047 | +20,047 | 0.01 | 0.01 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 7,200 | 19,600 | +12,400 | 0.01 | 0.03 | +0.01 | buy |
| Shaolin Capital Management LLC | 300,000 | 302,817 | +2,817 | 0.01 | 0.01 | +0.01 | buy |
| Walleye Capital LLC | 15,325 | 17,025 | +1,700 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 12,530 | 14,046 | +1,516 | 0.14 | 0.13 | -0.00 | buy |
| HBK INVESTMENTS L P | 33,334 | 33,334 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 100,002 | 100,002 | 0 | 0.01 | 0.01 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 199,998 | 199,998 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 388,407 | 388,407 | 0 | 0.21 | 0.20 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 120,600 | 120,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 40,200 | 40,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 126,461 | 126,461 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 379,387 | 379,387 | 0 | 0.06 | 0.06 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 797,500 | 797,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 191,665 | 191,665 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 703,404 | 703,404 | 0 | 0.53 | 0.55 | +0.02 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,200,000 | 1,200,000 | 0 | 0.07 | 0.06 | -0.00 | hold |
| LINDEN ADVISORS LP | 333,333 | 333,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.12 | 0.10 | -0.01 | hold |
| Context Capital Management, LLC | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 1,000,000 | 1,000,000 | 0 | 0.87 | 0.87 | +0.00 | hold |
| MMCAP International Inc. SPC | 333,333 | 333,333 | 0 | 0.01 | 0.02 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.16 | 0.14 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 333,333 | 333,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 999,990 | 999,990 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Weiss Asset Management LP | 60,391 | 60,391 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PEAK6 LLC | 499,999 | 499,999 | 0 | 0.15 | 0.12 | -0.02 | hold |
| PEAK6 LLC | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 199,996 | 199,996 | 0 | 0.10 | 0.10 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 66,665 | 66,665 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 33,334 | 33,334 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Alberta Investment Management Corp | 550,000 | 550,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 183,333 | 183,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 333,333 | 333,333 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 333,333 | 333,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1 | 1 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 499,995 | 499,995 | 0 | 0.05 | 0.05 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 166,665 | 166,665 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 250,000 | 250,000 | 0 | 0.26 | 0.21 | -0.05 | hold |
| LMR Partners LLP | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,050,000 | 1,050,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 8,333 | 8,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BlueCrest Capital Management Ltd | 350,000 | 350,000 | 0 | 0.33 | 0.15 | -0.18 | hold |
| Governors Lane LP | 1,009,055 | 1,009,055 | 0 | 1.27 | 1.04 | -0.23 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.23 | 0.02 | -0.21 | hold |
| Mint Tower Capital Management B.V. | 750,000 | 750,000 | 0 | 0.70 | 0.91 | +0.21 | hold |
| PERISCOPE CAPITAL INC. | 191,600 | 191,600 | 0 | 0.02 | 0.02 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 450,000 | 450,000 | 0 | 0.79 | 0.74 | -0.05 | hold |
| HGC Investment Management Inc. | 600,000 | 600,000 | 0 | 1.34 | 1.22 | -0.12 | hold |
| HGC Investment Management Inc. | 266,666 | 266,666 | 0 | 0.03 | 0.03 | +0.01 | hold |
| FNY Investment Advisers, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ghisallo Capital Management LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 10,000 | 10,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 53,603 | 53,603 | 0 | 0.03 | 0.02 | -0.01 | hold |
| JPMORGAN CHASE & CO | 24,813 | 24,813 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 16,666 | 16,666 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.54 | 0.49 | -0.04 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,000,000 | 1,000,000 | 0 | 0.64 | 0.35 | -0.29 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 10 | 0 | -10 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 297,959 | 297,375 | -584 | 0.07 | 0.06 | -0.01 | sell |
| HRT FINANCIAL LP | 55,100 | 52,406 | -2,694 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 8,000 | 1,000 | -7,000 | 0.04 | 0.00 | -0.03 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 98,451 | 89,094 | -9,357 | 0.02 | 0.02 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 50,000 | 25,000 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 373,799 | 347,750 | -26,049 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 45,339 | 9,160 | -36,179 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 300,000 | 250,000 | -50,000 | 0.07 | 0.04 | -0.03 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 131,507 | 76,505 | -55,002 | 0.02 | 0.01 | -0.01 | sell |
| UBS Group AG | 71,590 | 0 | -71,590 | 0.00 | 0.00 | -0.00 | sell |
| Waratah Capital Advisors Ltd. | 71,862 | 0 | -71,862 | 0.07 | 0.00 | -0.07 | sell |
| Virtu Financial LLC | 104,115 | 10,763 | -93,352 | 0.04 | 0.00 | -0.04 | sell |
| Jain Global LLC | 98,791 | 0 | -98,791 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 409,178 | 299,900 | -109,278 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 250,000 | 138,473 | -111,527 | 0.11 | 0.08 | -0.02 | sell |
| Saba Capital Management, L.P. | 949,650 | 749,650 | -200,000 | 0.31 | 0.24 | -0.07 | sell |
| TORONTO DOMINION BANK | 215,000 | 0 | -215,000 | 0.00 | 0.00 | -0.00 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 999,999 | 699,999 | -300,000 | 0.02 | 0.01 | -0.01 | sell |