| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 1,608,799 | 1,451,075 | -157,724 | 1.76 | 1.22 | -0.54 | sell |
| LINDEN ADVISORS LP | 1,000,000 | 1,200,000 | +200,000 | 0.07 | 0.07 | +0.01 | buy |
| LMR Partners LLP | 1,050,000 | 1,050,000 | 0 | 0.14 | 0.10 | -0.04 | hold |
| MMCAP International Inc. SPC | 0 | 1,000,000 | +1,000,000 | 0.00 | 1.00 | +1.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.13 | 0.14 | +0.01 | hold |
| Governors Lane LP | 800,000 | 1,000,000 | +200,000 | 1.12 | 0.93 | -0.19 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,000,000 | 1,000,000 | 0 | 0.51 | 0.46 | -0.05 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 999,999 | +999,999 | 0.00 | 0.02 | +0.02 | buy |
| Magnetar Financial LLC | 0 | 999,990 | +999,990 | 0.00 | 0.10 | +0.10 | buy |
| Saba Capital Management, L.P. | 949,650 | 949,650 | 0 | 0.32 | 0.32 | +0.00 | hold |
| Verition Fund Management LLC | 1,150,200 | 941,727 | -208,473 | 0.07 | 0.05 | -0.02 | sell |
| TWO SIGMA INVESTMENTS, LP | 797,500 | 797,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| METEORA CAPITAL, LLC | 0 | 775,982 | +775,982 | 0.00 | 0.03 | +0.03 | buy |
| Mint Tower Capital Management B.V. | 0 | 750,000 | +750,000 | 0.00 | 0.91 | +0.91 | buy |
| Radcliffe Capital Management, L.P. | 575,000 | 700,000 | +125,000 | 0.36 | 0.38 | +0.02 | buy |
| HGC Investment Management Inc. | 700,000 | 600,000 | -100,000 | 1.72 | 1.28 | -0.45 | sell |
| Alberta Investment Management Corp | 0 | 550,000 | +550,000 | 0.00 | 0.03 | +0.03 | buy |
| MIZUHO SECURITIES USA LLC | 275,000 | 521,090 | +246,090 | 0.03 | 0.09 | +0.06 | buy |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 0 | 500,000 | +500,000 | 0.00 | 0.97 | +0.97 | buy |
| PEAK6 LLC | 499,999 | 499,999 | 0 | 0.13 | 0.14 | +0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 499,995 | 499,995 | 0 | 0.06 | 0.05 | -0.01 | hold |
| MILLENNIUM MANAGEMENT LLC | 20,000 | 440,750 | +420,750 | 0.00 | 0.00 | +0.00 | buy |
| Harraden Circle Investments, LLC | 896,001 | 423,280 | -472,721 | 1.76 | 0.78 | -0.98 | sell |
| AQR Arbitrage LLC | 0 | 379,387 | +379,387 | 0.00 | 0.08 | +0.08 | buy |
| Verition Fund Management LLC | 383,399 | 373,799 | -9,600 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 408,826 | 355,174 | -53,652 | 0.06 | 0.05 | -0.01 | sell |
| TORONTO DOMINION BANK | 350,000 | 351,379 | +1,379 | 0.01 | 0.01 | -0.00 | buy |
| LMR Partners LLP | 349,999 | 350,000 | +1 | 0.00 | 0.00 | -0.00 | buy |
| LINDEN ADVISORS LP | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MMCAP International Inc. SPC | 0 | 333,333 | +333,333 | 0.00 | 0.02 | +0.02 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 333,333 | 333,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 333,333 | +333,333 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 300,000 | 317,835 | +17,835 | 0.10 | 0.08 | -0.02 | buy |
| Shaolin Capital Management LLC | 173,330 | 300,000 | +126,670 | 0.01 | 0.01 | -0.00 | buy |
| Harraden Circle Investments, LLC | 298,667 | 298,667 | 0 | 0.04 | 0.03 | -0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 298,798 | 294,506 | -4,292 | 0.08 | 0.08 | -0.00 | sell |
| BERKLEY W R CORP | 265,299 | 288,927 | +23,628 | 0.17 | 0.16 | -0.01 | buy |
| HGC Investment Management Inc. | 233,333 | 266,666 | +33,333 | 0.04 | 0.03 | -0.01 | buy |
| TORONTO DOMINION BANK | 214,398 | 261,219 | +46,821 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 250,000 | +250,000 | 0.00 | 0.30 | +0.30 | buy |
| Shaolin Capital Management LLC | 250,000 | 250,000 | 0 | 0.12 | 0.10 | -0.03 | hold |
| K2 PRINCIPAL FUND, L.P. | 300,000 | 234,602 | -65,398 | 0.32 | 0.24 | -0.08 | sell |
| DLD Asset Management, LP | 10,300 | 210,000 | +199,700 | 0.01 | 0.22 | +0.21 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 200,000 | 0 | 0.12 | 0.10 | -0.02 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 199,998 | +199,998 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 191,665 | 191,665 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Governors Lane LP | 186,327 | 187,118 | +791 | 0.02 | 0.01 | -0.01 | buy |
| Alberta Investment Management Corp | 0 | 183,333 | +183,333 | 0.00 | 0.00 | +0.00 | buy |
| Context Capital Management, LLC | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PEAK6 LLC | 166,665 | 166,666 | +1 | 0.00 | 0.00 | -0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 166,665 | 166,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 0 | 166,600 | +166,600 | 0.00 | 0.02 | +0.02 | buy |
| Waratah Capital Advisors Ltd. | 143,164 | 143,724 | +560 | 0.10 | 0.11 | +0.01 | buy |
| Virtu Financial LLC | 0 | 134,833 | +134,833 | 0.00 | 0.05 | +0.05 | buy |
| AQR Arbitrage LLC | 0 | 126,461 | +126,461 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 120,600 | +120,600 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 106,708 | +106,708 | 0.00 | 0.03 | +0.03 | buy |
| HBK INVESTMENTS L P | 100,002 | 100,002 | 0 | 0.01 | 0.01 | -0.00 | hold |
| STEADFAST CAPITAL MANAGEMENT LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| Jain Global LLC | 100,000 | 98,791 | -1,209 | 0.01 | 0.01 | -0.00 | sell |
| Wealthspring Capital LLC | 100,000 | 92,900 | -7,100 | 0.25 | 0.23 | -0.02 | sell |
| TORONTO DOMINION BANK | 12,496 | 88,733 | +76,237 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 88,433 | 88,433 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 130,584 | 70,000 | -60,584 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 62,501 | 60,399 | -2,102 | 0.00 | 0.00 | -0.00 | sell |
| Weiss Asset Management LP | 133,231 | 60,391 | -72,840 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 48,617 | 50,002 | +1,385 | 0.00 | 0.00 | -0.00 | buy |
| OMERS ADMINISTRATION Corp | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 50,000 | +50,000 | 0.00 | 0.48 | +0.48 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 40,200 | +40,200 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 0 | 38,159 | +38,159 | 0.00 | 0.00 | +0.00 | buy |
| HBK INVESTMENTS L P | 33,334 | 33,334 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 33,334 | +33,334 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 27,210 | +27,210 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| Westchester Capital Management, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ghisallo Capital Management LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| JPMORGAN CHASE & CO | 24,813 | 24,813 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.02 | +0.02 | buy |
| Ground Swell Capital, LLC | 0 | 18,175 | +18,175 | 0.00 | 0.02 | +0.02 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 16,666 | +16,666 | 0.00 | 0.01 | +0.01 | buy |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 0 | 16,666 | +16,666 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 12,530 | 14,046 | +1,516 | 0.12 | 0.12 | +0.00 | buy |
| Fort Baker Capital Management LP | 10,000 | 10,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| READYSTATE ASSET MANAGEMENT LP | 10,000 | 10,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 8,333 | 8,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PenderFund Capital Management Ltd. | 0 | 7,200 | +7,200 | 0.00 | 0.01 | +0.01 | buy |
| KRYGER CAPITAL Ltd | 0 | 3,080 | +3,080 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 2,000 | +2,000 | 0.00 | 0.01 | +0.01 | buy |
| FNY Investment Advisers, LLC | 782 | 100 | -682 | 0.00 | 0.00 | -0.00 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1 | -999,999 | 0.02 | 0.00 | -0.02 | sell |