| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 175,408 | 500,519 | +325,111 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 205,739 | +205,739 | 0.00 | 0.10 | +0.10 | buy |
| Karpus Management, Inc. | 0 | 197,200 | +197,200 | 0.00 | 0.06 | +0.06 | buy |
| TORONTO DOMINION BANK | 0 | 172,607 | +172,607 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 167,374 | +167,374 | 0.00 | 0.09 | +0.09 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 156,076 | +156,076 | 0.00 | 0.06 | +0.06 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 152,870 | +152,870 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.11 | +0.11 | buy |
| Decagon Asset Management LLP | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 450,000 | 540,000 | +90,000 | 0.02 | 0.04 | +0.02 | buy |
| GLAZER CAPITAL, LLC | 900,020 | 978,249 | +78,229 | 0.24 | 0.21 | -0.03 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 160,663 | 219,965 | +59,302 | 0.36 | 0.50 | +0.14 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 398,511 | 453,043 | +54,532 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 53,629 | +53,629 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 799,996 | 851,998 | +52,002 | 0.01 | 0.01 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 50,000 | +50,000 | 0.00 | 0.14 | +0.14 | buy |
| WHITEBOX ADVISORS LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 89,300 | 131,144 | +41,844 | 0.00 | 0.01 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 150,834 | 188,688 | +37,854 | 0.02 | 0.04 | +0.02 | buy |
| Bulldog Investors, LLP | 80,331 | 109,980 | +29,649 | 0.01 | 0.01 | +0.00 | buy |
| Verition Fund Management LLC | 291,625 | 319,512 | +27,887 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 18,000 | +18,000 | 0.00 | 0.03 | +0.03 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 16,900 | +16,900 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 532,201 | 542,611 | +10,410 | 0.29 | 0.41 | +0.12 | buy |
| PenderFund Capital Management Ltd. | 0 | 9,000 | +9,000 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 202,701 | 207,426 | +4,725 | 0.01 | 0.01 | -0.00 | buy |
| JPMORGAN CHASE & CO | 111,904 | 111,946 | +42 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 250,000 | 250,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Sculptor Capital LP | 500,000 | 500,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Sculptor Capital LP | 437,500 | 437,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 187,433 | 187,433 | 0 | 0.05 | 0.04 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 93,716 | 93,716 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| CSS LLC/IL | 105,075 | 105,075 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 333,856 | 333,856 | 0 | 0.19 | 0.18 | -0.01 | hold |
| BERKLEY W R CORP | 99,180 | 99,180 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,800,000 | 1,800,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 900,000 | 900,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 199,255 | 199,255 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 632,853 | 632,853 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 266,099 | 266,099 | 0 | 0.00 | 0.01 | +0.00 | hold |
| LINDEN ADVISORS LP | 375,001 | 375,001 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Context Capital Management, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 98,585 | 98,585 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.08 | 0.10 | +0.02 | hold |
| Polar Asset Management Partners Inc. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.07 | 0.08 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 929,288 | 929,288 | 0 | 0.09 | 0.10 | +0.00 | hold |
| Magnetar Financial LLC | 464,644 | 464,644 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TIG Advisors, LLC | 74,999 | 74,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TIG Advisors, LLC | 150,000 | 150,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Hudson Bay Capital Management LP | 901,878 | 901,878 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Hudson Bay Capital Management LP | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.08 | 0.15 | +0.06 | hold |
| Alberta Investment Management Corp | 1,250,000 | 1,250,000 | 0 | 0.07 | 0.08 | +0.00 | hold |
| Alberta Investment Management Corp | 625,000 | 625,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HRT FINANCIAL LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 170,299 | 170,299 | 0 | 0.08 | 0.08 | +0.00 | hold |
| Rangeley Capital, LLC | 20,000 | 20,000 | 0 | 0.17 | 0.22 | +0.05 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 625,000 | 625,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 200,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 100,307 | 100,307 | 0 | 0.10 | 0.10 | -0.00 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| First Trust Capital Management L.P. | 250,000 | 250,000 | 0 | 0.15 | 0.13 | -0.02 | hold |
| Governors Lane LP | 153,935 | 153,935 | 0 | 0.14 | 0.19 | +0.05 | hold |
| Mint Tower Capital Management B.V. | 25,000 | 25,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 12,500 | 12,500 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 200,000 | 200,000 | 0 | 0.12 | 0.09 | -0.03 | hold |
| HGC Investment Management Inc. | 200,000 | 200,000 | 0 | 0.43 | 0.45 | +0.02 | hold |
| READYSTATE ASSET MANAGEMENT LP | 11,290 | 11,290 | 0 | 0.00 | 0.00 | +0.00 | hold |
| METEORA CAPITAL, LLC | 100,000 | 100,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Irenic Capital Management LP | 300,000 | 300,000 | 0 | 0.39 | 0.27 | -0.12 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 63,510 | 63,510 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 127,021 | 127,021 | 0 | 1.21 | 1.36 | +0.15 | hold |
| ABC ARBITRAGE SA | 35,000 | 35,000 | 0 | 0.03 | 0.05 | +0.01 | hold |
| CITIGROUP INC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | +0.01 | hold |
| Jefferies Financial Group Inc. | 287,500 | 287,500 | 0 | 0.02 | 0.00 | -0.02 | hold |
| AQR Arbitrage LLC | 634,111 | 633,824 | -287 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 199,267 | -733 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 374,825 | 371,757 | -3,068 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 125,813 | 120,113 | -5,700 | 0.00 | 0.00 | +0.00 | sell |
| METEORA CAPITAL, LLC | 48,626 | 42,226 | -6,400 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 25,165 | 16,222 | -8,943 | 0.01 | 0.01 | -0.00 | sell |