| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| TORONTO DOMINION BANK | 0 | 325,000 | +325,000 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 199,267 | +199,267 | 0.00 | 0.00 | +0.00 | buy |
| Irenic Capital Management LP | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 197,200 | 344,650 | +147,450 | 0.06 | 0.10 | +0.04 | buy |
| GLAZER CAPITAL, LLC | 978,249 | 1,114,700 | +136,451 | 0.21 | 0.28 | +0.07 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 135,282 | +135,282 | 0.00 | 0.05 | +0.05 | buy |
| D. E. Shaw & Co., Inc. | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 100,000 | 177,923 | +77,923 | 0.01 | 0.01 | +0.01 | buy |
| DLD Asset Management, LP | 0 | 53,629 | +53,629 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 400,000 | 450,100 | +50,100 | 0.10 | 0.08 | -0.01 | buy |
| PenderFund Capital Management Ltd. | 18,000 | 63,939 | +45,939 | 0.03 | 0.08 | +0.05 | buy |
| AQR Arbitrage LLC | 1,215,191 | 1,246,946 | +31,755 | 0.20 | 0.18 | -0.02 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 27,900 | +27,900 | 0.00 | 0.00 | +0.00 | buy |
| Sculptor Capital LP | 437,500 | 462,500 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 23,663 | +23,663 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 14,886 | +14,886 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 542,611 | 556,664 | +14,053 | 0.41 | 0.43 | +0.02 | buy |
| Polar Asset Management Partners Inc. | 200,000 | 206,000 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 540,000 | 543,691 | +3,691 | 0.04 | 0.03 | -0.01 | buy |
| HRT FINANCIAL LP | 50,000 | 51,056 | +1,056 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 633,824 | 634,724 | +900 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 16,900 | 17,224 | +324 | 0.01 | 0.01 | -0.00 | buy |
| JPMORGAN CHASE & CO | 111,946 | 111,967 | +21 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 851,998 | 852,000 | +2 | 0.01 | 0.01 | -0.00 | buy |
| HBK INVESTMENTS L P | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HBK INVESTMENTS L P | 250,000 | 250,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 207,426 | 207,426 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Sculptor Capital LP | 500,000 | 500,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 187,433 | 187,433 | 0 | 0.04 | 0.03 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 93,716 | 93,716 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 50,000 | 50,000 | 0 | 0.14 | 0.12 | -0.02 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| CSS LLC/IL | 105,075 | 105,075 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CSS LLC/IL | 167,374 | 167,374 | 0 | 0.09 | 0.08 | -0.02 | hold |
| BERKLEY W R CORP | 333,856 | 333,856 | 0 | 0.18 | 0.17 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,800,000 | 1,800,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 900,000 | 900,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 453,043 | 453,043 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 199,255 | 199,255 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 632,853 | 632,853 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 266,099 | 266,099 | 0 | 0.01 | 0.01 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 375,001 | 375,001 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Context Capital Management, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 98,585 | 98,585 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 464,644 | 464,644 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 929,288 | 929,288 | 0 | 0.10 | 0.09 | -0.01 | hold |
| TIG Advisors, LLC | 150,000 | 150,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| TIG Advisors, LLC | 74,999 | 74,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 901,878 | 901,878 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Hudson Bay Capital Management LP | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.15 | 0.09 | -0.05 | hold |
| Verition Fund Management LLC | 536,599 | 536,599 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Verition Fund Management LLC | 319,512 | 319,512 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 1,250,000 | 1,250,000 | 0 | 0.08 | 0.07 | -0.00 | hold |
| Alberta Investment Management Corp | 625,000 | 625,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 219,965 | 219,965 | 0 | 0.50 | 0.49 | -0.01 | hold |
| Bulldog Investors, LLP | 109,980 | 109,980 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Westchester Capital Management, LLC | 170,299 | 170,299 | 0 | 0.08 | 0.09 | +0.00 | hold |
| Rangeley Capital, LLC | 20,000 | 20,000 | 0 | 0.22 | 0.19 | -0.03 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 625,000 | 625,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 200,000 | 200,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 100,307 | 100,307 | 0 | 0.10 | 0.08 | -0.02 | hold |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| First Trust Capital Management L.P. | 250,000 | 250,000 | 0 | 0.13 | 0.15 | +0.02 | hold |
| Governors Lane LP | 153,935 | 153,935 | 0 | 0.19 | 0.16 | -0.04 | hold |
| Mint Tower Capital Management B.V. | 12,500 | 12,500 | 0 | 0.01 | 0.00 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Centiva Capital, LP | 200,000 | 200,000 | 0 | 0.09 | 0.07 | -0.03 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 131,144 | 131,144 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 350,000 | 350,000 | 0 | 0.61 | 0.57 | -0.05 | hold |
| HGC Investment Management Inc. | 200,000 | 200,000 | 0 | 0.45 | 0.41 | -0.04 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 156,076 | 156,076 | 0 | 0.06 | 0.06 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 11,290 | 11,290 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Irenic Capital Management LP | 300,000 | 300,000 | 0 | 0.27 | 0.22 | -0.05 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 63,510 | 63,510 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 127,021 | 127,021 | 0 | 1.36 | 1.24 | -0.12 | hold |
| ABC ARBITRAGE SA | 35,000 | 35,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| CITIGROUP INC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Jefferies Financial Group Inc. | 287,500 | 287,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 205,739 | 205,738 | -1 | 0.10 | 0.10 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 152,870 | 152,869 | -1 | 0.00 | 0.00 | +0.00 | sell |
| Magnetar Financial LLC | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 120,113 | 117,500 | -2,613 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 25,000 | 18,814 | -6,186 | 0.00 | 0.00 | -0.00 | sell |