| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO | 0 | 690,404 | +690,404 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 424,512 | +424,512 | 0.00 | 0.21 | +0.21 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 424,512 | +424,512 | 0.00 | 0.01 | +0.01 | buy |
| Polar Asset Management Partners Inc. | 0 | 400,000 | +400,000 | 0.00 | 0.10 | +0.10 | buy |
| Polar Asset Management Partners Inc. | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 303,580 | 508,540 | +204,960 | 0.17 | 0.28 | +0.11 | buy |
| JPMORGAN CHASE & CO | 0 | 121,078 | +121,078 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 121,078 | +121,078 | 0.00 | 0.08 | +0.08 | buy |
| Crossingbridge Advisors, LLC | 0 | 107,825 | +107,825 | 0.00 | 0.20 | +0.20 | buy |
| TORONTO DOMINION BANK | 175,778 | 265,600 | +89,822 | 0.00 | 0.01 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 575,222 | 603,984 | +28,762 | 0.08 | 0.10 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 718,086 | 731,984 | +13,898 | 0.12 | 0.17 | +0.06 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 102,340 | 115,048 | +12,708 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 684,037 | 690,404 | +6,367 | 0.01 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 219 | +219 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 409,860 | 409,860 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 420,536 | 420,536 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 57,300 | 57,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 150,000 | 0 | 0.57 | 0.43 | -0.14 | hold |
| BERKLEY W R CORP | 35,110 | 35,110 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 102,340 | 102,340 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 150,000 | 150,000 | 0 | 0.08 | 0.11 | +0.03 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 235,000 | 235,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Hudson Bay Capital Management LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 250,000 | 250,000 | 0 | 0.12 | 0.12 | +0.00 | hold |
| Westchester Capital Management, LLC | 100,000 | 100,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Logan Stone Capital, LLC | 14,500 | 14,500 | 0 | 0.04 | 0.04 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 55,000 | 55,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Cable Car Capital, LP | 174,801 | 174,801 | 0 | 0.11 | 0.61 | +0.50 | hold |
| Cable Car Capital, LP | 174,801 | 174,801 | 0 | 0.00 | 0.02 | +0.01 | hold |
| HGC Investment Management Inc. | 300,000 | 300,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| HGC Investment Management Inc. | 300,000 | 300,000 | 0 | 0.64 | 0.67 | +0.04 | hold |
| Shaolin Capital Management LLC | 480,000 | 480,000 | 0 | 0.18 | 0.20 | +0.02 | hold |
| Shaolin Capital Management LLC | 460,000 | 460,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 993,926 | 993,926 | 0 | 0.04 | 0.05 | +0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 67,700 | 67,700 | 0 | 0.10 | 0.10 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 54,599 | 54,500 | -99 | 0.00 | 0.00 | +0.00 | sell |
| Karpus Management, Inc. | 494,350 | 493,875 | -475 | 0.13 | 0.16 | +0.02 | sell |
| HRT FINANCIAL LP | 31,089 | 30,138 | -951 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 424,153 | 423,019 | -1,134 | 0.11 | 0.09 | -0.02 | sell |
| AQR Arbitrage LLC | 322,660 | 321,002 | -1,658 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 24,783 | 22,303 | -2,480 | 0.01 | 0.01 | -0.00 | sell |
| JPMORGAN CHASE & CO | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 149,900 | 138,181 | -11,719 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 322,660 | 308,294 | -14,366 | 0.07 | 0.05 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 150,000 | 135,213 | -14,787 | 0.00 | 0.00 | +0.00 | sell |
| TORONTO DOMINION BANK | 695,137 | 670,837 | -24,300 | 0.00 | 0.00 | +0.00 | sell |
| PERISCOPE CAPITAL INC. | 125,000 | 100,000 | -25,000 | 0.24 | 0.18 | -0.07 | sell |
| METEORA CAPITAL, LLC | 36,121 | 0 | -36,121 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 41,421 | 0 | -41,421 | 0.12 | 0.00 | -0.12 | sell |
| TWO SIGMA INVESTMENTS, LP | 217,479 | 35,291 | -182,188 | 0.00 | 0.00 | -0.00 | sell |
| Polar Asset Management Partners Inc. | 400,000 | 0 | -400,000 | 0.08 | 0.00 | -0.08 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 424,512 | 0 | -424,512 | 0.20 | 0.00 | -0.20 | sell |