| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 167,500 | 993,926 | +826,426 | 0.01 | 0.04 | +0.03 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 718,086 | +718,086 | 0.00 | 0.12 | +0.12 | buy |
| TORONTO DOMINION BANK | 50,000 | 695,137 | +645,137 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 575,222 | +575,222 | 0.00 | 0.08 | +0.08 | buy |
| Karpus Management, Inc. | 0 | 494,350 | +494,350 | 0.00 | 0.13 | +0.13 | buy |
| Shaolin Capital Management LLC | 0 | 480,000 | +480,000 | 0.00 | 0.18 | +0.18 | buy |
| Shaolin Capital Management LLC | 0 | 460,000 | +460,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 424,153 | +424,153 | 0.00 | 0.11 | +0.11 | buy |
| GLAZER CAPITAL, LLC | 0 | 420,536 | +420,536 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 409,860 | +409,860 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| AQR Arbitrage LLC | 0 | 322,660 | +322,660 | 0.00 | 0.07 | +0.07 | buy |
| AQR Arbitrage LLC | 0 | 322,660 | +322,660 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 0 | 303,580 | +303,580 | 0.00 | 0.17 | +0.17 | buy |
| HGC Investment Management Inc. | 0 | 300,000 | +300,000 | 0.00 | 0.64 | +0.64 | buy |
| HGC Investment Management Inc. | 0 | 300,000 | +300,000 | 0.00 | 0.01 | +0.01 | buy |
| Westchester Capital Management, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.12 | +0.12 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 217,479 | +217,479 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 175,778 | +175,778 | 0.00 | 0.00 | +0.00 | buy |
| Cable Car Capital, LP | 0 | 174,801 | +174,801 | 0.00 | 0.11 | +0.11 | buy |
| Cable Car Capital, LP | 0 | 174,801 | +174,801 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 150,000 | +150,000 | 0.00 | 0.57 | +0.57 | buy |
| Radcliffe Capital Management, L.P. | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 150,000 | +150,000 | 0.00 | 0.08 | +0.08 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 149,900 | +149,900 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 125,000 | +125,000 | 0.00 | 0.24 | +0.24 | buy |
| PERISCOPE CAPITAL INC. | 0 | 125,000 | +125,000 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 102,340 | +102,340 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 102,340 | +102,340 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 55,000 | +55,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 54,599 | +54,599 | 0.00 | 0.00 | +0.00 | buy |
| Warberg Asset Management LLC | 0 | 41,421 | +41,421 | 0.00 | 0.12 | +0.12 | buy |
| METEORA CAPITAL, LLC | 0 | 36,121 | +36,121 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 0 | 35,110 | +35,110 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 0 | 14,500 | +14,500 | 0.00 | 0.04 | +0.04 | buy |
| Virtu Financial LLC | 14,934 | 24,783 | +9,849 | 0.01 | 0.01 | +0.00 | buy |
| HRT FINANCIAL LP | 29,985 | 31,089 | +1,104 | 0.00 | 0.00 | -0.00 | buy |
| GABELLI FUNDS LLC | 57,300 | 57,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Hudson Bay Capital Management LP | 235,000 | 235,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Westchester Capital Management, LLC | 100,000 | 100,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| JPMORGAN CHASE & CO | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 67,700 | 67,700 | 0 | 0.11 | 0.10 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 425,000 | 424,512 | -488 | 0.25 | 0.20 | -0.04 | sell |
| TrueMark Investments, LLC | 10,000 | 0 | -10,000 | 0.02 | 0.00 | -0.02 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 700,000 | 684,037 | -15,963 | 0.01 | 0.01 | -0.00 | sell |
| Warberg Asset Management LLC | 41,421 | 0 | -41,421 | 0.12 | 0.00 | -0.12 | sell |
| Hudson Bay Capital Management LP | 235,000 | 150,000 | -85,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 87,486 | 0 | -87,486 | 0.01 | 0.00 | -0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 100,000 | 0 | -100,000 | 0.03 | 0.00 | -0.03 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 102,340 | 0 | -102,340 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 125,000 | 0 | -125,000 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 125,000 | 0 | -125,000 | 0.31 | 0.00 | -0.31 | sell |
| BERKLEY W R CORP | 148,770 | 0 | -148,770 | 0.10 | 0.00 | -0.10 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 0 | -150,000 | 0.48 | 0.00 | -0.48 | sell |
| Radcliffe Capital Management, L.P. | 150,000 | 0 | -150,000 | 0.09 | 0.00 | -0.09 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 150,000 | 0 | -150,000 | 0.02 | 0.00 | -0.02 | sell |
| StoneX Group Inc. | 168,149 | 0 | -168,149 | 0.07 | 0.00 | -0.07 | sell |
| Cable Car Capital, LP | 174,801 | 0 | -174,801 | 0.76 | 0.00 | -0.76 | sell |
| TWO SIGMA INVESTMENTS, LP | 222,490 | 0 | -222,490 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 229,999 | 0 | -229,999 | 0.25 | 0.00 | -0.25 | sell |
| HGC Investment Management Inc. | 300,000 | 0 | -300,000 | 0.74 | 0.00 | -0.74 | sell |
| AQR Arbitrage LLC | 322,660 | 0 | -322,660 | 0.08 | 0.00 | -0.08 | sell |
| MIZUHO SECURITIES USA LLC | 357,801 | 0 | -357,801 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 361,000 | 0 | -361,000 | 0.01 | 0.00 | -0.01 | sell |
| LINDEN ADVISORS LP | 400,000 | 0 | -400,000 | 0.03 | 0.00 | -0.03 | sell |
| Harraden Circle Investments, LLC | 400,707 | 0 | -400,707 | 0.79 | 0.00 | -0.79 | sell |
| GLAZER CAPITAL, LLC | 420,542 | 0 | -420,542 | 0.14 | 0.00 | -0.14 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 600,000 | 0 | -600,000 | 0.30 | 0.00 | -0.30 | sell |