| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Magnetar Financial LLC | 0 | 1,249,976 | +1,249,976 | 0.00 | 0.13 | +0.13 | buy |
| Westchester Capital Management, LLC | 0 | 900,000 | +900,000 | 0.00 | 0.44 | +0.44 | buy |
| D. E. Shaw & Co., Inc. | 0 | 710,272 | +710,272 | 0.00 | 0.01 | +0.01 | buy |
| Quarry LP | 0 | 562,435 | +562,435 | 0.00 | 1.14 | +1.14 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 475,489 | +475,489 | 0.00 | 0.24 | +0.24 | buy |
| Centiva Capital, LP | 594,995 | 1,044,995 | +450,000 | 0.36 | 0.49 | +0.13 | buy |
| Hudson Bay Capital Management LP | 900,000 | 1,162,935 | +262,935 | 0.05 | 0.07 | +0.02 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 250,000 | +250,000 | 0.00 | 0.10 | +0.10 | buy |
| Magnetar Financial LLC | 0 | 178,568 | +178,568 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 120,000 | +120,000 | 0.00 | 0.01 | +0.01 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 98,819 | +98,819 | 0.00 | 0.28 | +0.28 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 6,573 | 102,074 | +95,501 | 0.00 | 0.02 | +0.02 | buy |
| Westchester Capital Management, LLC | 0 | 92,854 | +92,854 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 67,926 | +67,926 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 365,950 | 408,720 | +42,770 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 83,449 | 109,028 | +25,579 | 0.08 | 0.07 | -0.01 | buy |
| Radcliffe Capital Management, L.P. | 609,667 | 629,667 | +20,000 | 0.33 | 0.47 | +0.14 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 13,417 | +13,417 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 12,093 | +12,093 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 10,010 | +10,010 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 368,589 | 375,000 | +6,411 | 0.71 | 0.66 | -0.06 | buy |
| AQR Arbitrage LLC | 133,434 | 134,526 | +1,092 | 0.01 | 0.01 | -0.00 | buy |
| TORONTO DOMINION BANK | 0 | 928 | +928 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 1,510,500 | 1,510,805 | +305 | 0.40 | 0.32 | -0.07 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 28,571 | 28,779 | +208 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 875,000 | 875,000 | 0 | 0.25 | 0.20 | -0.05 | hold |
| ARISTEIA CAPITAL, L.L.C. | 125,000 | 125,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GABELLI FUNDS LLC | 230,100 | 230,100 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GABELLI FUNDS LLC | 32,871 | 32,871 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 297,598 | 297,598 | 0 | 0.17 | 0.16 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 52,278 | 52,278 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 57,709 | 57,709 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,250,000 | 1,250,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| LINDEN ADVISORS LP | 178,571 | 178,571 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 400,000 | 400,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Context Capital Management, LLC | 57,142 | 57,142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,200,000 | 1,200,000 | 0 | 0.24 | 0.29 | +0.05 | hold |
| Polar Asset Management Partners Inc. | 171,428 | 171,428 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Hudson Bay Capital Management LP | 128,571 | 128,571 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 42,929 | 42,929 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 650,000 | 650,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 92,857 | 92,857 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 266,667 | 266,667 | 0 | 0.28 | 0.27 | -0.01 | hold |
| DLD Asset Management, LP | 30,576 | 30,576 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LMR Partners LLP | 1,250,000 | 1,250,000 | 0 | 0.12 | 0.12 | -0.01 | hold |
| Tuttle Capital Management, LLC | 40,000 | 40,000 | 0 | 0.92 | 0.67 | -0.24 | hold |
| Governors Lane LP | 250,000 | 250,000 | 0 | 0.23 | 0.31 | +0.08 | hold |
| PERISCOPE CAPITAL INC. | 28,400 | 28,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cable Car Capital, LP | 124,999 | 124,999 | 0 | 0.08 | 0.43 | +0.36 | hold |
| Cable Car Capital, LP | 17,857 | 17,857 | 0 | 0.00 | 0.02 | +0.01 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.53 | 0.56 | +0.03 | hold |
| HGC Investment Management Inc. | 75,000 | 75,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Shaolin Capital Management LLC | 121,427 | 121,427 | 0 | 0.01 | 0.01 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 94,774 | 94,774 | 0 | 0.04 | 0.06 | +0.01 | hold |
| Harraden Circle Investments, LLC | 422,755 | 422,755 | 0 | 0.18 | 0.21 | +0.02 | hold |
| Mercuria Capital Strategies, LLC | 500,000 | 500,000 | 0 | 2.84 | 1.92 | -0.92 | hold |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 269,900 | 269,900 | 0 | 0.40 | 0.40 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 38,557 | 38,557 | 0 | 0.01 | 0.01 | +0.00 | hold |
| JPMORGAN CHASE & CO | 15,000 | 14,500 | -500 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 42,514 | 41,750 | -764 | 0.01 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 725,000 | 718,908 | -6,092 | 0.27 | 0.30 | +0.03 | sell |
| Bulldog Investors, LLP | 11,410 | 0 | -11,410 | 0.03 | 0.00 | -0.03 | sell |
| METEORA CAPITAL, LLC | 313,433 | 300,979 | -12,454 | 0.06 | 0.05 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 125,000 | 98,998 | -26,002 | 0.01 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 1,007,879 | 981,851 | -26,028 | 0.84 | 0.73 | -0.12 | sell |
| Bulldog Investors, LLP | 28,745 | 0 | -28,745 | 0.07 | 0.00 | -0.07 | sell |
| AQR Arbitrage LLC | 934,050 | 898,924 | -35,126 | 0.20 | 0.15 | -0.05 | sell |
| Virtu Financial LLC | 96,797 | 25,921 | -70,876 | 0.04 | 0.01 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 84,722 | 0 | -84,722 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 103,119 | 0 | -103,119 | 0.40 | 0.00 | -0.40 | sell |
| TORONTO DOMINION BANK | 546,000 | 440,477 | -105,523 | 0.01 | 0.01 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 111,849 | 0 | -111,849 | 0.02 | 0.00 | -0.02 | sell |
| StoneX Group Inc. | 132,536 | 0 | -132,536 | 0.06 | 0.00 | -0.06 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 147,000 | 0 | -147,000 | 0.04 | 0.00 | -0.04 | sell |
| Alpine Global Management, LLC | 300,391 | 0 | -300,391 | 0.67 | 0.00 | -0.67 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 496,227 | 14,400 | -481,827 | 0.24 | 0.01 | -0.24 | sell |
| First Trust Capital Management L.P. | 945,910 | 353,065 | -592,845 | 0.57 | 0.19 | -0.39 | sell |
| Westchester Capital Management, LLC | 650,000 | 0 | -650,000 | 0.31 | 0.00 | -0.31 | sell |
| Harraden Circle Investments, LLC | 768,456 | 0 | -768,456 | 1.41 | 0.00 | -1.41 | sell |
| Magnetar Financial LLC | 1,250,000 | 24 | -1,249,976 | 0.13 | 0.00 | -0.13 | sell |