| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.32 | +0.32 | buy |
| Verition Fund Management LLC | 0 | 205,964 | +205,964 | 0.00 | 0.01 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 165,920 | +165,920 | 0.00 | 0.03 | +0.03 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| Harraden Circle Investments, LLC | 422,755 | 478,516 | +55,761 | 0.21 | 0.15 | -0.06 | buy |
| StoneX Group Inc. | 0 | 51,882 | +51,882 | 0.00 | 0.02 | +0.02 | buy |
| AQR Arbitrage LLC | 898,924 | 922,715 | +23,791 | 0.15 | 0.13 | -0.01 | buy |
| Shaolin Capital Management LLC | 121,427 | 143,400 | +21,973 | 0.01 | 0.02 | +0.01 | buy |
| AQR Arbitrage LLC | 134,526 | 138,125 | +3,599 | 0.01 | 0.00 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 171,428 | 173,128 | +1,700 | 0.01 | 0.01 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 102,074 | 103,313 | +1,239 | 0.02 | 0.01 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 629,667 | 629,669 | +2 | 0.47 | 0.49 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 710,272 | 710,272 | 0 | 0.01 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 875,000 | 875,000 | 0 | 0.20 | 0.14 | -0.06 | hold |
| ARISTEIA CAPITAL, L.L.C. | 125,000 | 125,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 32,871 | 32,871 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 98,819 | 98,819 | 0 | 0.28 | 0.23 | -0.05 | hold |
| BERKLEY W R CORP | 297,598 | 297,598 | 0 | 0.16 | 0.15 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 408,720 | 408,720 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 52,278 | 52,278 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 725,000 | 725,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 10,010 | 10,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 57,709 | 57,709 | 0 | 0.01 | 0.01 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,250,000 | 1,250,000 | 0 | 0.07 | 0.07 | -0.00 | hold |
| LINDEN ADVISORS LP | 178,571 | 178,571 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 400,000 | 400,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Context Capital Management, LLC | 57,142 | 57,142 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,200,000 | 1,200,000 | 0 | 0.29 | 0.22 | -0.06 | hold |
| Magnetar Financial LLC | 1,249,976 | 1,249,976 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Magnetar Financial LLC | 178,568 | 178,568 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 1,162,935 | 1,162,935 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Hudson Bay Capital Management LP | 128,571 | 128,571 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 475,489 | 475,489 | 0 | 0.24 | 0.23 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 67,926 | 67,926 | 0 | 0.01 | 0.01 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 14,400 | 14,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Westchester Capital Management, LLC | 900,000 | 900,000 | 0 | 0.44 | 0.46 | +0.02 | hold |
| Westchester Capital Management, LLC | 92,854 | 92,854 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 650,000 | 650,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 92,857 | 92,857 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 28,779 | 28,779 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 30,576 | 30,576 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LMR Partners LLP | 1,250,000 | 1,250,000 | 0 | 0.12 | 0.10 | -0.02 | hold |
| First Trust Capital Management L.P. | 353,065 | 353,065 | 0 | 0.19 | 0.21 | +0.02 | hold |
| Governors Lane LP | 250,000 | 250,000 | 0 | 0.31 | 0.25 | -0.06 | hold |
| Schonfeld Strategic Advisors LLC | 120,000 | 120,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 375,000 | 375,000 | 0 | 0.66 | 0.61 | -0.05 | hold |
| PERISCOPE CAPITAL INC. | 28,400 | 28,400 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Cable Car Capital, LP | 124,999 | 124,999 | 0 | 0.43 | 0.03 | -0.41 | hold |
| Cable Car Capital, LP | 17,857 | 17,857 | 0 | 0.02 | 0.00 | -0.01 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.56 | 0.50 | -0.05 | hold |
| HGC Investment Management Inc. | 75,000 | 75,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 250,000 | 250,000 | 0 | 0.10 | 0.09 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 94,774 | 94,774 | 0 | 0.06 | 0.04 | -0.02 | hold |
| METEORA CAPITAL, LLC | 300,979 | 300,979 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Decagon Asset Management LLP | 109,028 | 109,028 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Quarry LP | 562,435 | 562,435 | 0 | 1.14 | 0.90 | -0.24 | hold |
| Mercuria Capital Strategies, LLC | 500,000 | 500,000 | 0 | 1.92 | 3.12 | +1.20 | hold |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 269,900 | 269,900 | 0 | 0.40 | 0.40 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 38,557 | 38,557 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 928 | 924 | -4 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 24 | 0 | -24 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 98,998 | 98,028 | -970 | 0.00 | 0.01 | +0.00 | sell |
| TORONTO DOMINION BANK | 440,477 | 438,393 | -2,084 | 0.01 | 0.01 | -0.00 | sell |
| METEORA CAPITAL, LLC | 981,851 | 976,945 | -4,906 | 0.73 | 0.82 | +0.10 | sell |
| GLAZER CAPITAL, LLC | 1,510,805 | 1,503,787 | -7,018 | 0.32 | 0.38 | +0.05 | sell |
| Parallax Volatility Advisers, L.P. | 42,929 | 31,777 | -11,152 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 12,093 | 0 | -12,093 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 13,417 | 0 | -13,417 | 0.01 | 0.00 | -0.01 | sell |
| JPMORGAN CHASE & CO | 14,500 | 0 | -14,500 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 230,100 | 205,100 | -25,000 | 0.02 | 0.01 | -0.00 | sell |
| Virtu Financial LLC | 25,921 | 0 | -25,921 | 0.01 | 0.00 | -0.01 | sell |
| Tuttle Capital Management, LLC | 40,000 | 0 | -40,000 | 0.67 | 0.00 | -0.67 | sell |
| BERKLEY W R CORP | 41,750 | 0 | -41,750 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 266,667 | 175,000 | -91,667 | 0.27 | 0.14 | -0.13 | sell |
| Shaolin Capital Management LLC | 718,908 | 573,600 | -145,308 | 0.30 | 0.33 | +0.03 | sell |
| TORONTO DOMINION BANK | 175,000 | 0 | -175,000 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 1,044,995 | 544,995 | -500,000 | 0.49 | 0.19 | -0.30 | sell |