| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,470,000 | 1,526,796 | +56,796 | 0.94 | 0.53 | -0.41 | buy |
| Alberta Investment Management Corp | 1,450,000 | 1,450,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| GLAZER CAPITAL, LLC | 1,073,671 | 1,350,000 | +276,329 | 0.23 | 0.34 | +0.11 | buy |
| PEAK6 LLC | 1,250,000 | 1,250,000 | 0 | 0.36 | 0.31 | -0.06 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 1,099,998 | 1,116,998 | +17,000 | 0.12 | 0.10 | -0.01 | buy |
| AQR Arbitrage LLC | 1,100,131 | 1,108,776 | +8,645 | 0.18 | 0.16 | -0.02 | buy |
| LINDEN ADVISORS LP | 1,100,000 | 1,100,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| MMCAP International Inc. SPC | 1,100,000 | 1,100,000 | 0 | 0.95 | 0.94 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 1,100,000 | 1,100,000 | 0 | 0.26 | 0.20 | -0.06 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,100,000 | 1,100,000 | 0 | 0.17 | 0.16 | -0.01 | hold |
| Magnetar Financial LLC | 1,099,995 | 1,099,995 | 0 | 0.11 | 0.10 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,000,000 | 1,000,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 994,317 | 994,317 | 0 | 0.01 | 0.01 | -0.00 | hold |
| METEORA CAPITAL, LLC | 1,253,752 | 987,332 | -266,420 | 0.93 | 0.83 | -0.10 | sell |
| HighTower Advisors, LLC | 1,082,900 | 888,850 | -194,050 | 0.01 | 0.01 | -0.00 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 849,998 | 849,998 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 842,415 | 842,415 | 0 | 0.08 | 0.06 | -0.02 | hold |
| Context Capital Management, LLC | 791,300 | 791,300 | 0 | 0.18 | 0.16 | -0.02 | hold |
| Radcliffe Capital Management, L.P. | 638,843 | 668,807 | +29,964 | 0.48 | 0.52 | +0.03 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 524,281 | 631,553 | +107,272 | 0.08 | 0.08 | +0.00 | buy |
| HGC Investment Management Inc. | 625,000 | 625,000 | 0 | 1.41 | 1.26 | -0.14 | hold |
| OMERS ADMINISTRATION Corp | 600,000 | 600,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 600,000 | 600,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Wealthspring Capital LLC | 548,807 | 517,108 | -31,699 | 1.31 | 1.17 | -0.14 | sell |
| Mint Tower Capital Management B.V. | 500,000 | 500,000 | 0 | 0.46 | 0.60 | +0.13 | hold |
| Alberta Investment Management Corp | 483,333 | 483,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 473,521 | 473,521 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PEAK6 LLC | 416,667 | 448,803 | +32,136 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 475,000 | 424,411 | -50,589 | 0.20 | 0.24 | +0.04 | sell |
| Shaolin Capital Management LLC | 469,983 | 401,528 | -68,455 | 0.01 | 0.01 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 401,475 | 401,475 | 0 | 0.00 | 0.00 | -0.00 | hold |
| First Trust Capital Management L.P. | 399,701 | 399,701 | 0 | 0.21 | 0.24 | +0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,510 | 399,121 | -389 | 0.20 | 0.19 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 386,872 | 386,872 | 0 | 0.00 | 0.00 | +0.00 | hold |
| AQR Arbitrage LLC | 381,146 | 381,146 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 375,000 | 375,000 | 0 | 0.66 | 0.60 | -0.05 | hold |
| Polar Asset Management Partners Inc. | 366,666 | 372,058 | +5,392 | 0.00 | 0.00 | -0.00 | buy |
| LINDEN ADVISORS LP | 366,666 | 366,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 366,666 | 366,666 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 366,666 | 366,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 366,666 | 366,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 366,666 | 366,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 366,665 | 366,665 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 363,069 | 363,069 | 0 | 0.14 | 0.14 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 350,000 | 350,000 | 0 | 0.08 | 0.06 | -0.03 | hold |
| BlueCrest Capital Management Ltd | 337,000 | 337,000 | 0 | 0.32 | 0.15 | -0.17 | hold |
| TORONTO DOMINION BANK | 332,575 | 332,008 | -567 | 0.01 | 0.01 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 269,400 | 269,400 | 0 | 0.40 | 0.40 | -0.00 | hold |
| Context Capital Management, LLC | 263,766 | 263,766 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 121,362 | 254,425 | +133,063 | 0.01 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 332,575 | 252,600 | -79,975 | 0.01 | 0.00 | -0.00 | sell |
| LMR Partners LLP | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 250,000 | 250,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| BERKLEY W R CORP | 242,244 | 242,244 | 0 | 0.13 | 0.12 | -0.01 | hold |
| MIZUHO SECURITIES USA LLC | 0 | 230,925 | +230,925 | 0.00 | 0.04 | +0.04 | buy |
| READYSTATE ASSET MANAGEMENT LP | 225,000 | 225,000 | 0 | 0.13 | 0.09 | -0.04 | hold |
| CSS LLC/IL | 207,248 | 207,248 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 230,600 | 205,600 | -25,000 | 0.02 | 0.01 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 134,493 | 204,993 | +70,500 | 0.00 | 0.00 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.07 | 0.05 | -0.03 | hold |
| Parallax Volatility Advisers, L.P. | 232,136 | 200,000 | -32,136 | 0.00 | 0.00 | -0.00 | sell |
| SYQUANT CAPITAL SAS | 200,000 | 200,000 | 0 | 0.32 | 0.46 | +0.14 | hold |
| Radcliffe Capital Management, L.P. | 191,665 | 191,665 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Wealthspring Capital LLC | 185,186 | 185,186 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 183,333 | 183,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 182,950 | 182,950 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 180,732 | 180,732 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 166,666 | 166,666 | 0 | 0.15 | 0.01 | -0.15 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 218,561 | 147,766 | -70,795 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 133,169 | 133,169 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 0 | 120,000 | +120,000 | 0.00 | 0.05 | +0.05 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 119,389 | 119,389 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 116,666 | 116,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 115,237 | +15,237 | 0.23 | 0.26 | +0.03 | buy |
| Arax Advisory Partners | 0 | 111,000 | +111,000 | 0.00 | 0.01 | +0.01 | buy |
| TIG Advisors, LLC | 100,000 | 100,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Walleye Capital LLC | 100,000 | 100,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Ghisallo Capital Management LLC | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| JPMORGAN CHASE & CO | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 90,000 | 90,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 89,800 | 89,800 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 80,199 | 89,781 | +9,582 | 0.04 | 0.03 | -0.00 | buy |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 83,333 | 83,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GABELLI FUNDS LLC | 76,866 | 76,866 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 75,666 | 72,666 | -3,000 | 0.00 | 0.00 | -0.00 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 66,667 | 66,667 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Governors Lane LP | 50,000 | 50,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Quarry LP | 50,000 | 50,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| PenderFund Capital Management Ltd. | 10,387 | 48,564 | +38,177 | 0.02 | 0.06 | +0.05 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 46,201 | 46,201 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 44,532 | +44,532 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 91,645 | 41,800 | -49,845 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 33,332 | 38,411 | +5,079 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 38,177 | 38,177 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Arax Advisory Partners | 0 | 37,000 | +37,000 | 0.00 | 0.00 | +0.00 | buy |