| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Anson Funds Management LP | 2,588,965 | 2,588,965 | 0 | 3.35 | 2.46 | -0.88 | hold |
| Harraden Circle Investments, LLC | 269,348 | 1,809,472 | +1,540,124 | 0.54 | 2.38 | +1.83 | buy |
| MMCAP International Inc. SPC | 1,000,000 | 1,000,000 | 0 | 0.87 | 0.87 | +0.00 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.09 | 0.08 | -0.02 | hold |
| Governors Lane LP | 850,000 | 850,701 | +701 | 1.07 | 0.88 | -0.19 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 750,000 | 750,000 | 0 | 0.27 | 0.18 | -0.10 | hold |
| FRANKLIN RESOURCES INC | 0 | 703,750 | +703,750 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 700,000 | 700,000 | 0 | 0.07 | 0.07 | -0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 700,000 | 700,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| METEORA CAPITAL, LLC | 553,725 | 689,316 | +135,591 | 0.41 | 0.59 | +0.18 | buy |
| Hudson Bay Capital Management LP | 643,938 | 643,938 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 600,000 | 600,000 | 0 | 0.14 | 0.11 | -0.03 | hold |
| HGC Investment Management Inc. | 550,000 | 550,000 | 0 | 1.24 | 1.13 | -0.11 | hold |
| Radcliffe Capital Management, L.P. | 417,041 | 531,949 | +114,908 | 0.31 | 0.42 | +0.10 | buy |
| J. Goldman & Co LP | 508,850 | 508,850 | 0 | 0.24 | 0.18 | -0.05 | hold |
| BlueCrest Capital Management Ltd | 1,000,000 | 500,000 | -500,000 | 0.96 | 0.22 | -0.73 | sell |
| ExodusPoint Capital Management, LP | 1,000,000 | 500,000 | -500,000 | 0.10 | 0.05 | -0.05 | sell |
| GLAZER CAPITAL, LLC | 549,852 | 407,722 | -142,130 | 0.12 | 0.10 | -0.01 | sell |
| AQR Arbitrage LLC | 334,996 | 378,792 | +43,796 | 0.06 | 0.06 | +0.00 | buy |
| FNY Investment Advisers, LLC | 377,670 | 377,530 | -140 | 1.69 | 1.43 | -0.26 | sell |
| DLD Asset Management, LP | 351,473 | 350,000 | -1,473 | 0.36 | 0.29 | -0.07 | sell |
| Jain Global LLC | 175,000 | 350,000 | +175,000 | 0.02 | 0.04 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 341,496 | 341,500 | +4 | 0.00 | 0.00 | -0.00 | buy |
| JCP Investment Management, LLC | 330,677 | 330,677 | 0 | 2.24 | 1.85 | -0.39 | hold |
| Harraden Circle Investments, LLC | 82,947 | 314,958 | +232,011 | 0.01 | 0.03 | +0.02 | buy |
| PERISCOPE CAPITAL INC. | 302,000 | 302,000 | 0 | 0.53 | 0.49 | -0.03 | hold |
| Centiva Capital, LP | 266,035 | 300,835 | +34,800 | 0.12 | 0.10 | -0.02 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | 300,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| HBK INVESTMENTS L P | 299,916 | 299,916 | 0 | 0.04 | 0.04 | -0.00 | hold |
| TORONTO DOMINION BANK | 257,623 | 297,833 | +40,210 | 0.01 | 0.01 | +0.00 | buy |
| BERKLEY W R CORP | 291,974 | 291,974 | 0 | 0.16 | 0.15 | -0.01 | hold |
| First Trust Capital Management L.P. | 351,356 | 276,066 | -75,290 | 0.19 | 0.17 | -0.02 | sell |
| Saba Capital Management, L.P. | 315,065 | 259,209 | -55,856 | 0.10 | 0.08 | -0.02 | sell |
| ARISTEIA CAPITAL, L.L.C. | 250,000 | 250,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| MMCAP International Inc. SPC | 250,000 | 250,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Ghisallo Capital Management LLC | 250,000 | 250,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Shaolin Capital Management LLC | 225,000 | 249,568 | +24,568 | 0.09 | 0.15 | +0.05 | buy |
| TWO SIGMA INVESTMENTS, LP | 240,309 | 240,309 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 102,417 | 231,219 | +128,802 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 0 | 225,000 | +225,000 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 205,000 | 205,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 200,872 | +100,872 | 0.11 | 0.19 | +0.08 | buy |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 200,000 | 200,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 187,500 | 187,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 152,200 | +2,200 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 148,400 | 150,045 | +1,645 | 0.65 | 0.56 | -0.10 | buy |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.14 | 0.18 | +0.04 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 150,000 | 150,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| HRT FINANCIAL LP | 145,321 | 148,820 | +3,499 | 0.00 | 0.00 | -0.00 | buy |
| CSS LLC/IL | 143,054 | 143,054 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Schonfeld Strategic Advisors LLC | 27,654 | 138,533 | +110,879 | 0.00 | 0.01 | +0.01 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 30,200 | 121,824 | +91,624 | 0.00 | 0.01 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 117,224 | 117,224 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 97,280 | 115,666 | +18,386 | 0.02 | 0.02 | -0.00 | buy |
| Governors Lane LP | 112,498 | 112,498 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Verition Fund Management LLC | 50,000 | 104,948 | +54,948 | 0.00 | 0.01 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 102,374 | 102,374 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 87,180 | 95,129 | +7,949 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 92,013 | 92,013 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CANTOR FITZGERALD, L. P. | 90,305 | 90,305 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PEAK6 LLC | 87,500 | 90,000 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 43,750 | 87,500 | +43,750 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 82,588 | 82,588 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 56,116 | 77,714 | +21,598 | 0.00 | 0.00 | +0.00 | buy |
| HBK INVESTMENTS L P | 75,001 | 75,001 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 29,663 | 67,357 | +37,694 | 0.02 | 0.03 | +0.01 | buy |
| ARISTEIA CAPITAL, L.L.C. | 62,498 | 62,498 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Baird Financial Group, Inc. | 0 | 55,650 | +55,650 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 57,468 | 53,778 | -3,690 | 0.00 | 0.00 | -0.00 | sell |
| PEAK6 LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Centiva Capital, LP | 0 | 50,000 | +50,000 | 0.00 | 0.02 | +0.02 | buy |
| Qube Research & Technologies Ltd | 0 | 46,667 | +46,667 | 0.00 | 0.00 | +0.00 | buy |
| Rangeley Capital, LLC | 40,703 | 44,070 | +3,367 | 0.24 | 0.42 | +0.18 | buy |
| PERISCOPE CAPITAL INC. | 43,500 | 43,500 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TORONTO DOMINION BANK | 24,990 | 38,490 | +13,500 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 37,500 | 37,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 37,500 | 37,500 | 0 | 0.03 | 0.00 | -0.03 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 33,528 | 33,528 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 0 | 32,866 | +32,866 | 0.00 | 0.01 | +0.01 | buy |
| Diametric Capital, LP | 90,328 | 32,270 | -58,058 | 0.24 | 0.04 | -0.21 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 25,875 | 25,875 | 0 | 0.00 | 0.00 | +0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 25,000 | 25,011 | +11 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TIG Advisors, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| Alberta Investment Management Corp | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FRANKLIN RESOURCES INC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 24,999 | 24,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 0 | 24,996 | +24,996 | 0.00 | 0.06 | +0.06 | buy |
| BERKLEY W R CORP | 24,805 | 24,805 | 0 | 0.00 | 0.00 | +0.00 | hold |