Stock Transactions — RICE ACQUISITION CORP 3

Total Bought
2,474,195
25 transactions
Total Sold
2,663,923
28 transactions
Net
-189,728
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Sculptor Capital LP345,910748,242+402,3320.040.09+0.04buy
MILLENNIUM MANAGEMENT LLC47,250356,310+309,0600.000.00+0.00buy
DLD Asset Management, LP52,408309,891+257,4830.060.32+0.27buy
ExodusPoint Capital Management, LP0250,000+250,0000.000.03+0.03buy
SONA ASSET MANAGEMENT (US) LLC0250,000+250,0000.000.10+0.10buy
Hartree Partners, LP0240,000+240,0000.000.52+0.52buy
MARSHALL WACE, LLP0153,491+153,4910.000.00+0.00buy
WELLINGTON MANAGEMENT GROUP LLP611,018731,044+120,0260.000.00+0.00buy
TORONTO DOMINION BANK50,000142,508+92,5080.000.00+0.00buy
TORONTO DOMINION BANK262,316354,187+91,8710.000.01+0.00buy
Sculptor Capital LP50,000133,337+83,3370.000.00+0.00buy
Jain Global LLC577,628657,885+80,2570.060.09+0.03buy
Shaolin Capital Management LLC34,76275,000+40,2380.000.00+0.00buy
Saba Capital Management, L.P.132,581161,112+28,5310.000.00+0.00buy
Virtu Financial LLC024,352+24,3520.000.01+0.01buy
GLAZER CAPITAL, LLC019,045+19,0450.000.00+0.00buy
BOOTHBAY FUND MANAGEMENT, LLC583,197593,671+10,4740.160.15-0.01buy
BNP PARIBAS FINANCIAL MARKETS52,29659,646+7,3500.000.00+0.00buy
THOMIST CAPITAL MANAGEMENT, LP500,000506,329+6,3291.421.84+0.42buy
Thomas J. Herzfeld Advisors, Inc.04,858+4,8580.000.00+0.00buy
CITIGROUP INC7001,870+1,1700.000.00+0.00buy
Shaolin Capital Management LLC173,900175,000+1,1000.070.08+0.01buy
AQR Arbitrage LLC32,94933,165+2160.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC11,09111,238+1470.000.00-0.00buy
Western Wealth Management, LLC020+200.000.00+0.00buy
D. E. Shaw & Co., Inc.102,413102,41300.000.00+0.00hold
D. E. Shaw & Co., Inc.17,06817,06800.000.00+0.00hold
HBK INVESTMENTS L P25,00025,00000.000.00+0.00hold
OMERS ADMINISTRATION Corp10,00010,00000.000.00-0.00hold
ARISTEIA CAPITAL, L.L.C.100,000100,00000.030.02-0.01hold
ARISTEIA CAPITAL, L.L.C.16,66516,66500.000.00-0.00hold
EAGLE GLOBAL ADVISORS LLC30,06630,06600.000.00-0.00hold
ADAGE CAPITAL PARTNERS GP, L.L.C.1,500,0001,500,00000.020.02+0.00hold
BNP PARIBAS FINANCIAL MARKETS8,7168,71600.000.00+0.00hold
TWO SIGMA INVESTMENTS, LP843,613843,61300.010.01-0.01hold
LINDEN ADVISORS LP41,66641,66600.000.00-0.00hold
LINDEN ADVISORS LP250,000250,00000.020.01-0.00hold
Context Capital Management, LLC25,00025,00000.010.01-0.00hold
Context Capital Management, LLC4,1664,16600.000.00-0.00hold
Polar Asset Management Partners Inc.100,000100,00000.020.02+0.00hold
Polar Asset Management Partners Inc.16,66616,66600.000.00+0.00hold
TENOR CAPITAL MANAGEMENT Co., L.P.150,000150,00000.020.02+0.00hold
TENOR CAPITAL MANAGEMENT Co., L.P.25,00025,00000.000.00+0.00hold
MOORE CAPITAL MANAGEMENT, LP50,00050,00000.000.00+0.00hold
MOORE CAPITAL MANAGEMENT, LP300,000300,00000.060.11+0.05hold
JCP Investment Management, LLC10,00010,00000.080.07-0.01hold
Alberta Investment Management Corp150,000150,00000.010.01+0.00hold
Alberta Investment Management Corp25,00025,00000.000.00+0.00hold
Saba Capital Management, L.P.221,437221,43700.080.07-0.00hold
PICTON MAHONEY ASSET MANAGEMENT24,99024,99000.000.00-0.00hold
PICTON MAHONEY ASSET MANAGEMENT101000.000.00-0.00hold
HITE Hedge Asset Management LLC2,300,6542,300,65401.511.34-0.17hold
HITE Hedge Asset Management LLC383,439383,43900.020.02-0.00hold
LMR Partners LLP300,000300,00000.030.03-0.00hold
Centiva Capital, LP10,80810,80800.000.00-0.00hold
Centiva Capital, LP64,85364,85300.040.03-0.01hold
PERISCOPE CAPITAL INC.13,20013,20000.000.00-0.00hold
PERISCOPE CAPITAL INC.79,20079,20000.160.14-0.02hold
MFN Partners Management, LP400,000400,00000.010.01-0.00hold
MFN Partners Management, LP2,400,0002,400,00000.520.52-0.00hold
Yaupon Capital Management LP237,637237,63700.010.01+0.00hold
Yaupon Capital Management LP1,425,8291,425,82900.720.73+0.01hold
Walleye Capital LLC15,83315,83300.000.00+0.00hold
Walleye Capital LLC95,00095,00000.010.01+0.00hold
Cinctive Capital Management LP1,654,8491,654,84900.981.12+0.14hold
Cinctive Capital Management LP275,808275,80800.010.01+0.00hold
Aventail Capital Group, LP500,000500,00000.300.26-0.05hold
Ghisallo Capital Management LLC1,000,0001,000,00000.460.28-0.18hold
GRITSTONE ASSET MANAGEMENT LLC16,66616,66600.010.01+0.00hold
GRITSTONE ASSET MANAGEMENT LLC100,000100,00000.981.10+0.12hold
Jain Global LLC50,00050,00000.000.00+0.00hold
Jain Global LLC300,000300,00000.030.04+0.01hold
REAVES W H & CO INC2,400,0002,400,00000.440.42-0.02hold
OAKTREE CAPITAL MANAGEMENT LP399,999399,99900.010.01+0.00hold
OAKTREE CAPITAL MANAGEMENT LP2,400,0002,400,00000.400.42+0.02hold
Hudson Bay Capital Management LP50,00049,906-940.000.00+0.00sell
JPMORGAN CHASE & CO41,19941,061-1380.000.00+0.00sell
METEORA CAPITAL, LLC1450-1450.000.00-0.00sell
HBK INVESTMENTS L P149,619149,119-5000.020.02+0.00sell
STIFEL FINANCIAL CORP12,72111,783-9380.000.00-0.00sell
STATE OF WISCONSIN INVESTMENT BOARD98,90097,839-1,0610.000.00+0.00sell
RAYMOND JAMES FINANCIAL INC42,03240,036-1,9960.000.00-0.00sell
Sourcerock Group LLC2,569,3842,566,967-2,4171.541.14-0.40sell
STATE OF WISCONSIN INVESTMENT BOARD16,48312,877-3,6060.000.00-0.00sell
PICTON MAHONEY ASSET MANAGEMENT4,1650-4,1650.000.00-0.00sell
AQR Arbitrage LLC197,694191,639-6,0550.040.03-0.01sell
Parallax Volatility Advisers, L.P.10,0000-10,0000.000.00-0.00sell
GLAZER CAPITAL, LLC19,04575-18,9700.010.00-0.01sell
STEADFAST CAPITAL MANAGEMENT LP25,0000-25,0000.000.00-0.00sell
BlueCrest Capital Management Ltd25,0000-25,0000.010.00-0.01sell
Schonfeld Strategic Advisors LLC100,00070,533-29,4670.010.01+0.00sell
ADAGE CAPITAL PARTNERS GP, L.L.C.183,333127,935-55,3980.000.00-0.00sell
Encompass Capital Advisors LLC1,997,8671,935,615-62,2521.000.84-0.17sell
J. Goldman & Co LP765,000700,000-65,0000.300.33+0.03sell
METEORA CAPITAL, LLC69,6770-69,6770.000.00-0.00sell
Lighthouse Investment Partners, LLC85,0000-85,0000.000.00-0.00sell
Clearbridge Investments, LLC3,348,4183,234,840-113,5780.030.03+0.00sell
EAGLE GLOBAL ADVISORS LLC147,5000-147,5000.060.00-0.06sell
MARSHALL WACE, LLP234,1830-234,1830.000.00-0.00sell
Hartree Partners, LP240,0000-240,0000.880.00-0.88sell
Page 1 of 2