| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 0 | 819,002 | +819,002 | 0.00 | 1.10 | +1.10 | buy |
| J. Goldman & Co LP | 700,000 | 1,191,099 | +491,099 | 0.33 | 0.44 | +0.11 | buy |
| Jain Global LLC | 300,000 | 591,190 | +291,190 | 0.04 | 0.07 | +0.03 | buy |
| LINDEN ADVISORS LP | 250,000 | 474,451 | +224,451 | 0.01 | 0.03 | +0.01 | buy |
| Sculptor Capital LP | 748,242 | 897,398 | +149,156 | 0.09 | 0.10 | +0.01 | buy |
| Shaolin Capital Management LLC | 175,000 | 317,520 | +142,520 | 0.08 | 0.19 | +0.11 | buy |
| Harraden Circle Investments, LLC | 0 | 134,767 | +134,767 | 0.00 | 0.02 | +0.02 | buy |
| TORONTO DOMINION BANK | 354,187 | 469,900 | +115,713 | 0.01 | 0.01 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 100,851 | +100,851 | 0.00 | 0.08 | +0.08 | buy |
| Sculptor Capital LP | 133,337 | 220,283 | +86,946 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 0 | 70,301 | +70,301 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 69,486 | +69,486 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 59,794 | +59,794 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 10,808 | 60,808 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 50,000 | 91,620 | +41,620 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 28,820 | +28,820 | 0.00 | 0.00 | +0.00 | buy |
| THOMIST CAPITAL MANAGEMENT, LP | 506,329 | 531,645 | +25,316 | 1.84 | 2.10 | +0.26 | buy |
| Shaolin Capital Management LLC | 75,000 | 97,474 | +22,474 | 0.00 | 0.01 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 731,044 | 742,892 | +11,848 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 4,858 | 14,946 | +10,088 | 0.00 | 0.00 | +0.00 | buy |
| JCP Investment Management, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.06 | +0.06 | buy |
| AQR Arbitrage LLC | 33,165 | 40,554 | +7,389 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 41,666 | 45,971 | +4,305 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 191,639 | 195,875 | +4,236 | 0.03 | 0.03 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 16,666 | 18,966 | +2,300 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 1,212 | +1,212 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 1,870 | 2,388 | +518 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 356,310 | 356,350 | +40 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 102,413 | 102,413 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 17,068 | 17,068 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HBK INVESTMENTS L P | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OMERS ADMINISTRATION Corp | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| ARISTEIA CAPITAL, L.L.C. | 16,665 | 16,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,500,000 | 1,500,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 59,646 | 59,646 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 8,716 | 8,716 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 843,613 | 843,613 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 4,166 | 4,166 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 150,000 | 150,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 300,000 | 300,000 | 0 | 0.11 | 0.07 | -0.04 | hold |
| Alberta Investment Management Corp | 150,000 | 150,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Saba Capital Management, L.P. | 161,112 | 161,112 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 24,990 | 24,990 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HITE Hedge Asset Management LLC | 2,300,654 | 2,300,654 | 0 | 1.34 | 1.32 | -0.02 | hold |
| HITE Hedge Asset Management LLC | 383,439 | 383,439 | 0 | 0.02 | 0.02 | +0.00 | hold |
| DLD Asset Management, LP | 309,891 | 309,891 | 0 | 0.32 | 0.26 | -0.06 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Hartree Partners, LP | 240,000 | 240,000 | 0 | 0.52 | 0.52 | -0.00 | hold |
| Centiva Capital, LP | 64,853 | 64,853 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 13,200 | 13,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 79,200 | 79,200 | 0 | 0.14 | 0.13 | -0.01 | hold |
| MFN Partners Management, LP | 400,000 | 400,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MFN Partners Management, LP | 2,400,000 | 2,400,000 | 0 | 0.52 | 0.52 | +0.00 | hold |
| Global Retirement Partners, LLC | 716 | 716 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yaupon Capital Management LP | 237,637 | 237,637 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Yaupon Capital Management LP | 1,425,829 | 1,425,829 | 0 | 0.73 | 0.50 | -0.23 | hold |
| Walleye Capital LLC | 15,833 | 15,833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Walleye Capital LLC | 95,000 | 95,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Cinctive Capital Management LP | 275,808 | 275,808 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cinctive Capital Management LP | 1,654,849 | 1,654,849 | 0 | 1.12 | 0.69 | -0.43 | hold |
| Aventail Capital Group, LP | 500,000 | 500,000 | 0 | 0.26 | 0.31 | +0.05 | hold |
| Ghisallo Capital Management LLC | 1,000,000 | 1,000,000 | 0 | 0.28 | 0.21 | -0.08 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 250,000 | 250,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 16,666 | 16,666 | 0 | 0.01 | 0.02 | +0.00 | hold |
| REAVES W H & CO INC | 2,400,000 | 2,400,000 | 0 | 0.42 | 0.39 | -0.03 | hold |
| STATE OF WISCONSIN INVESTMENT BOARD | 12,877 | 12,877 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OAKTREE CAPITAL MANAGEMENT LP | 399,999 | 399,999 | 0 | 0.01 | 0.01 | +0.00 | hold |
| OAKTREE CAPITAL MANAGEMENT LP | 2,400,000 | 2,400,000 | 0 | 0.42 | 0.47 | +0.06 | hold |
| Saba Capital Management, L.P. | 221,437 | 221,433 | -4 | 0.07 | 0.07 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 10 | 0 | -10 | 0.00 | 0.00 | -0.00 | sell |
| Western Wealth Management, LLC | 20 | 0 | -20 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 75 | 0 | -75 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 11,238 | 11,027 | -211 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 11,783 | 11,441 | -342 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 40,036 | 38,929 | -1,107 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 593,671 | 590,401 | -3,270 | 0.15 | 0.12 | -0.03 | sell |
| Sourcerock Group LLC | 2,566,967 | 2,563,697 | -3,270 | 1.14 | 1.43 | +0.28 | sell |
| JPMORGAN CHASE & CO | 41,061 | 37,173 | -3,888 | 0.00 | 0.00 | -0.00 | sell |
| JCP Investment Management, LLC | 10,000 | 0 | -10,000 | 0.07 | 0.00 | -0.07 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 97,839 | 85,499 | -12,340 | 0.00 | 0.00 | -0.00 | sell |
| HBK INVESTMENTS L P | 149,119 | 135,000 | -14,119 | 0.02 | 0.02 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 19,045 | 0 | -19,045 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 24,352 | 0 | -24,352 | 0.01 | 0.00 | -0.01 | sell |
| Clearbridge Investments, LLC | 3,234,840 | 3,207,440 | -27,400 | 0.03 | 0.03 | -0.00 | sell |
| EAGLE GLOBAL ADVISORS LLC | 30,066 | 0 | -30,066 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 142,508 | 100,417 | -42,091 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 49,906 | 0 | -49,906 | 0.00 | 0.00 | -0.00 | sell |
| MARSHALL WACE, LLP | 153,491 | 100,000 | -53,491 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 70,533 | 0 | -70,533 | 0.01 | 0.00 | -0.01 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 0 | -100,000 | 1.10 | 0.00 | -1.10 | sell |
| MILLENNIUM MANAGEMENT LLC | 118,353 | 0 | -118,353 | 0.00 | 0.00 | -0.00 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 127,935 | 0 | -127,935 | 0.00 | 0.00 | -0.00 | sell |
| Jain Global LLC | 657,885 | 477,851 | -180,034 | 0.09 | 0.06 | -0.03 | sell |