| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 2,132,786 | 1,465,886 | -666,900 | 1.58 | 1.23 | -0.35 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,200,000 | 1,200,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 1,091,160 | 1,111,421 | +20,261 | 0.01 | 0.01 | -0.00 | buy |
| MMCAP International Inc. SPC | 1,000,000 | 1,000,000 | 0 | 0.87 | 0.86 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 1,000,000 | 1,000,000 | 0 | 0.24 | 0.18 | -0.05 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Magnetar Financial LLC | 999,987 | 999,987 | 0 | 0.10 | 0.09 | -0.01 | hold |
| TWO SIGMA INVESTMENTS, LP | 869,999 | 869,999 | 0 | 0.01 | 0.01 | -0.00 | hold |
| JPMORGAN CHASE & CO | 849,641 | 815,120 | -34,521 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 706,285 | 719,752 | +13,467 | 0.12 | 0.10 | -0.01 | buy |
| Jain Global LLC | 200,000 | 699,699 | +499,699 | 0.03 | 0.08 | +0.06 | buy |
| Radcliffe Capital Management, L.P. | 639,971 | 662,271 | +22,300 | 0.48 | 0.51 | +0.03 | buy |
| GLAZER CAPITAL, LLC | 500,000 | 636,287 | +136,287 | 0.11 | 0.16 | +0.05 | buy |
| Parallax Volatility Advisers, L.P. | 573,951 | 601,843 | +27,892 | 0.26 | 0.23 | -0.03 | buy |
| Saba Capital Management, L.P. | 536,158 | 536,151 | -7 | 0.17 | 0.17 | -0.01 | sell |
| ARISTEIA CAPITAL, L.L.C. | 500,000 | 500,000 | 0 | 0.12 | 0.08 | -0.04 | hold |
| LINDEN ADVISORS LP | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 499,995 | 499,995 | 0 | 0.05 | 0.05 | -0.01 | hold |
| METEORA CAPITAL, LLC | 513,237 | 469,837 | -43,400 | 0.02 | 0.02 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 298,861 | 456,625 | +157,764 | 0.05 | 0.06 | +0.01 | buy |
| Wealthspring Capital LLC | 469,449 | 415,161 | -54,288 | 1.12 | 0.94 | -0.18 | sell |
| Harraden Circle Investments, LLC | 400,869 | 400,869 | 0 | 0.03 | 0.02 | -0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.15 | 0.09 | -0.05 | hold |
| HGC Investment Management Inc. | 400,000 | 400,000 | 0 | 0.90 | 0.81 | -0.09 | hold |
| Ghisallo Capital Management LLC | 400,000 | 400,000 | 0 | 0.11 | 0.08 | -0.03 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,996 | 399,996 | 0 | 0.20 | 0.19 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 351,900 | 351,900 | 0 | 0.62 | 0.57 | -0.05 | hold |
| Verition Fund Management LLC | 100,055 | 350,055 | +250,000 | 0.01 | 0.02 | +0.02 | buy |
| Shaolin Capital Management LLC | 325,698 | 340,082 | +14,384 | 0.01 | 0.01 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 333,333 | 337,520 | +4,187 | 0.00 | 0.00 | -0.00 | buy |
| MMCAP International Inc. SPC | 333,333 | 333,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 333,333 | 333,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 333,329 | 333,329 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 326,897 | 326,897 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 285,321 | 325,500 | +40,179 | 0.00 | 0.00 | -0.00 | buy |
| Centiva Capital, LP | 324,999 | 324,999 | 0 | 0.15 | 0.11 | -0.04 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 299,498 | 299,498 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 293,300 | 293,300 | 0 | 0.11 | 0.11 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 272,899 | 272,899 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Shaolin Capital Management LLC | 300,000 | 267,393 | -32,607 | 0.13 | 0.15 | +0.03 | sell |
| Saba Capital Management, L.P. | 262,103 | 262,103 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 261,006 | 261,006 | 0 | 0.14 | 0.13 | -0.01 | hold |
| Hudson Bay Capital Management LP | 252,518 | 252,518 | 0 | 0.02 | 0.01 | -0.00 | hold |
| AQR Arbitrage LLC | 246,194 | 247,994 | +1,800 | 0.00 | 0.00 | -0.00 | buy |
| Jain Global LLC | 66,666 | 233,232 | +166,566 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BlueCrest Capital Management Ltd | 200,000 | 200,000 | 0 | 0.19 | 0.09 | -0.10 | hold |
| First Trust Capital Management L.P. | 199,998 | 199,998 | 0 | 0.11 | 0.12 | +0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 192,883 | 192,883 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 178,346 | 178,346 | 0 | 0.01 | 0.01 | +0.00 | hold |
| DLD Asset Management, LP | 166,667 | 166,667 | 0 | 0.17 | 0.14 | -0.03 | hold |
| Alberta Investment Management Corp | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 166,665 | 166,665 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 166,665 | 166,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspring Capital LLC | 158,186 | 156,226 | -1,960 | 0.01 | 0.01 | -0.00 | sell |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Governors Lane LP | 150,000 | 150,000 | 0 | 0.19 | 0.15 | -0.04 | hold |
| MIZUHO SECURITIES USA LLC | 0 | 142,937 | +142,937 | 0.00 | 0.02 | +0.02 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 133,334 | 133,334 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 133,332 | 133,332 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 326,897 | 125,000 | -201,897 | 0.01 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 113,373 | 113,373 | 0 | 0.32 | 0.26 | -0.05 | hold |
| Schonfeld Strategic Advisors LLC | 116,061 | 101,061 | -15,000 | 0.01 | 0.01 | -0.00 | sell |
| CSS LLC/IL | 100,000 | 100,000 | 0 | 0.06 | 0.04 | -0.01 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Weiss Asset Management LP | 98,860 | 98,860 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 97,794 | 97,794 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ilex Capital Partners (UK) LLP | 95,956 | 95,956 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 94,628 | 94,628 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 89,066 | 89,066 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 84,333 | +84,333 | 0.00 | 0.03 | +0.03 | buy |
| ARISTEIA CAPITAL, L.L.C. | 83,333 | 83,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 79,344 | 79,344 | 0 | 0.05 | 0.03 | -0.01 | hold |
| D. E. Shaw & Co., Inc. | 66,666 | 66,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 50,000 | 66,300 | +16,300 | 0.00 | 0.00 | -0.00 | buy |
| READYSTATE ASSET MANAGEMENT LP | 51,890 | 51,890 | 0 | 0.03 | 0.02 | -0.01 | hold |
| HRT FINANCIAL LP | 50,000 | 50,589 | +589 | 0.00 | 0.00 | -0.00 | buy |
| Context Capital Management, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TIG Advisors, LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TORONTO DOMINION BANK | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Governors Lane LP | 49,999 | 49,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 41,193 | 41,193 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Logan Stone Capital, LLC | 0 | 35,387 | +35,387 | 0.00 | 0.08 | +0.08 | buy |
| WHITEBOX ADVISORS LLC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LP | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 33,333 | 33,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 33,332 | 33,332 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 33,200 | 33,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Virtu Financial LLC | 95,448 | 25,440 | -70,008 | 0.04 | 0.01 | -0.03 | sell |
| Mint Tower Capital Management B.V. | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| TORONTO DOMINION BANK | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 0 | 24,150 | +24,150 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 10,000 | 23,458 | +13,458 | 0.02 | 0.03 | +0.01 | buy |
| DLD Asset Management, LP | 22,221 | 22,221 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Arax Advisory Partners | 0 | 20,040 | +20,040 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |