| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 400,000 | +400,000 | 0.00 | 0.06 | +0.06 | buy |
| WHITEBOX ADVISORS LLC | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 100,000 | +100,000 | 0.00 | 0.04 | +0.04 | buy |
| Karpus Management, Inc. | 913,836 | 981,161 | +67,325 | 0.24 | 0.31 | +0.07 | buy |
| TORONTO DOMINION BANK | 150,003 | 175,000 | +24,997 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 139,440 | 157,980 | +18,540 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 218,835 | 232,594 | +13,759 | 0.04 | 0.05 | +0.02 | buy |
| Shaolin Capital Management LLC | 257,000 | 269,500 | +12,500 | 0.10 | 0.11 | +0.02 | buy |
| BERKLEY W R CORP | 297,048 | 309,478 | +12,430 | 0.17 | 0.17 | +0.00 | buy |
| Virtu Financial LLC | 17,900 | 22,863 | +4,963 | 0.01 | 0.01 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 4,700 | +4,700 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 460,560 | 463,496 | +2,936 | 0.00 | 0.00 | -0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 200,000 | 200,493 | +493 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 568,400 | 568,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OMERS ADMINISTRATION Corp | 198,021 | 198,021 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 198,021 | 198,021 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 290,690 | 290,690 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 560,246 | 560,246 | 0 | 0.16 | 0.13 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 560,246 | 560,246 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 268,050 | 268,050 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 135,000 | 135,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 350,000 | 350,000 | 0 | 1.32 | 0.99 | -0.33 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 350,000 | 350,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 110,027 | 110,027 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 110,027 | 110,027 | 0 | 0.01 | 0.01 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 139,440 | 139,440 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 487,217 | 487,217 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 499,126 | 499,126 | 0 | 0.27 | 0.38 | +0.11 | hold |
| DELTEC ASSET MANAGEMENT LLC | 100,000 | 100,000 | 0 | 0.16 | 0.18 | +0.02 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 25,000 | 25,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 525,000 | 525,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.16 | 0.18 | +0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 233,013 | 233,013 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 175,000 | 175,000 | 0 | 0.08 | 0.09 | +0.00 | hold |
| Westchester Capital Management, LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rangeley Capital, LLC | 18,107 | 18,107 | 0 | 0.16 | 0.20 | +0.04 | hold |
| MANGROVE PARTNERS IM, LLC | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 500,000 | 500,000 | 0 | 0.41 | 0.41 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 42,000 | 42,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 105,621 | 105,621 | 0 | 0.11 | 0.11 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 86,786 | 86,786 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 500,000 | 500,000 | 0 | 0.60 | 0.46 | -0.14 | hold |
| Mint Tower Capital Management B.V. | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 200,000 | 200,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Shaolin Capital Management LLC | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 961,111 | 961,111 | 0 | 0.03 | 0.03 | +0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 40,000 | 40,000 | 0 | 0.04 | 0.05 | +0.02 | hold |
| StoneX Group Inc. | 14,500 | 14,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 313,311 | 313,311 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 157,100 | 157,100 | 0 | 0.23 | 0.23 | -0.00 | hold |
| TORONTO DOMINION BANK | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 418,256 | 417,256 | -1,000 | 0.00 | 0.00 | +0.00 | sell |
| Yakira Capital Management, Inc. | 125,722 | 123,130 | -2,592 | 0.42 | 0.36 | -0.06 | sell |
| Yakira Capital Management, Inc. | 125,722 | 123,130 | -2,592 | 0.01 | 0.01 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 793,340 | 781,046 | -12,294 | 0.21 | 0.17 | -0.04 | sell |
| AQR Arbitrage LLC | 460,560 | 444,956 | -15,604 | 0.10 | 0.07 | -0.02 | sell |
| DELTEC ASSET MANAGEMENT LLC | 43,500 | 27,587 | -15,913 | 0.00 | 0.00 | -0.00 | sell |
| Rangeley Capital, LLC | 18,107 | 0 | -18,107 | 0.02 | 0.00 | -0.02 | sell |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 76,105 | -23,895 | 0.00 | 0.00 | -0.00 | sell |
| PERISCOPE CAPITAL INC. | 305,800 | 275,000 | -30,800 | 0.59 | 0.48 | -0.11 | sell |
| Schonfeld Strategic Advisors LLC | 59,900 | 23,400 | -36,500 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 490,026 | 435,628 | -54,398 | 0.07 | 0.07 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 349,494 | 274,494 | -75,000 | 0.98 | 0.50 | -0.48 | sell |
| BERKLEY W R CORP | 297,048 | 197,828 | -99,220 | 0.00 | 0.00 | -0.00 | sell |