| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 27,500 | 565,429 | +537,929 | 0.02 | 0.19 | +0.18 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 511,689 | 843,176 | +331,487 | 0.08 | 0.11 | +0.03 | buy |
| D. E. Shaw & Co., Inc. | 0 | 98,418 | +98,418 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 53,628 | +53,628 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 213,889 | 241,219 | +27,330 | 0.05 | 0.06 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 24,833 | 50,959 | +26,126 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 134,998 | 155,798 | +20,800 | 0.01 | 0.01 | -0.00 | buy |
| Arax Advisory Partners | 0 | 17,876 | +17,876 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 999,996 | 1,014,996 | +15,000 | 0.10 | 0.09 | -0.01 | buy |
| PenderFund Capital Management Ltd. | 10,000 | 19,175 | +9,175 | 0.02 | 0.02 | +0.01 | buy |
| AQR Arbitrage LLC | 655,083 | 660,783 | +5,700 | 0.11 | 0.09 | -0.01 | buy |
| Polar Asset Management Partners Inc. | 33,333 | 38,933 | +5,600 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 227,330 | 231,284 | +3,954 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 150,092 | 153,480 | +3,388 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 199 | +199 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 15,000 | 15,000 | 0 | 0.04 | 0.04 | -0.01 | hold |
| CONDOR CAPITAL MANAGEMENT | 14,088 | 14,088 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 117,033 | 117,033 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 399,999 | 399,999 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BERKLEY W R CORP | 371,961 | 371,961 | 0 | 0.20 | 0.18 | -0.02 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,350,000 | 1,350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 249,471 | 249,471 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 74,188 | 74,188 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 435 | 435 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | 145 | 145 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 116,666 | 116,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 350,000 | 350,000 | 0 | 0.26 | 0.27 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 66,667 | 66,667 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 284 | 284 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Context Capital Management, LLC | 66,666 | 66,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MMCAP International Inc. SPC | 100,000 | 100,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| MMCAP International Inc. SPC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 600,000 | 600,000 | 0 | 0.09 | 0.09 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 233,329 | 233,329 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 699,987 | 699,987 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Weiss Asset Management LP | 433,740 | 433,740 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 580,388 | 580,388 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Hudson Bay Capital Management LP | 193,462 | 193,462 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,997 | 299,997 | 0 | 0.15 | 0.14 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 133,332 | 133,332 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 500,000 | 500,000 | 0 | 0.18 | 0.12 | -0.07 | hold |
| Verition Fund Management LLC | 641,722 | 641,722 | 0 | 0.06 | 0.05 | -0.02 | hold |
| K2 PRINCIPAL FUND, L.P. | 48,933 | 48,933 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 725,000 | 725,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Alberta Investment Management Corp | 241,666 | 241,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 175,000 | 175,000 | 0 | 0.08 | 0.09 | +0.00 | hold |
| Westchester Capital Management, LLC | 58,331 | 58,331 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Parallax Volatility Advisers, L.P. | 108,534 | 108,534 | 0 | 0.05 | 0.04 | -0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.36 | 0.30 | -0.06 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 333,332 | 333,332 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 30,854 | 30,854 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 20,833 | 20,833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 750,000 | 750,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Schonfeld Strategic Advisors LLC | 10,331 | 10,331 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.09 | 0.12 | +0.03 | hold |
| Mint Tower Capital Management B.V. | 33,333 | 33,333 | 0 | 0.03 | 0.00 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 143,200 | 143,200 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 425,000 | 425,000 | 0 | 0.74 | 0.68 | -0.06 | hold |
| Ghisallo Capital Management LLC | 200,000 | 200,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 141,207 | 141,207 | 0 | 0.05 | 0.05 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 100,000 | 100,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| METEORA CAPITAL, LLC | 47,600 | 47,600 | 0 | 0.04 | 0.04 | +0.00 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 35,418 | 35,418 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 106,256 | 106,256 | 0 | 1.13 | 1.03 | -0.10 | hold |
| Ilex Capital Partners (UK) LLP | 200,814 | 200,814 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| TORONTO DOMINION BANK | 107,682 | 107,682 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 13 | 0 | -13 | 0.00 | 0.00 | -0.00 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 11,760 | 11,565 | -195 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 150,094 | 149,829 | -265 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 15,525 | 14,625 | -900 | 0.00 | 0.00 | +0.00 | sell |
| Wealthspring Capital LLC | 106,873 | 105,840 | -1,033 | 0.01 | 0.01 | +0.00 | sell |
| Wealthspring Capital LLC | 320,619 | 317,520 | -3,099 | 0.76 | 0.72 | -0.04 | sell |
| PenderFund Capital Management Ltd. | 3,332 | 0 | -3,332 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 160,035 | 156,535 | -3,500 | 0.00 | 0.00 | -0.00 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 298,650 | 294,482 | -4,168 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 8,232 | 0 | -8,232 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 13,058 | 0 | -13,058 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 27,500 | 0 | -27,500 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 123,987 | 90,000 | -33,987 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 38,736 | 0 | -38,736 | 0.02 | 0.00 | -0.02 | sell |
| MIZUHO SECURITIES USA LLC | 148,201 | 0 | -148,201 | 0.03 | 0.00 | -0.03 | sell |
| Shaolin Capital Management LLC | 300,000 | 148,024 | -151,976 | 0.13 | 0.08 | -0.04 | sell |
| Parallax Volatility Advisers, L.P. | 184,522 | 0 | -184,522 | 0.08 | 0.00 | -0.08 | sell |