| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 847,887 | +847,887 | 0.00 | 0.29 | +0.29 | buy |
| TORONTO DOMINION BANK | 1,015,100 | 1,189,986 | +174,886 | 0.00 | 0.00 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 520,817 | 645,413 | +124,596 | 0.12 | 0.10 | -0.02 | buy |
| Quarry LP | 0 | 87,208 | +87,208 | 0.00 | 0.14 | +0.14 | buy |
| Quarry LP | 0 | 62,500 | +62,500 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 60,000 | +60,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 178,800 | 228,800 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 162,700 | 212,700 | +50,000 | 0.00 | 0.00 | -0.00 | buy |
| DLD Asset Management, LP | 0 | 30,002 | +30,002 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 450,000 | 469,400 | +19,400 | 0.00 | 0.00 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 100,000 | 118,300 | +18,300 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 16,188 | 23,126 | +6,938 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 195,334 | 198,659 | +3,325 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 186,004 | 188,207 | +2,203 | 0.03 | 0.03 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 473,205 | 473,902 | +697 | 0.07 | 0.06 | -0.01 | buy |
| GLAZER CAPITAL, LLC | 1,465,000 | 1,465,106 | +106 | 0.31 | 0.36 | +0.05 | buy |
| GLAZER CAPITAL, LLC | 1,310,455 | 1,310,455 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 150,000 | 0 | 0.42 | 0.35 | -0.07 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 412,893 | 412,893 | 0 | 0.22 | 0.20 | -0.02 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 115,110 | 115,110 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 105,780 | 105,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 271,875 | 271,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 100,000 | 100,000 | 0 | 0.07 | 0.08 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.01 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 1,498,500 | 1,498,500 | 0 | 0.08 | 0.08 | -0.01 | hold |
| LINDEN ADVISORS LP | 1,498,500 | 1,498,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 425,000 | 425,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| Context Capital Management, LLC | 425,000 | 425,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 450,000 | 450,000 | 0 | 0.11 | 0.08 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 203,257 | 203,257 | 0 | 0.03 | 0.03 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 203,257 | 203,257 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 300,000 | 300,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Magnetar Financial LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 57,749 | 57,749 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 244,376 | 244,376 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 244,376 | 244,376 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 432,700 | 432,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 32,367 | 32,367 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 500,000 | 500,000 | 0 | 0.24 | 0.25 | +0.01 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.36 | 0.30 | -0.07 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 428,479 | 428,479 | 0 | 1.29 | 1.29 | +0.00 | hold |
| Warberg Asset Management LLC | 46,200 | 46,200 | 0 | 0.13 | 0.14 | +0.00 | hold |
| First Trust Capital Management L.P. | 675,000 | 675,000 | 0 | 0.35 | 0.39 | +0.04 | hold |
| Dakota Wealth Management | 47,575 | 47,575 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 294,700 | 294,700 | 0 | 0.51 | 0.47 | -0.04 | hold |
| PERISCOPE CAPITAL INC. | 244,700 | 244,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.23 | 0.20 | -0.03 | hold |
| Crossingbridge Advisors, LLC | 50,000 | 50,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 500,000 | 500,000 | 0 | 0.19 | 0.19 | -0.00 | hold |
| Harraden Circle Investments, LLC | 2,897,900 | 2,897,900 | 0 | 0.13 | 0.07 | -0.06 | hold |
| JPMORGAN CHASE & CO | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TrueMark Investments, LLC | 14,780 | 14,780 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 30,000 | 30,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 432,700 | 432,097 | -603 | 0.22 | 0.21 | -0.01 | sell |
| TrueMark Investments, LLC | 14,780 | 14,177 | -603 | 0.03 | 0.02 | -0.01 | sell |
| Bulldog Investors, LLP | 127,704 | 124,510 | -3,194 | 0.01 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 88,551 | 85,196 | -3,355 | 0.01 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 432,362 | 419,892 | -12,470 | 0.01 | 0.01 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 460,903 | 438,937 | -21,966 | 0.01 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 357,074 | 331,252 | -25,822 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 141,500 | 112,591 | -28,909 | 0.01 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 80,000 | 50,000 | -30,000 | 0.00 | 0.00 | -0.00 | sell |
| StoneX Group Inc. | 47,089 | 0 | -47,089 | 0.03 | 0.00 | -0.03 | sell |
| MILLENNIUM MANAGEMENT LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 62,500 | 0 | -62,500 | 0.13 | 0.00 | -0.13 | sell |
| TORONTO DOMINION BANK | 70,035 | 0 | -70,035 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 3,026,479 | 2,942,837 | -83,642 | 0.94 | 0.85 | -0.09 | sell |
| METEORA CAPITAL, LLC | 200,435 | 109,732 | -90,703 | 0.15 | 0.09 | -0.06 | sell |
| BERKLEY W R CORP | 90,763 | 0 | -90,763 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 127,704 | 0 | -127,704 | 0.29 | 0.00 | -0.29 | sell |
| TORONTO DOMINION BANK | 458,000 | 255,000 | -203,000 | 0.01 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 700,000 | 478,480 | -221,520 | 0.01 | 0.01 | -0.00 | sell |
| Shaolin Capital Management LLC | 850,000 | 550,000 | -300,000 | 0.35 | 0.31 | -0.04 | sell |