| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 0 | 450,000 | +450,000 | 0.00 | 0.22 | +0.22 | buy |
| WHITEBOX ADVISORS LLC | 0 | 400,000 | +400,000 | 0.00 | 0.06 | +0.06 | buy |
| WHITEBOX ADVISORS LLC | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 370,000 | +370,000 | 0.00 | 0.09 | +0.09 | buy |
| Polar Asset Management Partners Inc. | 0 | 370,000 | +370,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 350,228 | +350,228 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 4 | 350,232 | +350,228 | 0.00 | 0.07 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 108,850 | 454,947 | +346,097 | 0.02 | 0.07 | +0.06 | buy |
| AQR Arbitrage LLC | 0 | 307,538 | +307,538 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 300,377 | +300,377 | 0.00 | 0.05 | +0.05 | buy |
| Shaolin Capital Management LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 250,000 | +250,000 | 0.00 | 0.10 | +0.10 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 201,478 | +201,478 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 139,493 | 314,913 | +175,420 | 0.02 | 0.07 | +0.06 | buy |
| TORONTO DOMINION BANK | 0 | 166,568 | +166,568 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 150,000 | 313,923 | +163,923 | 0.00 | 0.01 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 117,608 | +117,608 | 0.00 | 0.05 | +0.05 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 84,123 | +84,123 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 76,962 | +76,962 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 75,000 | +75,000 | 0.00 | 0.14 | +0.14 | buy |
| TORONTO DOMINION BANK | 0 | 53,157 | +53,157 | 0.00 | 0.00 | +0.00 | buy |
| BlueCrest Capital Management Ltd | 0 | 40,000 | +40,000 | 0.00 | 0.04 | +0.04 | buy |
| Karpus Management, Inc. | 0 | 14,780 | +14,780 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 1,406 | +1,406 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 1,406 | +1,406 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 201 | +201 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 475,000 | 475,000 | 0 | 0.13 | 0.11 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 475,000 | 475,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 171,150 | 171,150 | 0 | 0.09 | 0.09 | -0.00 | hold |
| BERKLEY W R CORP | 171,150 | 171,150 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 108,749 | 108,749 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 175,000 | 175,000 | 0 | 0.09 | 0.13 | +0.04 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Calamos Advisors LLC | 125,000 | 125,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 54,299 | 54,299 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 124,299 | 124,299 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BlueCrest Capital Management Ltd | 250,000 | 250,000 | 0 | 0.10 | 0.24 | +0.14 | hold |
| Centiva Capital, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 150,000 | 150,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| HGC Investment Management Inc. | 175,000 | 175,000 | 0 | 0.37 | 0.39 | +0.02 | hold |
| JPMORGAN CHASE & CO | 40,000 | 40,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Logan Stone Capital, LLC | 260,230 | 260,222 | -8 | 0.64 | 0.72 | +0.09 | sell |
| Warberg Asset Management LLC | 46,000 | 45,989 | -11 | 0.14 | 0.13 | -0.00 | sell |
| METEORA CAPITAL, LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 1,406 | 0 | -1,406 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 34,700 | 32,689 | -2,011 | 0.00 | 0.00 | +0.00 | sell |
| JANE STREET GROUP, LLC | 31,764 | 26,911 | -4,853 | 0.00 | 0.00 | -0.00 | sell |
| Warberg Asset Management LLC | 15,295 | 0 | -15,295 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 38,067 | 0 | -38,067 | 0.01 | 0.00 | -0.01 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 76,962 | 0 | -76,962 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 87,500 | 0 | -87,500 | 0.14 | 0.00 | -0.14 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 0 | -100,000 | 0.05 | 0.00 | -0.05 | sell |
| Crossingbridge Advisors, LLC | 125,000 | 0 | -125,000 | 0.35 | 0.00 | -0.35 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 225,478 | 0 | -225,478 | 0.03 | 0.00 | -0.03 | sell |
| Shaolin Capital Management LLC | 250,000 | 0 | -250,000 | 0.09 | 0.00 | -0.09 | sell |
| AQR Arbitrage LLC | 308,038 | 0 | -308,038 | 0.06 | 0.00 | -0.06 | sell |
| GLAZER CAPITAL, LLC | 350,228 | 0 | -350,228 | 0.09 | 0.00 | -0.09 | sell |
| Polar Asset Management Partners Inc. | 370,000 | 0 | -370,000 | 0.07 | 0.00 | -0.07 | sell |