| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 314,913 | 691,959 | +377,046 | 0.07 | 0.11 | +0.04 | buy |
| HGC Investment Management Inc. | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 75,000 | 180,545 | +105,545 | 0.14 | 0.32 | +0.19 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 201 | 59,947 | +59,746 | 0.00 | 0.02 | +0.02 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 48,300 | +48,300 | 0.00 | 0.01 | +0.01 | buy |
| Virtu Financial LLC | 32,689 | 54,221 | +21,532 | 0.00 | 0.00 | +0.00 | buy |
| Tuttle Capital Management, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.14 | +0.14 | buy |
| AQR Arbitrage LLC | 300,377 | 306,377 | +6,000 | 0.05 | 0.04 | -0.01 | buy |
| Karpus Management, Inc. | 14,780 | 17,328 | +2,548 | 0.00 | 0.01 | +0.00 | buy |
| Shaolin Capital Management LLC | 250,000 | 251,789 | +1,789 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 802 | +802 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 0 | 120 | +120 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 313,923 | 313,966 | +43 | 0.01 | 0.01 | -0.00 | buy |
| PenderFund Capital Management Ltd. | 1,406 | 1,410 | +4 | 0.00 | 0.00 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 350,228 | 350,228 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 475,000 | 475,000 | 0 | 0.11 | 0.08 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 475,000 | 475,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 171,150 | 171,150 | 0 | 0.09 | 0.08 | -0.01 | hold |
| BERKLEY W R CORP | 171,150 | 171,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 84,123 | 84,123 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 76,962 | 76,962 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 307,538 | 307,538 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 108,749 | 108,749 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 175,000 | 175,000 | 0 | 0.13 | 0.13 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 400,000 | 400,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Context Capital Management, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 370,000 | 370,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 370,000 | 370,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 450,000 | 450,000 | 0 | 0.22 | 0.23 | +0.01 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 54,299 | 54,299 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 124,299 | 124,299 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Warberg Asset Management LLC | 45,989 | 45,989 | 0 | 0.13 | 0.14 | +0.00 | hold |
| BlueCrest Capital Management Ltd | 40,000 | 40,000 | 0 | 0.04 | 0.02 | -0.02 | hold |
| BlueCrest Capital Management Ltd | 250,000 | 250,000 | 0 | 0.24 | 0.11 | -0.12 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 117,608 | 117,608 | 0 | 0.05 | 0.04 | -0.00 | hold |
| JPMORGAN CHASE & CO | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JANE STREET GROUP, LLC | 26,911 | 26,899 | -12 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 350,232 | 349,665 | -567 | 0.07 | 0.09 | +0.01 | sell |
| PenderFund Capital Management Ltd. | 1,406 | 0 | -1,406 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 201,478 | 198,355 | -3,123 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 454,947 | 451,776 | -3,171 | 0.07 | 0.06 | -0.01 | sell |
| Centiva Capital, LP | 150,000 | 145,533 | -4,467 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 250,000 | 200,544 | -49,456 | 0.10 | 0.11 | +0.01 | sell |
| TORONTO DOMINION BANK | 53,157 | 0 | -53,157 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 166,568 | 88,000 | -78,568 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 150,000 | 0 | -150,000 | 0.07 | 0.00 | -0.07 | sell |
| HGC Investment Management Inc. | 175,000 | 0 | -175,000 | 0.39 | 0.00 | -0.39 | sell |
| Logan Stone Capital, LLC | 260,222 | 47,723 | -212,499 | 0.72 | 0.10 | -0.62 | sell |