| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ARISTEIA CAPITAL, L.L.C. | 0 | 1,159,828 | +1,159,828 | 0.00 | 0.18 | +0.18 | buy |
| MMCAP International Inc. SPC | 0 | 600,000 | +600,000 | 0.00 | 0.51 | +0.51 | buy |
| Magnetar Financial LLC | 0 | 600,000 | +600,000 | 0.00 | 0.05 | +0.05 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 579,913 | +579,913 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 425,000 | +425,000 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| Crossingbridge Advisors, LLC | 0 | 350,000 | +350,000 | 0.00 | 0.61 | +0.61 | buy |
| MMCAP International Inc. SPC | 0 | 300,000 | +300,000 | 0.00 | 0.01 | +0.01 | buy |
| Magnetar Financial LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 292,582 | +292,582 | 0.00 | 0.00 | +0.00 | buy |
| Cable Car Capital, LP | 0 | 225,000 | +225,000 | 0.00 | 0.05 | +0.05 | buy |
| Alberta Investment Management Corp | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 185,000 | +185,000 | 0.00 | 0.42 | +0.42 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 175,000 | +175,000 | 0.00 | 0.02 | +0.02 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 79,662 | 229,662 | +150,000 | 0.00 | 0.01 | +0.01 | buy |
| Cable Car Capital, LP | 0 | 112,500 | +112,500 | 0.00 | 0.00 | +0.00 | buy |
| Lepercq De Neuflize Asset Management LLC | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 87,500 | +87,500 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 76,800 | +76,800 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 285,707 | 353,187 | +67,480 | 0.02 | 0.02 | -0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 65,047 | +65,047 | 0.00 | 0.01 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 50,000 | +50,000 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| DLD Asset Management, LP | 0 | 18,000 | +18,000 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 12,500 | +12,500 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 578,464 | 584,964 | +6,500 | 0.09 | 0.08 | -0.01 | buy |
| GLAZER CAPITAL, LLC | 202,310 | 206,321 | +4,011 | 0.04 | 0.05 | +0.01 | buy |
| Shaolin Capital Management LLC | 150,000 | 152,960 | +2,960 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 2,520 | +2,520 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 46,218 | 46,418 | +200 | 0.01 | 0.01 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 420,600 | 420,601 | +1 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 39,831 | 39,831 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 198,960 | 198,960 | 0 | 0.10 | 0.10 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 675,000 | 675,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,350,000 | 1,350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 546,532 | 546,532 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 273,266 | 273,266 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 271,875 | 271,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 149,785 | 149,785 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 299,570 | 299,570 | 0 | 0.22 | 0.23 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 375,200 | 375,200 | 0 | 0.05 | 0.06 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 187,600 | 187,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 800,000 | 800,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Context Capital Management, LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 98,938 | 98,938 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 49,469 | 49,469 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 200,000 | 0 | 0.10 | 0.09 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Verition Fund Management LLC | 200,000 | 200,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Verition Fund Management LLC | 168,000 | 168,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 100,000 | 100,000 | 0 | 1.60 | 1.35 | -0.25 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 800,000 | 800,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 750,000 | 750,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| First Trust Capital Management L.P. | 399,998 | 399,998 | 0 | 0.21 | 0.23 | +0.02 | hold |
| Schonfeld Strategic Advisors LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.07 | 0.00 | -0.07 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.14 | 0.18 | +0.04 | hold |
| Centiva Capital, LP | 250,700 | 250,700 | 0 | 0.11 | 0.08 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 120,500 | 120,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 241,000 | 241,000 | 0 | 0.41 | 0.38 | -0.03 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.54 | 0.49 | -0.05 | hold |
| HGC Investment Management Inc. | 125,000 | 125,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 850,000 | 850,000 | 0 | 0.32 | 0.32 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 425,000 | 425,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 40,000 | 40,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 75,000 | 74,900 | -100 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 25,166 | 25,009 | -157 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 24,870 | 21,933 | -2,937 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 16,219 | 11,505 | -4,714 | 0.01 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 9,885 | 0 | -9,885 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 26,070 | 14,870 | -11,200 | 0.01 | 0.00 | -0.01 | sell |
| CSS LLC/IL | 25,000 | 0 | -25,000 | 0.01 | 0.00 | -0.01 | sell |
| Centiva Capital, LP | 125,350 | 55,350 | -70,000 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 175,000 | 0 | -175,000 | 0.02 | 0.00 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 185,000 | 0 | -185,000 | 0.52 | 0.00 | -0.52 | sell |
| Shaolin Capital Management LLC | 400,000 | 200,779 | -199,221 | 0.16 | 0.11 | -0.05 | sell |
| Cable Car Capital, LP | 225,000 | 0 | -225,000 | 0.77 | 0.00 | -0.77 | sell |
| Crossingbridge Advisors, LLC | 350,000 | 0 | -350,000 | 0.63 | 0.00 | -0.63 | sell |
| Alberta Investment Management Corp | 400,000 | 0 | -400,000 | 0.02 | 0.00 | -0.02 | sell |
| MILLENNIUM MANAGEMENT LLC | 425,000 | 0 | -425,000 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 600,000 | 0 | -600,000 | 0.52 | 0.00 | -0.52 | sell |
| Magnetar Financial LLC | 600,000 | 0 | -600,000 | 0.06 | 0.00 | -0.06 | sell |
| ARISTEIA CAPITAL, L.L.C. | 1,152,750 | 0 | -1,152,750 | 0.26 | 0.00 | -0.26 | sell |