| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 720,701 | 2,265,701 | +1,545,000 | 0.03 | 0.08 | +0.05 | buy |
| Decagon Asset Management LLP | 0 | 985,911 | +985,911 | 0.00 | 0.06 | +0.06 | buy |
| LMR Partners LLP | 0 | 900,000 | +900,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 310,904 | 1,100,000 | +789,096 | 0.07 | 0.27 | +0.21 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 134,584 | 916,147 | +781,563 | 0.02 | 0.12 | +0.10 | buy |
| Crossingbridge Advisors, LLC | 0 | 519,248 | +519,248 | 0.00 | 0.92 | +0.92 | buy |
| D. E. Shaw & Co., Inc. | 29,606 | 529,906 | +500,300 | 0.00 | 0.00 | +0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 500,000 | +500,000 | 0.00 | 0.01 | +0.01 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| LMR Partners LLP | 0 | 450,000 | +450,000 | 0.00 | 0.03 | +0.03 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 263,548 | +263,548 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 35,997 | 271,280 | +235,283 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 0 | 200,000 | +200,000 | 0.00 | 0.01 | +0.01 | buy |
| HGC Investment Management Inc. | 0 | 200,000 | +200,000 | 0.00 | 0.40 | +0.40 | buy |
| LINDEN ADVISORS LP | 700,000 | 890,000 | +190,000 | 0.04 | 0.05 | +0.01 | buy |
| MMCAP International Inc. SPC | 0 | 175,000 | +175,000 | 0.00 | 0.15 | +0.15 | buy |
| MMCAP International Inc. SPC | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 136,900 | +136,900 | 0.00 | 0.06 | +0.06 | buy |
| MILLENNIUM MANAGEMENT LLC | 275,000 | 375,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Governors Lane LP | 175,000 | 275,000 | +100,000 | 0.22 | 0.28 | +0.06 | buy |
| Schonfeld Strategic Advisors LLC | 174,987 | 250,000 | +75,013 | 0.01 | 0.01 | -0.00 | buy |
| Cable Car Capital, LP | 0 | 75,000 | +75,000 | 0.00 | 0.02 | +0.02 | buy |
| Cable Car Capital, LP | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 10,481 | 37,581 | +27,100 | 0.00 | 0.00 | +0.00 | buy |
| CSS LLC/IL | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 562,161 | 569,841 | +7,680 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 532,223 | 537,310 | +5,087 | 0.09 | 0.08 | -0.01 | buy |
| Arax Advisory Partners | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 148,695 | 149,895 | +1,200 | 0.08 | 0.07 | -0.01 | buy |
| FNY Investment Advisers, LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 72 | +72 | 0.00 | 0.00 | +0.00 | buy |
| Dauntless Investment Group, LLC | 0 | 1 | +1 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 44,500 | 44,500 | 0 | 0.02 | 0.01 | -0.01 | hold |
| OMERS ADMINISTRATION Corp | 359,984 | 359,984 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 149,990 | 149,990 | 0 | 0.42 | 0.35 | -0.07 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,620,000 | 1,620,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 372,071 | 372,071 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 342,133 | 342,133 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 326,250 | 326,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.41 | 0.42 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 275,000 | 275,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 650,000 | 650,000 | 0 | 0.15 | 0.13 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.07 | 0.06 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.12 | 0.11 | -0.01 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 36,645 | 36,645 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,268 | 511,268 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Alberta Investment Management Corp | 600,000 | 600,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Saba Capital Management, L.P. | 870,315 | 870,315 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 700,000 | 700,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| First Trust Capital Management L.P. | 500,000 | 500,000 | 0 | 0.26 | 0.29 | +0.03 | hold |
| BlueCrest Capital Management Ltd | 250,000 | 250,000 | 0 | 0.23 | 0.11 | -0.13 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 275,000 | 275,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Wealthspring Capital LLC | 233,679 | 233,679 | 0 | 0.55 | 0.52 | -0.03 | hold |
| Wealthspring Capital LLC | 247,100 | 247,100 | 0 | 0.01 | 0.02 | +0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 166,460 | 166,460 | 0 | 0.06 | 0.06 | -0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 25,000 | 25,000 | 0 | 0.27 | 0.24 | -0.02 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| TrueMark Investments, LLC | 14,268 | 14,268 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,268 | 510,686 | -582 | 0.25 | 0.24 | -0.01 | sell |
| TrueMark Investments, LLC | 14,268 | 13,686 | -582 | 0.03 | 0.02 | -0.01 | sell |
| Saba Capital Management, L.P. | 370,315 | 369,415 | -900 | 0.12 | 0.11 | -0.00 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 400,000 | 393,300 | -6,700 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 558,969 | 549,565 | -9,404 | 0.01 | 0.01 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 150,000 | 125,000 | -25,000 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 84,687 | 43,682 | -41,005 | 0.03 | 0.01 | -0.02 | sell |
| PERISCOPE CAPITAL INC. | 238,000 | 188,000 | -50,000 | 0.41 | 0.30 | -0.11 | sell |
| Shaolin Capital Management LLC | 600,000 | 526,350 | -73,650 | 0.01 | 0.01 | +0.00 | sell |
| Cable Car Capital, LP | 75,000 | 0 | -75,000 | 0.27 | 0.00 | -0.27 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 980,000 | 903,230 | -76,770 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 123,599 | 24,278 | -99,321 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 300,000 | 200,000 | -100,000 | 0.02 | 0.01 | -0.01 | sell |
| Parallax Volatility Advisers, L.P. | 100,000 | 0 | -100,000 | 0.04 | 0.00 | -0.04 | sell |
| TORONTO DOMINION BANK | 100,003 | 0 | -100,003 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 200,000 | 89,599 | -110,401 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 147,272 | 29,593 | -117,679 | 0.01 | 0.00 | -0.01 | sell |
| Context Capital Management, LLC | 650,000 | 500,000 | -150,000 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 316,708 | 157,667 | -159,041 | 0.07 | 0.03 | -0.04 | sell |
| Hudson Bay Capital Management LP | 300,000 | 136,692 | -163,308 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 175,000 | 0 | -175,000 | 0.15 | 0.00 | -0.15 | sell |
| Governors Lane LP | 175,000 | 0 | -175,000 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 517,395 | 334,341 | -183,054 | 0.21 | 0.19 | -0.02 | sell |
| HGC Investment Management Inc. | 200,000 | 0 | -200,000 | 0.45 | 0.00 | -0.45 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 700,000 | 450,000 | -250,000 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 293,685 | 0 | -293,685 | 0.00 | 0.00 | -0.00 | sell |