| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hartree Partners, LP | 0 | 500,000 | +500,000 | 0.00 | 0.01 | +0.01 | buy |
| Hartree Partners, LP | 0 | 497,563 | +497,563 | 0.00 | 1.08 | +1.08 | buy |
| Karpus Management, Inc. | 27,590 | 462,440 | +434,850 | 0.01 | 0.14 | +0.14 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 431,115 | +431,115 | 0.00 | 0.04 | +0.04 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 431,115 | +431,115 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 425,000 | +425,000 | 0.00 | 0.04 | +0.04 | buy |
| Magnetar Financial LLC | 0 | 425,000 | +425,000 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 381,390 | +381,390 | 0.00 | 0.01 | +0.01 | buy |
| Wealthspring Capital LLC | 0 | 374,600 | +374,600 | 0.00 | 0.89 | +0.89 | buy |
| GLAZER CAPITAL, LLC | 0 | 359,309 | +359,309 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 585 | 358,599 | +358,014 | 0.00 | 0.08 | +0.08 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 350,000 | +350,000 | 0.00 | 0.13 | +0.13 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.15 | +0.15 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 266,282 | +266,282 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.04 | +0.04 | buy |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 25,000 | 209,169 | +184,169 | 0.00 | 0.02 | +0.02 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 161,153 | +161,153 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 148,649 | +148,649 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.28 | +0.28 | buy |
| Crossingbridge Advisors, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.18 | +0.18 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 97,292 | +97,292 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 95,700 | +95,700 | 0.00 | 1.56 | +1.56 | buy |
| Shaolin Capital Management LLC | 375,000 | 450,000 | +75,000 | 0.14 | 0.19 | +0.05 | buy |
| StoneX Group Inc. | 0 | 59,760 | +59,760 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 300,600 | 352,126 | +51,526 | 0.01 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 23,159 | +23,159 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 310,371 | 331,962 | +21,591 | 0.10 | 0.15 | +0.05 | buy |
| StoneX Group Inc. | 0 | 20,973 | +20,973 | 0.00 | 0.01 | +0.01 | buy |
| Virtu Financial LLC | 0 | 18,638 | +18,638 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 165,412 | 180,840 | +15,428 | 0.00 | 0.00 | +0.00 | buy |
| CONDOR CAPITAL MANAGEMENT | 0 | 13,390 | +13,390 | 0.00 | 0.01 | +0.01 | buy |
| CONDOR CAPITAL MANAGEMENT | 0 | 13,390 | +13,390 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 659,588 | 662,417 | +2,829 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 189,061 | 189,061 | 0 | 0.01 | 0.01 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 189,061 | 189,061 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 148,800 | 148,800 | 0 | 0.08 | 0.08 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 165,412 | 165,412 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 200,000 | 200,000 | 0 | 0.11 | 0.15 | +0.04 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Calamos Advisors LLC | 125,000 | 125,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.12 | +0.02 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 37,399 | 37,399 | 0 | 0.03 | 0.03 | +0.00 | hold |
| 683 Capital Management, LLC | 250,000 | 250,000 | 0 | 0.21 | 0.23 | +0.03 | hold |
| 683 Capital Management, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 785,169 | 785,169 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 200,000 | 200,000 | 0 | 0.09 | 0.10 | +0.00 | hold |
| Warberg Asset Management LLC | 24,553 | 24,553 | 0 | 0.07 | 0.07 | -0.00 | hold |
| First Trust Capital Management L.P. | 300,000 | 300,000 | 0 | 0.18 | 0.16 | -0.02 | hold |
| Mint Tower Capital Management B.V. | 450,000 | 450,000 | 0 | 0.54 | 0.41 | -0.12 | hold |
| Mint Tower Capital Management B.V. | 450,000 | 450,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 224,952 | 224,952 | 0 | 0.13 | 0.10 | -0.03 | hold |
| Centiva Capital, LP | 224,952 | 224,952 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 300,000 | 300,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.05 | 0.26 | +0.21 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 425,000 | 425,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 177,150 | 177,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| BERKLEY W R CORP | 148,800 | 145,686 | -3,114 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 275,000 | 264,029 | -10,971 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 275,000 | 260,067 | -14,933 | 0.04 | 0.04 | +0.00 | sell |
| CONDOR CAPITAL MANAGEMENT | 15,250 | 0 | -15,250 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 659,588 | 643,252 | -16,336 | 0.14 | 0.11 | -0.03 | sell |
| Parallax Volatility Advisers, L.P. | 109,558 | 90,408 | -19,150 | 0.00 | 0.00 | +0.00 | sell |
| PERISCOPE CAPITAL INC. | 383,400 | 336,900 | -46,500 | 0.74 | 0.58 | -0.15 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 87,500 | 37,500 | -50,000 | 0.02 | 0.01 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 0 | -100,000 | 0.38 | 0.00 | -0.38 | sell |
| Schonfeld Strategic Advisors LLC | 161,153 | 0 | -161,153 | 0.01 | 0.00 | -0.01 | sell |
| Crossingbridge Advisors, LLC | 198,999 | 0 | -198,999 | 0.56 | 0.00 | -0.56 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 0 | -300,000 | 0.14 | 0.00 | -0.14 | sell |
| First Trust Capital Management L.P. | 300,000 | 0 | -300,000 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 310,000 | 0 | -310,000 | 0.05 | 0.00 | -0.05 | sell |
| GLAZER CAPITAL, LLC | 359,309 | 4 | -359,305 | 0.09 | 0.00 | -0.09 | sell |
| Verition Fund Management LLC | 366,428 | 0 | -366,428 | 0.02 | 0.00 | -0.02 | sell |
| Wealthspring Capital LLC | 384,750 | 0 | -384,750 | 0.91 | 0.00 | -0.91 | sell |
| Magnetar Financial LLC | 425,000 | 0 | -425,000 | 0.04 | 0.00 | -0.04 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 431,115 | 0 | -431,115 | 0.05 | 0.00 | -0.05 | sell |
| Hartree Partners, LP | 500,000 | 0 | -500,000 | 1.83 | 0.00 | -1.83 | sell |