| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 446,779 | +446,779 | 0.00 | 0.15 | +0.15 | buy |
| Westchester Capital Management, LLC | 0 | 200,000 | +200,000 | 0.00 | 0.10 | +0.10 | buy |
| Westchester Capital Management, LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 23,159 | 200,000 | +176,841 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 93,760 | +93,760 | 0.00 | 0.01 | +0.01 | buy |
| Arax Advisory Partners | 0 | 93,760 | +93,760 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 189,061 | 261,431 | +72,370 | 0.01 | 0.01 | +0.00 | buy |
| Limestone Investment Advisors LP | 0 | 52,018 | +52,018 | 0.00 | 0.26 | +0.26 | buy |
| StoneX Group Inc. | 59,760 | 109,760 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 358,599 | 399,559 | +40,960 | 0.08 | 0.10 | +0.02 | buy |
| Polar Asset Management Partners Inc. | 500,000 | 540,000 | +40,000 | 0.00 | 0.00 | -0.00 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 643,252 | 652,459 | +9,207 | 0.11 | 0.09 | -0.01 | buy |
| AQR Arbitrage LLC | 662,417 | 670,675 | +8,258 | 0.00 | 0.00 | -0.00 | buy |
| Parallax Volatility Advisers, L.P. | 331,962 | 338,321 | +6,359 | 0.15 | 0.13 | -0.02 | buy |
| Karpus Management, Inc. | 462,440 | 465,925 | +3,485 | 0.14 | 0.14 | -0.01 | buy |
| GLAZER CAPITAL, LLC | 359,309 | 359,309 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 4 | 4 | 0 | 0.00 | 0.00 | 0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.28 | 0.23 | -0.05 | hold |
| CONDOR CAPITAL MANAGEMENT | 13,390 | 13,390 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CONDOR CAPITAL MANAGEMENT | 13,390 | 13,390 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 189,061 | 189,061 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 148,800 | 148,800 | 0 | 0.08 | 0.07 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 180,840 | 180,840 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 165,412 | 165,412 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 200,000 | 200,000 | 0 | 0.15 | 0.15 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 175,000 | 175,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 264,029 | 264,029 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.12 | 0.09 | -0.03 | hold |
| Magnetar Financial LLC | 425,000 | 425,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Magnetar Financial LLC | 425,000 | 425,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 683 Capital Management, LLC | 250,000 | 250,000 | 0 | 0.23 | 0.23 | +0.00 | hold |
| 683 Capital Management, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 785,169 | 785,169 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 95,700 | 95,700 | 0 | 1.56 | 1.31 | -0.24 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 431,115 | 431,115 | 0 | 0.04 | 0.04 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 431,115 | 431,115 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 37,500 | 37,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hartree Partners, LP | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| First Trust Capital Management L.P. | 300,000 | 300,000 | 0 | 0.16 | 0.18 | +0.02 | hold |
| Schonfeld Strategic Advisors LLC | 209,169 | 209,169 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Schonfeld Strategic Advisors LLC | 161,153 | 161,153 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 450,000 | 450,000 | 0 | 0.41 | 0.54 | +0.12 | hold |
| Mint Tower Capital Management B.V. | 450,000 | 450,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Centiva Capital, LP | 224,952 | 224,952 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 224,952 | 224,952 | 0 | 0.10 | 0.08 | -0.03 | hold |
| PERISCOPE CAPITAL INC. | 336,900 | 336,900 | 0 | 0.58 | 0.54 | -0.04 | hold |
| PERISCOPE CAPITAL INC. | 300,000 | 300,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.26 | 0.02 | -0.24 | hold |
| Cable Car Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 100,000 | 100,000 | 0 | 0.18 | 0.18 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 350,000 | 350,000 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Harraden Circle Investments, LLC | 177,150 | 177,150 | 0 | 0.00 | 0.00 | -0.00 | hold |
| JPMORGAN CHASE & CO | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 266,282 | 266,282 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Warberg Asset Management LLC | 24,553 | 24,453 | -100 | 0.07 | 0.07 | +0.00 | sell |
| Wealthspring Capital LLC | 374,600 | 372,280 | -2,320 | 0.89 | 0.84 | -0.05 | sell |
| Wealthspring Capital LLC | 381,390 | 379,070 | -2,320 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 352,126 | 340,500 | -11,626 | 0.01 | 0.01 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 97,292 | 82,078 | -15,214 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 18,638 | 0 | -18,638 | 0.01 | 0.00 | -0.01 | sell |
| StoneX Group Inc. | 20,973 | 0 | -20,973 | 0.01 | 0.00 | -0.01 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 37,399 | 14,088 | -23,311 | 0.03 | 0.01 | -0.02 | sell |
| Shaolin Capital Management LLC | 425,000 | 399,321 | -25,679 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 260,067 | 228,919 | -31,148 | 0.04 | 0.03 | -0.01 | sell |
| Parallax Volatility Advisers, L.P. | 90,408 | 25,408 | -65,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 266,282 | 200,000 | -66,282 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 450,000 | 377,304 | -72,696 | 0.19 | 0.22 | +0.03 | sell |
| BERKLEY W R CORP | 145,686 | 70,423 | -75,263 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 148,649 | 0 | -148,649 | 0.00 | 0.00 | -0.00 | sell |
| Westchester Capital Management, LLC | 200,000 | 0 | -200,000 | 0.10 | 0.00 | -0.10 | sell |
| Hartree Partners, LP | 497,563 | 0 | -497,563 | 1.08 | 0.00 | -1.08 | sell |