| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 400,000 | +400,000 | 0.00 | 0.01 | +0.01 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 352,589 | +352,589 | 0.00 | 0.16 | +0.16 | buy |
| Wealthspring Capital LLC | 0 | 244,900 | +244,900 | 0.00 | 0.58 | +0.58 | buy |
| AQR Arbitrage LLC | 0 | 241,446 | +241,446 | 0.00 | 0.04 | +0.04 | buy |
| D. E. Shaw & Co., Inc. | 250,000 | 490,195 | +240,195 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 223,070 | +223,070 | 0.00 | 0.09 | +0.09 | buy |
| GLAZER CAPITAL, LLC | 415,100 | 615,902 | +200,802 | 0.11 | 0.13 | +0.02 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 371,249 | 567,749 | +196,500 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 190,000 | +190,000 | 0.00 | 0.02 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 158,162 | +158,162 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 145,682 | +145,682 | 0.00 | 0.02 | +0.02 | buy |
| AQR Arbitrage LLC | 0 | 126,007 | +126,007 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 122,450 | +122,450 | 0.00 | 0.01 | +0.01 | buy |
| Bulldog Investors, LLP | 205,798 | 323,088 | +117,290 | 0.45 | 0.72 | +0.27 | buy |
| HRT FINANCIAL LP | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Allianz Asset Management GmbH | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Fort Baker Capital Management LP | 691,455 | 769,129 | +77,674 | 0.76 | 0.68 | -0.08 | buy |
| TORONTO DOMINION BANK | 0 | 73,975 | +73,975 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 73,797 | +73,797 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 72,841 | +72,841 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 62,500 | +62,500 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 102,899 | 164,431 | +61,532 | 0.01 | 0.01 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 121,756 | 178,958 | +57,202 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 50,000 | +50,000 | 0.00 | 0.14 | +0.14 | buy |
| HRT FINANCIAL LP | 0 | 48,986 | +48,986 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 492,281 | 540,544 | +48,263 | 0.27 | 0.40 | +0.14 | buy |
| OMERS ADMINISTRATION Corp | 0 | 36,845 | +36,845 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 24,985 | +24,985 | 0.00 | 0.04 | +0.04 | buy |
| Virtu Financial LLC | 128,279 | 138,454 | +10,175 | 0.05 | 0.06 | +0.01 | buy |
| Kepos Capital LP | 0 | 9,600 | +9,600 | 0.00 | 0.16 | +0.16 | buy |
| Virtu Financial LLC | 38,032 | 42,088 | +4,056 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 170,795 | 171,195 | +400 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 19,550 | 19,550 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Sculptor Capital LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 207,258 | 207,258 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 149,999 | 149,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 77,737 | 77,737 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 155,474 | 155,474 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CSS LLC/IL | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 99,210 | 99,210 | 0 | 0.06 | 0.05 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,350,000 | 1,350,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 271,875 | 271,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 160,149 | 160,149 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 650,000 | 650,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 324,999 | 324,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 971 | 971 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 1,499,000 | 1,499,000 | 0 | 0.29 | 0.35 | +0.06 | hold |
| Polar Asset Management Partners Inc. | 749,500 | 749,500 | 0 | 0.00 | 0.01 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 650,000 | 650,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 400,000 | 400,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 394,803 | 394,803 | 0 | 0.02 | 0.02 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.04 | 0.07 | +0.03 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Saba Capital Management, L.P. | 196,682 | 196,682 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 17,500 | 17,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 66,667 | 66,667 | 0 | 0.07 | 0.07 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Governors Lane LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Governors Lane LP | 150,000 | 150,000 | 0 | 0.14 | 0.19 | +0.05 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.12 | 0.09 | -0.03 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Fort Baker Capital Management LP | 150,000 | 150,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 192,400 | 192,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 200,000 | 200,000 | 0 | 0.43 | 0.45 | +0.02 | hold |
| Walleye Capital LLC | 150,000 | 150,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 102,300 | 102,300 | 0 | 0.05 | 0.06 | +0.02 | hold |
| JPMORGAN CHASE & CO | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 14,935 | 14,935 | 0 | 0.02 | 0.03 | +0.01 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.01 | +0.01 | hold |
| Verition Fund Management LLC | 699,992 | 690,216 | -9,776 | 0.04 | 0.07 | +0.03 | sell |
| SCOGGIN MANAGEMENT LP | 20,000 | 0 | -20,000 | 0.07 | 0.00 | -0.07 | sell |
| Crossingbridge Advisors, LLC | 24,985 | 0 | -24,985 | 0.07 | 0.00 | -0.07 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 398,681 | 350,000 | -48,681 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 49,605 | 0 | -49,605 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 50,000 | 0 | -50,000 | 0.19 | 0.00 | -0.19 | sell |
| Hudson Bay Capital Management LP | 72,400 | 22,400 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| DRIEHAUS CAPITAL MANAGEMENT LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| StoneX Group Inc. | 50,980 | 0 | -50,980 | 0.02 | 0.00 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 209,942 | 155,053 | -54,889 | 0.03 | 0.02 | -0.01 | sell |
| First Trust Capital Management L.P. | 600,000 | 543,326 | -56,674 | 0.36 | 0.28 | -0.08 | sell |
| MIZUHO SECURITIES USA LLC | 65,473 | 0 | -65,473 | 0.01 | 0.00 | -0.01 | sell |
| STEADFAST CAPITAL MANAGEMENT LP | 75,000 | 0 | -75,000 | 0.00 | 0.00 | -0.00 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 675,000 | 586,197 | -88,803 | 0.00 | 0.00 | -0.00 | sell |