| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alberta Investment Management Corp | 0 | 400,000 | +400,000 | 0.00 | 0.02 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 155,053 | 467,677 | +312,624 | 0.02 | 0.06 | +0.04 | buy |
| Alberta Investment Management Corp | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 155,474 | 305,474 | +150,000 | 0.01 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 615,902 | 693,518 | +77,616 | 0.13 | 0.17 | +0.04 | buy |
| StoneX Group Inc. | 0 | 39,985 | +39,985 | 0.00 | 0.02 | +0.02 | buy |
| D. E. Shaw & Co., Inc. | 490,195 | 517,195 | +27,000 | 0.00 | 0.00 | -0.00 | buy |
| PERISCOPE CAPITAL INC. | 319,000 | 344,000 | +25,000 | 0.55 | 0.55 | -0.00 | buy |
| Quarry LP | 0 | 24,402 | +24,402 | 0.00 | 0.04 | +0.04 | buy |
| Virtu Financial LLC | 42,088 | 53,242 | +11,154 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 749,500 | 756,500 | +7,000 | 0.01 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 241,446 | 244,571 | +3,125 | 0.04 | 0.04 | -0.00 | buy |
| AQR Arbitrage LLC | 126,007 | 128,042 | +2,035 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 1,500 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 350,000 | 351,465 | +1,465 | 0.00 | 0.01 | +0.00 | buy |
| HRT FINANCIAL LP | 48,986 | 50,263 | +1,277 | 0.00 | 0.00 | -0.00 | buy |
| Schonfeld Strategic Advisors LLC | 190,000 | 191,137 | +1,137 | 0.02 | 0.01 | -0.01 | buy |
| Radcliffe Capital Management, L.P. | 540,544 | 540,906 | +362 | 0.40 | 0.41 | +0.01 | buy |
| Verition Fund Management LLC | 269,300 | 269,500 | +200 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 100,000 | 100,043 | +43 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 567,749 | 567,750 | +1 | 0.00 | 0.00 | -0.00 | buy |
| OMERS ADMINISTRATION Corp | 36,845 | 36,845 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Sculptor Capital LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 207,258 | 207,258 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 149,999 | 149,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 50,000 | 50,000 | 0 | 0.14 | 0.12 | -0.02 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 77,737 | 77,737 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,350,000 | 1,350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 586,197 | 586,197 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 158,162 | 158,162 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 73,797 | 73,797 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 271,875 | 271,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 160,149 | 160,149 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 145,682 | 145,682 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 72,841 | 72,841 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 650,000 | 650,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| LINDEN ADVISORS LP | 324,999 | 324,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 971 | 971 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,499,000 | 1,499,000 | 0 | 0.35 | 0.28 | -0.08 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 650,000 | 650,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 325,000 | 325,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 400,000 | 400,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 394,803 | 394,803 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Hudson Bay Capital Management LP | 22,400 | 22,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.07 | 0.05 | -0.03 | hold |
| Saba Capital Management, L.P. | 196,682 | 196,682 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 9,600 | 9,600 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Parallax Volatility Advisers, L.P. | 178,958 | 178,958 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allianz Asset Management GmbH | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 400,000 | 400,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 50,000 | 50,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 17,500 | 17,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 66,667 | 66,667 | 0 | 0.07 | 0.05 | -0.01 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| First Trust Capital Management L.P. | 543,326 | 543,326 | 0 | 0.28 | 0.32 | +0.03 | hold |
| Governors Lane LP | 150,000 | 150,000 | 0 | 0.19 | 0.15 | -0.04 | hold |
| Governors Lane LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 62,500 | 62,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 19,764 | 19,764 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.05 | 0.00 | -0.04 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.09 | 0.12 | +0.03 | hold |
| Fort Baker Capital Management LP | 769,129 | 769,129 | 0 | 0.68 | 0.61 | -0.06 | hold |
| Fort Baker Capital Management LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 100,000 | 100,000 | 0 | 0.05 | 0.03 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 192,400 | 192,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HGC Investment Management Inc. | 200,000 | 200,000 | 0 | 0.45 | 0.40 | -0.05 | hold |
| Walleye Capital LLC | 150,000 | 150,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 122,450 | 122,450 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 244,900 | 244,900 | 0 | 0.58 | 0.55 | -0.03 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 223,070 | 223,070 | 0 | 0.09 | 0.08 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 102,300 | 102,300 | 0 | 0.06 | 0.04 | -0.02 | hold |
| JPMORGAN CHASE & CO | 30,000 | 30,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 14,935 | 14,935 | 0 | 0.03 | 0.02 | -0.01 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.01 | hold |
| BERKLEY W R CORP | 99,210 | 99,116 | -94 | 0.05 | 0.05 | -0.00 | sell |
| Karpus Management, Inc. | 19,550 | 19,375 | -175 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 171,195 | 170,000 | -1,195 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 323,088 | 321,542 | -1,546 | 0.72 | 0.71 | -0.01 | sell |
| Bulldog Investors, LLP | 164,431 | 162,673 | -1,758 | 0.01 | 0.01 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 25,000 | 23,213 | -1,787 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 73,975 | 58,975 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 24,985 | 0 | -24,985 | 0.04 | 0.00 | -0.04 | sell |
| Verition Fund Management LLC | 690,216 | 648,992 | -41,224 | 0.07 | 0.05 | -0.02 | sell |
| TORONTO DOMINION BANK | 100,000 | 50,000 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 61,610 | 0 | -61,610 | 0.03 | 0.00 | -0.03 | sell |
| Virtu Financial LLC | 138,454 | 58,605 | -79,849 | 0.06 | 0.02 | -0.04 | sell |
| Parallax Volatility Advisers, L.P. | 352,589 | 271,091 | -81,498 | 0.16 | 0.10 | -0.05 | sell |
| Saba Capital Management, L.P. | 91,214 | 0 | -91,214 | 0.03 | 0.00 | -0.03 | sell |