| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 4,216,800 | 4,862,751 | +645,951 | 0.24 | 0.29 | +0.05 | buy |
| GLAZER CAPITAL, LLC | 2,175,283 | 2,162,974 | -12,309 | 0.57 | 0.46 | -0.11 | sell |
| AQR Arbitrage LLC | 1,694,769 | 1,692,969 | -1,800 | 0.35 | 0.28 | -0.08 | sell |
| AQR Arbitrage LLC | 1,694,769 | 1,692,969 | -1,800 | 0.01 | 0.01 | -0.00 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.21 | 0.23 | +0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 1,496,746 | 1,496,746 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Westchester Capital Management, LLC | 1,080,000 | 1,330,000 | +250,000 | 0.50 | 0.64 | +0.14 | buy |
| BERKLEY W R CORP | 1,289,470 | 1,289,470 | 0 | 0.71 | 0.69 | -0.02 | hold |
| TORONTO DOMINION BANK | 344,910 | 1,052,097 | +707,187 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 89,950 | 963,650 | +873,700 | 0.02 | 0.30 | +0.28 | buy |
| Yakira Capital Management, Inc. | 948,000 | 938,377 | -9,623 | 3.15 | 2.74 | -0.42 | sell |
| Yakira Capital Management, Inc. | 948,000 | 938,377 | -9,623 | 0.10 | 0.08 | -0.02 | sell |
| ARISTEIA CAPITAL, L.L.C. | 850,000 | 850,000 | 0 | 0.24 | 0.19 | -0.04 | hold |
| ARISTEIA CAPITAL, L.L.C. | 850,000 | 850,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 850,000 | 850,000 | 0 | 0.17 | 0.20 | +0.03 | hold |
| Polar Asset Management Partners Inc. | 850,000 | 850,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 0 | 800,000 | +800,000 | 0.00 | 0.11 | +0.11 | buy |
| WHITEBOX ADVISORS LLC | 0 | 800,000 | +800,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 220,000 | 768,970 | +548,970 | 0.00 | 0.01 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 220,000 | 764,370 | +544,370 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 759,000 | 759,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| JPMORGAN CHASE & CO | 0 | 747,951 | +747,951 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 625,000 | 747,951 | +122,951 | 0.01 | 0.01 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 695,261 | +695,261 | 0.00 | 0.07 | +0.07 | buy |
| Magnetar Financial LLC | 0 | 695,261 | +695,261 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 650,000 | 650,000 | 0 | 0.35 | 0.49 | +0.14 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 599,512 | +599,512 | 0.00 | 0.30 | +0.30 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 599,512 | +599,512 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Logan Stone Capital, LLC | 512,612 | 512,612 | 0 | 1.25 | 1.42 | +0.17 | hold |
| Mercuria Capital Strategies, LLC | 375,000 | 500,000 | +125,000 | 2.11 | 1.91 | -0.20 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 483,231 | 483,231 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 483,231 | 483,231 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 425,000 | 425,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 425,000 | 425,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 416,416 | +416,416 | 0.00 | 0.16 | +0.16 | buy |
| METEORA CAPITAL, LLC | 392,499 | 402,499 | +10,000 | 0.01 | 0.01 | -0.00 | buy |
| Alpine Global Management, LLC | 400,000 | 400,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Mint Tower Capital Management B.V. | 400,000 | 400,000 | 0 | 0.48 | 0.37 | -0.11 | hold |
| Mint Tower Capital Management B.V. | 400,000 | 400,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 398,750 | 398,750 | 0 | 0.01 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 386,643 | 385,643 | -1,000 | 0.05 | 0.06 | +0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 386,573 | 384,585 | -1,988 | 0.00 | 0.00 | +0.00 | sell |
| LINDEN ADVISORS LP | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 358,900 | 375,000 | +16,100 | 0.69 | 0.65 | -0.04 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 361,812 | +361,812 | 0.00 | 0.16 | +0.16 | buy |
| BERKLEY W R CORP | 595,140 | 338,411 | -256,729 | 0.01 | 0.01 | -0.01 | sell |
| PERISCOPE CAPITAL INC. | 300,000 | 300,600 | +600 | 0.02 | 0.01 | -0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 299,871 | +299,871 | 0.00 | 0.44 | +0.44 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 299,871 | +299,871 | 0.00 | 0.01 | +0.01 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 299,252 | 299,252 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 0 | 255,300 | +255,300 | 0.00 | 0.02 | +0.02 | buy |
| GABELLI FUNDS LLC | 0 | 255,300 | +255,300 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BlueCrest Capital Management Ltd | 0 | 250,000 | +250,000 | 0.00 | 0.23 | +0.23 | buy |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.54 | 0.57 | +0.03 | hold |
| Crossingbridge Advisors, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.45 | +0.45 | buy |
| METEORA CAPITAL, LLC | 250,000 | 248,944 | -1,056 | 0.21 | 0.18 | -0.02 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 200,000 | 206,902 | +6,902 | 0.00 | 0.00 | -0.00 | buy |
| Verition Fund Management LLC | 200,000 | 200,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| TORONTO DOMINION BANK | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 40,000 | 193,203 | +153,203 | 0.00 | 0.02 | +0.01 | buy |
| Mercuria Capital Strategies, LLC | 62,500 | 187,500 | +125,000 | 0.01 | 0.02 | +0.01 | buy |
| Centiva Capital, LP | 0 | 175,662 | +175,662 | 0.00 | 0.08 | +0.08 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 167,166 | +167,166 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 159,263 | 157,316 | -1,947 | 0.01 | 0.01 | -0.00 | sell |
| Bulldog Investors, LLP | 159,263 | 154,893 | -4,370 | 0.35 | 0.35 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 141,583 | +141,583 | 0.00 | 0.40 | +0.40 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 140,140 | +140,140 | 0.00 | 0.01 | +0.01 | buy |
| Shaolin Capital Management LLC | 0 | 133,970 | +133,970 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 133,333 | 133,333 | 0 | 0.14 | 0.13 | -0.00 | hold |
| Kepos Capital LP | 0 | 130,600 | +130,600 | 0.00 | 2.12 | +2.12 | buy |
| DLD Asset Management, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 0 | 95,600 | +95,600 | 0.00 | 0.04 | +0.04 | buy |
| Verition Fund Management LLC | 87,500 | 87,500 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Verition Fund Management LLC | 87,500 | 87,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,337 | 75,000 | -337 | 0.02 | 0.02 | -0.00 | sell |
| HRT FINANCIAL LP | 53,084 | 50,798 | -2,286 | 0.00 | 0.00 | -0.00 | sell |
| Lynrock Lake LP | 50,000 | 50,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| TORONTO DOMINION BANK | 475,000 | 49,978 | -425,022 | 0.01 | 0.00 | -0.01 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 44,981 | 44,981 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 40,000 | 40,000 | 0 | 0.04 | 0.05 | +0.02 | hold |
| Virtu Financial LLC | 65,840 | 36,794 | -29,046 | 0.03 | 0.02 | -0.01 | sell |
| Dakota Wealth Management | 0 | 27,700 | +27,700 | 0.00 | 0.01 | +0.01 | buy |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 19,549 | 19,549 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 200,000 | 19,359 | -180,641 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 550,000 | 15,633 | -534,367 | 0.09 | 0.00 | -0.09 | sell |
| Wellspring Financial Advisors, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| MATHER GROUP, LLC. | 0 | 5 | +5 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 255,300 | 0 | -255,300 | 0.02 | 0.00 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 141,683 | 0 | -141,683 | 0.55 | 0.00 | -0.55 | sell |
| MILLENNIUM MANAGEMENT LLC | 464,234 | 0 | -464,234 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 695,261 | 0 | -695,261 | 0.07 | 0.00 | -0.07 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 599,512 | 0 | -599,512 | 0.29 | 0.00 | -0.29 | sell |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 18,533 | 0 | -18,533 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 31,697 | 0 | -31,697 | 0.00 | 0.00 | -0.00 | sell |