| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIZUHO SECURITIES USA LLC | 15,633 | 789,680 | +774,047 | 0.00 | 0.13 | +0.12 | buy |
| Harraden Circle Investments, LLC | 4,862,751 | 5,597,779 | +735,028 | 0.29 | 0.19 | -0.11 | buy |
| HGC Investment Management Inc. | 0 | 250,000 | +250,000 | 0.00 | 0.01 | +0.01 | buy |
| Verition Fund Management LLC | 87,500 | 287,500 | +200,000 | 0.01 | 0.02 | +0.01 | buy |
| Verition Fund Management LLC | 87,500 | 270,900 | +183,400 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 111,872 | +111,872 | 0.00 | 0.04 | +0.04 | buy |
| Limestone Investment Advisors LP | 0 | 101,000 | +101,000 | 0.00 | 0.51 | +0.51 | buy |
| AQR Arbitrage LLC | 1,692,969 | 1,741,396 | +48,427 | 0.28 | 0.25 | -0.03 | buy |
| Schonfeld Strategic Advisors LLC | 193,203 | 213,340 | +20,137 | 0.02 | 0.01 | -0.00 | buy |
| AQR Arbitrage LLC | 1,692,969 | 1,712,969 | +20,000 | 0.01 | 0.01 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 850,000 | 863,100 | +13,100 | 0.01 | 0.00 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 44,981 | 57,901 | +12,920 | 0.00 | 0.00 | -0.00 | buy |
| METEORA CAPITAL, LLC | 402,499 | 412,012 | +9,513 | 0.01 | 0.01 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 206,902 | 213,794 | +6,892 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 133,970 | 138,148 | +4,178 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 600 | +600 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 764,370 | 764,462 | +92 | 0.00 | 0.00 | -0.00 | buy |
| TORONTO DOMINION BANK | 49,978 | 50,000 | +22 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 759,000 | 759,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 2,162,974 | 2,162,974 | 0 | 0.46 | 0.54 | +0.08 | hold |
| ARISTEIA CAPITAL, L.L.C. | 850,000 | 850,000 | 0 | 0.19 | 0.13 | -0.06 | hold |
| ARISTEIA CAPITAL, L.L.C. | 850,000 | 850,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GABELLI FUNDS LLC | 255,300 | 255,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 141,583 | 141,583 | 0 | 0.40 | 0.33 | -0.07 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 1,289,470 | 1,289,470 | 0 | 0.69 | 0.64 | -0.05 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 483,231 | 483,231 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 483,231 | 483,231 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 398,750 | 398,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 19,549 | 19,549 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 650,000 | 650,000 | 0 | 0.49 | 0.50 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 800,000 | 800,000 | 0 | 0.11 | 0.13 | +0.02 | hold |
| WHITEBOX ADVISORS LLC | 800,000 | 800,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 768,970 | 768,970 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 850,000 | 850,000 | 0 | 0.20 | 0.16 | -0.04 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.23 | 0.21 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,500,000 | 1,500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Magnetar Financial LLC | 695,261 | 695,261 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Magnetar Financial LLC | 695,261 | 695,261 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 599,512 | 599,512 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Kepos Capital LP | 95,600 | 95,600 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Kepos Capital LP | 130,600 | 130,600 | 0 | 2.12 | 1.79 | -0.33 | hold |
| Westchester Capital Management, LLC | 1,330,000 | 1,330,000 | 0 | 0.64 | 0.67 | +0.03 | hold |
| MATHER GROUP, LLC. | 5 | 5 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 425,000 | 425,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 425,000 | 425,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alpine Global Management, LLC | 400,000 | 400,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Yakira Capital Management, Inc. | 938,377 | 938,377 | 0 | 2.74 | 2.78 | +0.04 | hold |
| Yakira Capital Management, Inc. | 938,377 | 938,377 | 0 | 0.08 | 0.07 | -0.01 | hold |
| BlueCrest Capital Management Ltd | 250,000 | 250,000 | 0 | 0.23 | 0.11 | -0.13 | hold |
| Dakota Wealth Management | 27,700 | 27,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 400,000 | 400,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 400,000 | 400,000 | 0 | 0.37 | 0.48 | +0.11 | hold |
| PERISCOPE CAPITAL INC. | 375,000 | 375,000 | 0 | 0.65 | 0.60 | -0.05 | hold |
| PERISCOPE CAPITAL INC. | 300,600 | 300,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Lynrock Lake LP | 50,000 | 50,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Crossingbridge Advisors, LLC | 250,000 | 250,000 | 0 | 0.45 | 0.44 | -0.01 | hold |
| Wellspring Financial Advisors, LLC | 15,000 | 15,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 416,416 | 416,416 | 0 | 0.16 | 0.16 | -0.00 | hold |
| Mercuria Capital Strategies, LLC | 500,000 | 500,000 | 0 | 1.91 | 3.09 | +1.18 | hold |
| Mercuria Capital Strategies, LLC | 187,500 | 187,500 | 0 | 0.02 | 0.03 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 747,951 | 747,951 | 0 | 0.01 | 0.01 | -0.01 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 299,871 | 299,871 | 0 | 0.44 | 0.44 | -0.00 | hold |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 299,871 | 299,871 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TORONTO DOMINION BANK | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 1,496,746 | 1,496,546 | -200 | 0.01 | 0.01 | +0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 599,512 | 599,124 | -388 | 0.30 | 0.29 | -0.01 | sell |
| HRT FINANCIAL LP | 50,798 | 50,038 | -760 | 0.00 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 20,000 | 18,000 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 157,316 | 154,896 | -2,420 | 0.01 | 0.01 | -0.00 | sell |
| ABC ARBITRAGE SA | 40,000 | 35,000 | -5,000 | 0.05 | 0.04 | -0.01 | sell |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 299,252 | 293,039 | -6,213 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 385,643 | 379,097 | -6,546 | 0.06 | 0.05 | -0.01 | sell |
| DLD Asset Management, LP | 100,000 | 90,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 36,794 | 23,971 | -12,823 | 0.02 | 0.01 | -0.01 | sell |
| Karpus Management, Inc. | 963,650 | 945,625 | -18,025 | 0.30 | 0.27 | -0.03 | sell |
| Centiva Capital, LP | 175,662 | 131,462 | -44,200 | 0.08 | 0.04 | -0.04 | sell |
| GABELLI FUNDS LLC | 255,300 | 210,300 | -45,000 | 0.02 | 0.01 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 167,166 | 119,000 | -48,166 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,000 | 0 | -75,000 | 0.02 | 0.00 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 384,585 | 279,173 | -105,412 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 140,140 | 33,226 | -106,914 | 0.01 | 0.00 | -0.01 | sell |
| METEORA CAPITAL, LLC | 248,944 | 116,598 | -132,346 | 0.18 | 0.10 | -0.09 | sell |
| DLD Asset Management, LP | 133,333 | 0 | -133,333 | 0.13 | 0.00 | -0.13 | sell |
| TORONTO DOMINION BANK | 200,000 | 60,444 | -139,556 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 154,893 | 0 | -154,893 | 0.35 | 0.00 | -0.35 | sell |
| Verition Fund Management LLC | 200,000 | 0 | -200,000 | 0.02 | 0.00 | -0.02 | sell |
| Parallax Volatility Advisers, L.P. | 361,812 | 157,515 | -204,297 | 0.16 | 0.06 | -0.10 | sell |
| HGC Investment Management Inc. | 250,000 | 0 | -250,000 | 0.57 | 0.00 | -0.57 | sell |
| TORONTO DOMINION BANK | 1,052,097 | 723,905 | -328,192 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 338,411 | 0 | -338,411 | 0.01 | 0.00 | -0.01 | sell |
| Logan Stone Capital, LLC | 512,612 | 0 | -512,612 | 1.42 | 0.00 | -1.42 | sell |
| JPMORGAN CHASE & CO | 747,951 | 0 | -747,951 | 0.00 | 0.00 | -0.00 | sell |