| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 700,000 | +700,000 | 0.00 | 0.01 | +0.01 | buy |
| Magnetar Financial LLC | 0 | 699,993 | +699,993 | 0.00 | 0.07 | +0.07 | buy |
| D. E. Shaw & Co., Inc. | 200,000 | 684,454 | +484,454 | 0.00 | 0.01 | +0.00 | buy |
| METEORA CAPITAL, LLC | 458,142 | 924,028 | +465,886 | 0.38 | 0.68 | +0.30 | buy |
| AQR Arbitrage LLC | 0 | 432,760 | +432,760 | 0.00 | 0.07 | +0.07 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 399,507 | +399,507 | 0.00 | 0.20 | +0.20 | buy |
| GLAZER CAPITAL, LLC | 0 | 384,075 | +384,075 | 0.00 | 0.00 | -0.00 | buy |
| OMERS ADMINISTRATION Corp | 0 | 372,869 | +372,869 | 0.00 | 0.02 | +0.02 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 308,844 | +308,844 | 0.00 | 0.03 | +0.03 | buy |
| Wealthspring Capital LLC | 0 | 287,883 | +287,883 | 0.00 | 0.68 | +0.68 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 269,085 | +269,085 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 255,000 | +255,000 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 250,000 | +250,000 | 0.00 | 0.04 | +0.04 | buy |
| Mercuria Capital Strategies, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.95 | +0.95 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 99,999 | 346,597 | +246,598 | 0.01 | 0.05 | +0.04 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 233,333 | +233,333 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 233,331 | +233,331 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 231,549 | +231,549 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 50,000 | 209,600 | +159,600 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 0 | 150,035 | +150,035 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 133,169 | +133,169 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 128,614 | +128,614 | 0.00 | 0.05 | +0.05 | buy |
| TORONTO DOMINION BANK | 49,935 | 155,417 | +105,482 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 95,961 | +95,961 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 83,921 | +83,921 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 83,333 | +83,333 | 0.00 | 0.00 | +0.00 | buy |
| Mercuria Capital Strategies, LLC | 0 | 83,333 | +83,333 | 0.00 | 0.01 | +0.01 | buy |
| Shaolin Capital Management LLC | 199,999 | 271,183 | +71,184 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 64,516 | +64,516 | 0.00 | 0.00 | +0.00 | buy |
| MIZUHO SECURITIES USA LLC | 35,000 | 98,400 | +63,400 | 0.01 | 0.02 | +0.02 | buy |
| Virtu Financial LLC | 38,780 | 95,890 | +57,110 | 0.01 | 0.04 | +0.02 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 50,000 | +50,000 | 0.00 | 0.14 | +0.14 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 50,000 | +50,000 | 0.00 | 0.05 | +0.05 | buy |
| PERISCOPE CAPITAL INC. | 163,800 | 213,800 | +50,000 | 0.01 | 0.01 | -0.00 | buy |
| Virtu Financial LLC | 0 | 47,495 | +47,495 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 150,000 | 170,301 | +20,301 | 0.15 | 0.18 | +0.03 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 16,666 | +16,666 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 16,666 | +16,666 | 0.00 | 0.02 | +0.02 | buy |
| GLAZER CAPITAL, LLC | 43,239 | 45,396 | +2,157 | 0.01 | 0.01 | -0.00 | buy |
| HRT FINANCIAL LP | 30,000 | 30,501 | +501 | 0.00 | 0.00 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 1,152,230 | 1,152,495 | +265 | 0.30 | 0.24 | -0.06 | buy |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.11 | 0.09 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 133,331 | 133,331 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BERKLEY W R CORP | 247,875 | 247,875 | 0 | 0.14 | 0.13 | -0.00 | hold |
| BERKLEY W R CORP | 82,625 | 82,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,800,000 | 1,800,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 362,500 | 362,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 191,665 | 191,665 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 575,000 | 575,000 | 0 | 0.31 | 0.43 | +0.12 | hold |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| LINDEN ADVISORS LP | 299,998 | 299,998 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.06 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 83,333 | 83,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.10 | 0.12 | +0.02 | hold |
| Polar Asset Management Partners Inc. | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 650,000 | 650,000 | 0 | 0.09 | 0.10 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 216,666 | 216,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Hudson Bay Capital Management LP | 650,000 | 650,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Hudson Bay Capital Management LP | 216,666 | 216,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 300,000 | 300,000 | 0 | 0.06 | 0.11 | +0.05 | hold |
| Verition Fund Management LLC | 328,056 | 328,056 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Bulldog Investors, LLP | 200,000 | 200,000 | 0 | 0.44 | 0.45 | +0.01 | hold |
| Bulldog Investors, LLP | 66,666 | 66,666 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 75,000 | 75,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Allianz Asset Management GmbH | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 499,998 | 499,998 | 0 | 0.05 | 0.05 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 44,443 | 44,443 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 133,333 | 133,333 | 0 | 0.14 | 0.13 | -0.00 | hold |
| LMR Partners LLP | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Warberg Asset Management LLC | 21,201 | 21,201 | 0 | 0.06 | 0.06 | -0.00 | hold |
| First Trust Capital Management L.P. | 649,998 | 649,998 | 0 | 0.39 | 0.34 | -0.05 | hold |
| Fort Baker Capital Management LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 83,333 | 83,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Centiva Capital, LP | 250,000 | 250,000 | 0 | 0.15 | 0.12 | -0.03 | hold |
| METEORA CAPITAL, LLC | 134,967 | 134,967 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 75,000 | 75,000 | 0 | 0.71 | 0.80 | +0.09 | hold |
| ABC ARBITRAGE SA | 25,000 | 25,000 | 0 | 0.02 | 0.03 | +0.01 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 206,500 | 204,700 | -1,800 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 33,333 | 29,123 | -4,210 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 800,000 | 789,984 | -10,016 | 0.04 | 0.08 | +0.03 | sell |
| Virtu Financial LLC | 27,148 | 0 | -27,148 | 0.01 | 0.00 | -0.01 | sell |
| HighTower Advisors, LLC | 969,531 | 929,986 | -39,545 | 0.01 | 0.01 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 50,000 | 0 | -50,000 | 0.19 | 0.00 | -0.19 | sell |
| Mint Tower Capital Management B.V. | 50,000 | 0 | -50,000 | 0.06 | 0.00 | -0.06 | sell |
| Crossingbridge Advisors, LLC | 50,000 | 0 | -50,000 | 0.14 | 0.00 | -0.14 | sell |
| Quarry LP | 95,000 | 35,000 | -60,000 | 0.16 | 0.07 | -0.08 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 65,856 | 0 | -65,856 | 0.02 | 0.00 | -0.02 | sell |
| PERISCOPE CAPITAL INC. | 450,000 | 383,300 | -66,700 | 0.86 | 0.67 | -0.20 | sell |
| STEADFAST CAPITAL MANAGEMENT LP | 83,333 | 0 | -83,333 | 0.00 | 0.00 | -0.00 | sell |
| Harraden Circle Investments, LLC | 120,833 | 22,533 | -98,300 | 0.01 | 0.00 | -0.01 | sell |