| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 924,028 | 1,885,107 | +961,079 | 0.68 | 1.60 | +0.92 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,800,000 | 1,425,000 | -375,000 | 0.03 | 0.02 | -0.01 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 1,394,949 | +1,394,949 | 0.00 | 0.49 | +0.49 | buy |
| Fort Baker Capital Management LP | 0 | 1,365,503 | +1,365,503 | 0.00 | 1.11 | +1.11 | buy |
| Decagon Asset Management LLP | 0 | 1,330,620 | +1,330,620 | 0.00 | 2.71 | +2.71 | buy |
| Polar Asset Management Partners Inc. | 500,000 | 748,900 | +248,900 | 0.12 | 0.14 | +0.02 | buy |
| GLAZER CAPITAL, LLC | 1,152,495 | 720,109 | -432,386 | 0.24 | 0.18 | -0.06 | sell |
| LINDEN ADVISORS LP | 700,000 | 700,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 700,000 | 700,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Magnetar Financial LLC | 699,993 | 699,993 | 0 | 0.07 | 0.07 | -0.01 | hold |
| D. E. Shaw & Co., Inc. | 684,454 | 684,454 | 0 | 0.01 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 650,000 | 650,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| LMR Partners LLP | 0 | 610,515 | +610,515 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 575,000 | 501,616 | -73,384 | 0.43 | 0.39 | -0.04 | sell |
| Alberta Investment Management Corp | 0 | 500,000 | +500,000 | 0.00 | 0.03 | +0.03 | buy |
| LMR Partners LLP | 0 | 500,000 | +500,000 | 0.00 | 0.04 | +0.04 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 499,998 | 499,998 | 0 | 0.05 | 0.05 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 128,614 | 428,614 | +300,000 | 0.05 | 0.16 | +0.11 | buy |
| AQR Arbitrage LLC | 432,760 | 423,512 | -9,248 | 0.07 | 0.06 | -0.01 | sell |
| ARISTEIA CAPITAL, L.L.C. | 400,000 | 400,000 | 0 | 0.09 | 0.06 | -0.03 | hold |
| OMERS ADMINISTRATION Corp | 372,869 | 372,869 | 0 | 0.02 | 0.02 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 362,500 | 362,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 789,984 | 360,000 | -429,984 | 0.08 | 0.03 | -0.05 | sell |
| Governors Lane LP | 0 | 350,000 | +350,000 | 0.00 | 0.36 | +0.36 | buy |
| Centiva Capital, LP | 83,333 | 335,567 | +252,234 | 0.00 | 0.01 | +0.01 | buy |
| Centiva Capital, LP | 250,000 | 300,500 | +50,500 | 0.12 | 0.10 | -0.01 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 300,000 | 300,000 | 0 | 0.11 | 0.07 | -0.04 | hold |
| LINDEN ADVISORS LP | 299,998 | 299,998 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 288,094 | +288,094 | 0.00 | 0.05 | +0.05 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 285,221 | +285,221 | 0.00 | 0.02 | +0.02 | buy |
| Wealthspring Capital LLC | 287,883 | 276,985 | -10,898 | 0.68 | 0.63 | -0.05 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 269,085 | 263,335 | -5,750 | 0.00 | 0.00 | -0.00 | sell |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 383,300 | 250,000 | -133,300 | 0.67 | 0.41 | -0.26 | sell |
| Mercuria Capital Strategies, LLC | 250,000 | 250,000 | 0 | 0.95 | 1.57 | +0.62 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 399,507 | 249,701 | -149,806 | 0.20 | 0.12 | -0.08 | sell |
| Shaolin Capital Management LLC | 271,183 | 248,820 | -22,363 | 0.00 | 0.01 | +0.01 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 233,333 | 233,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 233,331 | 233,331 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaolin Capital Management LLC | 274,881 | 224,333 | -50,548 | 0.11 | 0.13 | +0.02 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 216,666 | 216,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Fort Baker Capital Management LP | 100,000 | 213,681 | +113,681 | 0.00 | 0.02 | +0.01 | buy |
| BERKLEY W R CORP | 247,875 | 208,034 | -39,841 | 0.13 | 0.10 | -0.03 | sell |
| K2 PRINCIPAL FUND, L.P. | 170,301 | 200,301 | +30,000 | 0.18 | 0.19 | +0.01 | buy |
| Allianz Asset Management GmbH | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Decagon Asset Management LLP | 0 | 184,650 | +184,650 | 0.00 | 0.03 | +0.03 | buy |
| Saba Capital Management, L.P. | 0 | 167,854 | +167,854 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 150,035 | 150,035 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 213,800 | 150,000 | -63,800 | 0.01 | 0.02 | +0.01 | sell |
| ARISTEIA CAPITAL, L.L.C. | 133,331 | 133,331 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 133,169 | 133,169 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 384,075 | 113,679 | -270,396 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 328,056 | 108,333 | -219,723 | 0.00 | 0.00 | -0.00 | sell |
| READYSTATE ASSET MANAGEMENT LP | 0 | 104,732 | +104,732 | 0.00 | 0.04 | +0.04 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 650,000 | 100,000 | -550,000 | 0.04 | 0.00 | -0.03 | sell |
| Bulldog Investors, LLP | 200,000 | 100,000 | -100,000 | 0.45 | 0.22 | -0.22 | sell |
| JPMORGAN CHASE & CO | 209,600 | 100,000 | -109,600 | 0.00 | 0.00 | -0.00 | sell |
| MOORE CAPITAL MANAGEMENT, LP | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 204,700 | 98,399 | -106,301 | 0.00 | 0.00 | -0.00 | sell |
| DLD Asset Management, LP | 133,333 | 98,240 | -35,093 | 0.13 | 0.08 | -0.05 | sell |
| Wealthspring Capital LLC | 95,961 | 93,461 | -2,500 | 0.01 | 0.02 | +0.01 | sell |
| Schonfeld Strategic Advisors LLC | 308,844 | 90,000 | -218,844 | 0.03 | 0.00 | -0.02 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 83,921 | 83,921 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 83,333 | 83,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 75,000 | 75,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 75,000 | 75,000 | 0 | 0.80 | 0.74 | -0.06 | hold |
| Virtu Financial LLC | 95,890 | 66,263 | -29,627 | 0.04 | 0.02 | -0.02 | sell |
| Radcliffe Capital Management, L.P. | 191,665 | 64,670 | -126,995 | 0.00 | 0.00 | -0.00 | sell |
| Context Capital Management, LLC | 83,333 | 53,333 | -30,000 | 0.00 | 0.00 | +0.00 | sell |
| CSS LLC/IL | 0 | 52,000 | +52,000 | 0.00 | 0.00 | +0.00 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 492,884 | 50,000 | -442,884 | 0.00 | 0.00 | -0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.04 | +0.04 | buy |
| Parallax Volatility Advisers, L.P. | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.05 | 0.06 | +0.01 | hold |
| DLD Asset Management, LP | 44,443 | 44,443 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 166,666 | 38,366 | -128,300 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 0 | 36,543 | +36,543 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 30,501 | 30,508 | +7 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 255,000 | 29,949 | -225,051 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 64,516 | 29,675 | -34,841 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 25,000 | 25,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Bulldog Investors, LLP | 66,666 | 22,666 | -44,000 | 0.00 | 0.00 | +0.00 | sell |
| Shay Capital LLC | 0 | 18,849 | +18,849 | 0.00 | 0.02 | +0.02 | buy |
| Rangeley Capital, LLC | 0 | 18,110 | +18,110 | 0.00 | 0.17 | +0.17 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 16,666 | +16,666 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 16,666 | 16,666 | 0 | 0.02 | 0.00 | -0.01 | hold |
| StoneX Group Inc. | 0 | 15,708 | +15,708 | 0.00 | 0.01 | +0.01 | buy |
| Ground Swell Capital, LLC | 0 | 13,950 | +13,950 | 0.00 | 0.01 | +0.01 | buy |
| READYSTATE ASSET MANAGEMENT LP | 0 | 13,432 | +13,432 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 346,597 | 11,140 | -335,457 | 0.05 | 0.00 | -0.05 | sell |
| Virtu Financial LLC | 47,495 | 10,914 | -36,581 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 35,000 | 9,798 | -25,202 | 0.07 | 0.02 | -0.06 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| Caitong International Asset Management Co., Ltd | 0 | 2 | +2 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 45,396 | 0 | -45,396 | 0.01 | 0.00 | -0.01 | sell |