| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| METEORA CAPITAL, LLC | 1,950,914 | 1,869,036 | -81,878 | 1.62 | 1.37 | -0.25 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,575,000 | 1,575,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 625,332 | 985,072 | +359,740 | 0.16 | 0.21 | +0.04 | buy |
| LINDEN ADVISORS LP | 744,670 | 744,670 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 603,703 | 603,703 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 600,000 | +600,000 | 0.00 | 0.01 | +0.01 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 787,500 | 590,625 | -196,875 | 0.00 | 0.00 | -0.00 | sell |
| LINDEN ADVISORS LP | 581,521 | 581,521 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Parallax Volatility Advisers, L.P. | 298,768 | 566,367 | +267,599 | 0.09 | 0.25 | +0.16 | buy |
| AQR Arbitrage LLC | 0 | 557,786 | +557,786 | 0.00 | 0.09 | +0.09 | buy |
| Karpus Management, Inc. | 0 | 501,550 | +501,550 | 0.00 | 0.16 | +0.16 | buy |
| Shaolin Capital Management LLC | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 542,422 | 442,422 | -100,000 | 0.03 | 0.04 | +0.01 | sell |
| TORONTO DOMINION BANK | 98,800 | 426,183 | +327,383 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 375,171 | 425,707 | +50,536 | 0.20 | 0.32 | +0.11 | buy |
| PERISCOPE CAPITAL INC. | 525,000 | 425,000 | -100,000 | 1.01 | 0.73 | -0.27 | sell |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 392,034 | +392,034 | 0.00 | 0.15 | +0.15 | buy |
| First Trust Capital Management L.P. | 500,000 | 352,912 | -147,088 | 0.30 | 0.18 | -0.12 | sell |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Hudson Bay Capital Management LP | 350,000 | 350,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Centiva Capital, LP | 150,000 | 350,000 | +200,000 | 0.09 | 0.16 | +0.07 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 344,634 | +344,634 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 287,500 | 337,500 | +50,000 | 0.02 | 0.02 | -0.00 | buy |
| OMERS ADMINISTRATION Corp | 15,767 | 335,207 | +319,440 | 0.00 | 0.02 | +0.02 | buy |
| Shaolin Capital Management LLC | 800,000 | 325,000 | -475,000 | 0.30 | 0.13 | -0.16 | sell |
| TWO SIGMA INVESTMENTS, LP | 317,187 | 317,187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 302,602 | 302,602 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 298,858 | 300,958 | +2,100 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.02 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.08 | 0.07 | -0.01 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.06 | 0.07 | +0.01 | hold |
| Magnetar Financial LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 300,000 | 300,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Wealthspring Capital LLC | 0 | 294,300 | +294,300 | 0.00 | 0.69 | +0.69 | buy |
| AQR Arbitrage LLC | 0 | 290,536 | +290,536 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.53 | 0.56 | +0.03 | hold |
| TORONTO DOMINION BANK | 275,000 | 213,091 | -61,909 | 0.00 | 0.00 | -0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 200,000 | +200,000 | 0.00 | 0.56 | +0.56 | buy |
| WHITEBOX ADVISORS LLC | 0 | 200,000 | +200,000 | 0.00 | 0.03 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Allianz Asset Management GmbH | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 200,000 | 200,000 | 0 | 0.09 | 0.12 | +0.03 | hold |
| Parallax Volatility Advisers, L.P. | 168,999 | 195,099 | +26,100 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 161,897 | 189,329 | +27,432 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 174,999 | 174,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 160,697 | +160,697 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 160,000 | +160,000 | 0.00 | 0.01 | +0.01 | buy |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Governors Lane LP | 150,000 | 150,000 | 0 | 0.14 | 0.19 | +0.05 | hold |
| ARISTEIA CAPITAL, L.L.C. | 149,999 | 149,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 150,000 | 148,800 | -1,200 | 0.00 | 0.00 | -0.00 | sell |
| BERKLEY W R CORP | 148,786 | 148,786 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Wealthspring Capital LLC | 0 | 147,150 | +147,150 | 0.00 | 0.01 | +0.01 | buy |
| Virtu Financial LLC | 109,824 | 130,523 | +20,699 | 0.04 | 0.05 | +0.01 | buy |
| K2 PRINCIPAL FUND, L.P. | 120,317 | 110,866 | -9,451 | 0.12 | 0.12 | -0.01 | sell |
| DLD Asset Management, LP | 105,235 | 105,235 | 0 | 0.11 | 0.11 | -0.00 | hold |
| METEORA CAPITAL, LLC | 754,978 | 103,689 | -651,289 | 0.02 | 0.00 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| WHITEBOX ADVISORS LLC | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.02 | 0.04 | +0.02 | hold |
| BlueCrest Capital Management Ltd | 0 | 100,000 | +100,000 | 0.00 | 0.09 | +0.09 | buy |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.12 | 0.09 | -0.03 | hold |
| K2 PRINCIPAL FUND, L.P. | 96,249 | 96,249 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Weiss Asset Management LP | 76,300 | 76,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 75,000 | +75,000 | 0.00 | 0.04 | +0.04 | buy |
| Governors Lane LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Schonfeld Strategic Advisors LLC | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 74,393 | 74,393 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 52,616 | 52,616 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 74,700 | 51,246 | -23,454 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 51,739 | 50,029 | -1,710 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 150,000 | 50,000 | -100,000 | 0.02 | 0.01 | -0.01 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.11 | 0.11 | +0.00 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 50,000 | +50,000 | 0.00 | 0.53 | +0.53 | buy |
| Kepos Capital LP | 0 | 48,900 | +48,900 | 0.00 | 0.79 | +0.79 | buy |
| Virtu Financial LLC | 27,146 | 29,780 | +2,634 | 0.00 | 0.00 | -0.00 | buy |
| Bulldog Investors, LLP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Tuttle Capital Management, LLC | 25,000 | 25,000 | 0 | 0.56 | 0.41 | -0.14 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.03 | +0.03 | buy |
| Quarry LP | 14,835 | 14,835 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Logan Stone Capital, LLC | 0 | 11,418 | +11,418 | 0.00 | 0.03 | +0.03 | buy |
| StoneX Group Inc. | 184,051 | 10,326 | -173,725 | 0.08 | 0.01 | -0.07 | sell |