| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alberta Investment Management Corp | 0 | 350,000 | +350,000 | 0.00 | 0.02 | +0.02 | buy |
| Logan Stone Capital, LLC | 11,418 | 317,620 | +306,202 | 0.03 | 0.67 | +0.64 | buy |
| GLAZER CAPITAL, LLC | 985,072 | 1,175,126 | +190,054 | 0.21 | 0.29 | +0.08 | buy |
| Alberta Investment Management Corp | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 442,422 | 507,422 | +65,000 | 0.04 | 0.04 | -0.01 | buy |
| TORONTO DOMINION BANK | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 425,707 | 450,776 | +25,069 | 0.32 | 0.34 | +0.03 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 325,000 | 334,227 | +9,227 | 0.13 | 0.19 | +0.05 | buy |
| AQR Arbitrage LLC | 557,786 | 563,941 | +6,155 | 0.09 | 0.08 | -0.01 | buy |
| Schonfeld Strategic Advisors LLC | 160,000 | 165,000 | +5,000 | 0.01 | 0.01 | -0.00 | buy |
| Arax Advisory Partners | 0 | 4,000 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 290,536 | 293,032 | +2,496 | 0.00 | 0.00 | -0.00 | buy |
| Arax Advisory Partners | 0 | 2,000 | +2,000 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 29,780 | 31,292 | +1,512 | 0.00 | 0.00 | -0.00 | buy |
| HRT FINANCIAL LP | 50,029 | 50,915 | +886 | 0.00 | 0.00 | -0.00 | buy |
| Parallax Volatility Advisers, L.P. | 195,099 | 195,599 | +500 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 603,703 | 603,703 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 335,207 | 335,207 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 806 | 806 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 302,602 | 302,602 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 300,000 | 300,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 149,999 | 149,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 200,000 | 200,000 | 0 | 0.56 | 0.46 | -0.09 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 148,800 | 148,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| BERKLEY W R CORP | 148,786 | 148,786 | 0 | 0.08 | 0.07 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,575,000 | 1,575,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 590,625 | 590,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 344,634 | 344,634 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 160,697 | 160,697 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 317,187 | 317,187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 189,329 | 189,329 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 200,000 | 200,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 744,670 | 744,670 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 581,521 | 581,521 | 0 | 0.03 | 0.03 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 300,000 | 300,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 350,000 | 350,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 175,000 | 175,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 600,000 | 600,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Weiss Asset Management LP | 76,300 | 76,300 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Hudson Bay Capital Management LP | 350,000 | 350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 75,000 | 75,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.04 | 0.02 | -0.01 | hold |
| Verition Fund Management LLC | 300,958 | 300,958 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 50,000 | 50,000 | 0 | 0.11 | 0.11 | -0.00 | hold |
| Bulldog Investors, LLP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 174,999 | 174,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 48,900 | 48,900 | 0 | 0.79 | 0.67 | -0.13 | hold |
| Westchester Capital Management, LLC | 50,000 | 50,000 | 0 | 0.02 | 0.03 | +0.00 | hold |
| Allianz Asset Management GmbH | 200,000 | 200,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 600,000 | 600,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 300,000 | 300,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 52,616 | 52,616 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 105,235 | 105,235 | 0 | 0.11 | 0.09 | -0.02 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| First Trust Capital Management L.P. | 352,912 | 352,912 | 0 | 0.18 | 0.21 | +0.02 | hold |
| BlueCrest Capital Management Ltd | 100,000 | 100,000 | 0 | 0.09 | 0.04 | -0.05 | hold |
| Governors Lane LP | 150,000 | 150,000 | 0 | 0.19 | 0.15 | -0.04 | hold |
| Governors Lane LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 100,000 | 100,000 | 0 | 0.09 | 0.12 | +0.03 | hold |
| Mint Tower Capital Management B.V. | 50,000 | 50,000 | 0 | 0.05 | 0.00 | -0.04 | hold |
| Centiva Capital, LP | 350,000 | 350,000 | 0 | 0.16 | 0.12 | -0.04 | hold |
| Centiva Capital, LP | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 337,500 | 337,500 | 0 | 0.02 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 425,000 | 425,000 | 0 | 0.73 | 0.68 | -0.06 | hold |
| HGC Investment Management Inc. | 250,000 | 250,000 | 0 | 0.56 | 0.50 | -0.06 | hold |
| Wealthspring Capital LLC | 147,150 | 147,150 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 294,300 | 294,300 | 0 | 0.69 | 0.66 | -0.04 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 392,034 | 392,034 | 0 | 0.15 | 0.15 | -0.00 | hold |
| READYSTATE ASSET MANAGEMENT LP | 200,000 | 200,000 | 0 | 0.12 | 0.08 | -0.04 | hold |
| METEORA CAPITAL, LLC | 1,869,036 | 1,869,036 | 0 | 1.37 | 1.55 | +0.18 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 50,000 | 50,000 | 0 | 0.53 | 0.48 | -0.05 | hold |
| Quarry LP | 14,835 | 14,835 | 0 | 0.03 | 0.02 | -0.01 | hold |
| ABC ARBITRAGE SA | 20,000 | 20,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.01 | 0.01 | -0.01 | hold |
| TORONTO DOMINION BANK | 213,091 | 213,091 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 426,183 | 425,000 | -1,183 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 500,000 | 497,211 | -2,789 | 0.01 | 0.01 | +0.00 | sell |
| Karpus Management, Inc. | 501,550 | 498,200 | -3,350 | 0.16 | 0.14 | -0.01 | sell |
| StoneX Group Inc. | 10,326 | 0 | -10,326 | 0.01 | 0.00 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 89,584 | -10,416 | 0.01 | 0.01 | -0.00 | sell |
| TORONTO DOMINION BANK | 213,091 | 200,000 | -13,091 | 0.00 | 0.00 | -0.00 | sell |