| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC | 0 | 845,112 | +845,112 | 0.00 | 1.49 | +1.49 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 337,163 | 1,163,230 | +826,067 | 0.05 | 0.15 | +0.10 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 824,366 | +824,366 | 0.00 | 0.00 | +0.00 | buy |
| Shay Capital LLC | 0 | 742,640 | +742,640 | 0.00 | 0.01 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 491,508 | 1,012,567 | +521,059 | 0.11 | 0.16 | +0.05 | buy |
| Westchester Capital Management, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.25 | +0.25 | buy |
| Westchester Capital Management, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 451,061 | +451,061 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 402,400 | +402,400 | 0.00 | 0.06 | +0.06 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 402,400 | +402,400 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 351,782 | +351,782 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 350,000 | +350,000 | 0.00 | 0.13 | +0.13 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 350,000 | +350,000 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 300,000 | +300,000 | 0.00 | 0.03 | +0.03 | buy |
| Magnetar Financial LLC | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| Westchester Capital Management, LLC | 0 | 249,998 | +249,998 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 50,000 | 294,950 | +244,950 | 0.00 | 0.01 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 295,113 | 509,589 | +214,476 | 0.06 | 0.13 | +0.06 | buy |
| TORONTO DOMINION BANK | 570,675 | 772,060 | +201,385 | 0.00 | 0.00 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 387,789 | 588,988 | +201,199 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Ghisallo Capital Management LLC | 0 | 200,000 | +200,000 | 0.00 | 0.04 | +0.04 | buy |
| Ghisallo Capital Management LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 573,350 | 768,983 | +195,633 | 0.30 | 0.38 | +0.07 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 175,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 31,394 | 100,000 | +68,606 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 50,000 | +50,000 | 0.00 | 0.04 | +0.04 | buy |
| MMCAP International Inc. SPC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 42,521 | +42,521 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,390,123 | 1,425,000 | +34,877 | 0.87 | 0.48 | -0.39 | buy |
| Virtu Financial LLC | 0 | 32,816 | +32,816 | 0.00 | 0.01 | +0.01 | buy |
| Karpus Management, Inc. | 1,217,210 | 1,248,875 | +31,665 | 0.38 | 0.36 | -0.02 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 25,000 | +25,000 | 0.00 | 0.06 | +0.06 | buy |
| MMCAP International Inc. SPC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 1,490,000 | 1,514,800 | +24,800 | 0.01 | 0.00 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 745,000 | 769,129 | +24,129 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 21,310 | +21,310 | 0.00 | 0.00 | +0.00 | buy |
| Tuttle Capital Management, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.13 | +0.13 | buy |
| AQR Arbitrage LLC | 170,640 | 174,070 | +3,430 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 170,640 | 172,992 | +2,352 | 0.03 | 0.02 | -0.00 | buy |
| AQR Arbitrage LLC | 85,320 | 87,035 | +1,715 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 450,000 | 450,569 | +569 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 8,200 | 8,224 | +24 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 517,000 | 517,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 295,113 | 295,113 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 147,556 | 147,556 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 229,356 | 229,356 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 229,356 | 229,356 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 114,678 | 114,678 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 271,875 | 271,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GEODE CAPITAL MANAGEMENT, LLC | 29,628 | 29,628 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 37,499 | 37,499 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 75,000 | 75,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 75,000 | 75,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 212,043 | 212,043 | 0 | 0.03 | 0.03 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 212,043 | 212,043 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 106,021 | 106,021 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 450,000 | 450,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 450,000 | 450,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Calamos Advisors LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,490,000 | 1,490,000 | 0 | 0.35 | 0.27 | -0.08 | hold |
| Hudson Bay Capital Management LP | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.17 | 0.17 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 28,800 | 28,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Kepos Capital LP | 14,400 | 14,400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 30,000 | 30,000 | 0 | 0.48 | 0.41 | -0.08 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.36 | 0.30 | -0.07 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 1,485,000 | 1,485,000 | 0 | 4.38 | 4.47 | +0.09 | hold |
| PERISCOPE CAPITAL INC. | 47,500 | 47,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 125,000 | 125,000 | 0 | 0.22 | 0.20 | -0.02 | hold |
| PERISCOPE CAPITAL INC. | 95,000 | 95,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Harraden Circle Investments, LLC | 2,089,230 | 2,089,230 | 0 | 0.08 | 0.04 | -0.04 | hold |
| TrueMark Investments, LLC | 26,000 | 25,538 | -462 | 0.05 | 0.03 | -0.02 | sell |
| BERKLEY W R CORP | 150,000 | 148,000 | -2,000 | 0.00 | 0.00 | +0.00 | sell |
| Verition Fund Management LLC | 10,130 | 0 | -10,130 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 11,300 | 0 | -11,300 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 16,687 | 0 | -16,687 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 50,000 | 30,146 | -19,854 | 0.00 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 20,000 | 0 | -20,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 400,000 | 378,623 | -21,377 | 0.00 | 0.00 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 25,000 | 0 | -25,000 | 0.07 | 0.00 | -0.07 | sell |
| JPMORGAN CHASE & CO | 25,000 | 0 | -25,000 | 0.00 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 40,000 | 0 | -40,000 | 0.00 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 40,000 | 0 | -40,000 | 0.05 | 0.00 | -0.05 | sell |
| MMCAP International Inc. SPC | 50,000 | 0 | -50,000 | 0.04 | 0.00 | -0.04 | sell |
| Schonfeld Strategic Advisors LLC | 50,000 | 0 | -50,000 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 100,000 | 16,357 | -83,643 | 0.01 | 0.00 | -0.01 | sell |
| TORONTO DOMINION BANK | 135,537 | 48,300 | -87,237 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 100,000 | 0 | -100,000 | 0.02 | 0.00 | -0.02 | sell |
| Crossingbridge Advisors, LLC | 100,000 | 0 | -100,000 | 0.18 | 0.00 | -0.18 | sell |
| Shaolin Capital Management LLC | 400,000 | 272,169 | -127,831 | 0.17 | 0.15 | -0.01 | sell |
| Parallax Volatility Advisers, L.P. | 161,551 | 0 | -161,551 | 0.07 | 0.00 | -0.07 | sell |