| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 0 | 1,500,000 | +1,500,000 | 0.00 | 1.27 | +1.27 | buy |
| MMCAP International Inc. SPC | 0 | 500,000 | +500,000 | 0.00 | 0.01 | +0.01 | buy |
| Alberta Investment Management Corp | 0 | 500,000 | +500,000 | 0.00 | 0.03 | +0.03 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 399,999 | +399,999 | 0.00 | 0.02 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 148,617 | 382,724 | +234,107 | 0.02 | 0.05 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 200,000 | 400,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| TIG Advisors, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.05 | +0.05 | buy |
| Bulldog Investors, LLP | 0 | 99,996 | +99,996 | 0.00 | 0.22 | +0.22 | buy |
| Bulldog Investors, LLP | 0 | 38,296 | +38,296 | 0.00 | 0.00 | +0.00 | buy |
| TIG Advisors, LLC | 0 | 33,331 | +33,331 | 0.00 | 0.00 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 82,889 | 111,789 | +28,900 | 0.03 | 0.02 | -0.01 | buy |
| PERISCOPE CAPITAL INC. | 364,669 | 389,669 | +25,000 | 0.63 | 0.62 | -0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 22,990 | +22,990 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 763,403 | 776,439 | +13,036 | 0.33 | 0.29 | -0.05 | buy |
| FNY Investment Advisers, LLC | 0 | 10,199 | +10,199 | 0.00 | 0.04 | +0.04 | buy |
| AQR Arbitrage LLC | 400,371 | 407,530 | +7,159 | 0.00 | 0.00 | -0.00 | buy |
| Polar Asset Management Partners Inc. | 450,000 | 456,700 | +6,700 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 1,153,582 | 1,160,192 | +6,610 | 0.19 | 0.17 | -0.02 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 16,559 | 20,931 | +4,372 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 116,665 | 119,721 | +3,056 | 0.00 | 0.00 | +0.00 | buy |
| Altshuler Shaham Ltd | 0 | 2,300 | +2,300 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 361 | 561 | +200 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 1,500,003 | 1,500,017 | +14 | 0.32 | 0.37 | +0.06 | buy |
| D. E. Shaw & Co., Inc. | 1,207,700 | 1,207,700 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 600,017 | 600,017 | 0 | 0.04 | 0.04 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 449,998 | 449,998 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,150,000 | 1,150,000 | 0 | 0.26 | 0.18 | -0.08 | hold |
| ARISTEIA CAPITAL, L.L.C. | 383,332 | 383,332 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 250,000 | 250,000 | 0 | 0.69 | 0.58 | -0.11 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 133,333 | 133,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 155,769 | 155,769 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 247,899 | 247,899 | 0 | 0.13 | 0.12 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 111,110 | 111,110 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 656,131 | 656,131 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 202,863 | 202,863 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 543,750 | 543,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 249,800 | 249,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 775,000 | 775,000 | 0 | 0.57 | 0.59 | +0.02 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 66,666 | 66,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,250,000 | 1,250,000 | 0 | 0.07 | 0.06 | -0.00 | hold |
| LINDEN ADVISORS LP | 416,665 | 416,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Context Capital Management, LLC | 500,000 | 500,000 | 0 | 0.11 | 0.10 | -0.01 | hold |
| Context Capital Management, LLC | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MARSHALL WACE, LLP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 1,350,000 | 1,350,000 | 0 | 0.32 | 0.25 | -0.07 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,250,000 | 1,250,000 | 0 | 0.19 | 0.18 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 416,666 | 416,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 416,664 | 416,664 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,249,992 | 1,249,992 | 0 | 0.13 | 0.11 | -0.01 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 50,000 | 50,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Hudson Bay Capital Management LP | 1,755,999 | 1,755,999 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Hudson Bay Capital Management LP | 585,333 | 585,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,997 | 299,997 | 0 | 0.15 | 0.14 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 99,999 | 99,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 300,000 | 300,000 | 0 | 0.11 | 0.07 | -0.04 | hold |
| Kepos Capital LP | 54,498 | 54,498 | 0 | 0.88 | 0.74 | -0.14 | hold |
| Westchester Capital Management, LLC | 350,000 | 350,000 | 0 | 0.17 | 0.18 | +0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 1,249,998 | 1,249,998 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 416,666 | 416,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 700,000 | 700,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 233,332 | 233,332 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 75,000 | 75,000 | 0 | 0.08 | 0.06 | -0.01 | hold |
| LMR Partners LLP | 1,000,000 | 1,000,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| Yakira Capital Management, Inc. | 73,454 | 73,454 | 0 | 0.21 | 0.22 | +0.01 | hold |
| First Trust Capital Management L.P. | 750,000 | 750,000 | 0 | 0.39 | 0.44 | +0.05 | hold |
| BlueCrest Capital Management Ltd | 100,000 | 100,000 | 0 | 0.09 | 0.04 | -0.05 | hold |
| Governors Lane LP | 166,666 | 166,666 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Governors Lane LP | 500,000 | 500,000 | 0 | 0.62 | 0.50 | -0.12 | hold |
| Schonfeld Strategic Advisors LLC | 33,333 | 33,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Schonfeld Strategic Advisors LLC | 105,291 | 105,291 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.23 | 0.30 | +0.07 | hold |
| Mint Tower Capital Management B.V. | 83,333 | 83,333 | 0 | 0.08 | 0.00 | -0.07 | hold |
| Centiva Capital, LP | 50,000 | 50,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 141,600 | 141,600 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SYQUANT CAPITAL SAS | 250,000 | 250,000 | 0 | 0.39 | 0.57 | +0.18 | hold |
| Crossingbridge Advisors, LLC | 50,000 | 50,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| Ghisallo Capital Management LLC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Wealthspring Capital LLC | 164,528 | 164,528 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Wealthspring Capital LLC | 493,584 | 493,584 | 0 | 1.16 | 1.10 | -0.05 | hold |
| Timelo Investment Management Inc. | 10,000 | 10,000 | 0 | 0.14 | 0.13 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 550,000 | 550,000 | 0 | 0.21 | 0.21 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 183,331 | 183,331 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 8 | 0 | -8 | 0.00 | 0.00 | -0.00 | sell |
| Centiva Capital, LP | 16,666 | 16,651 | -15 | 0.00 | 0.00 | -0.00 | sell |
| CSS LLC/IL | 396,547 | 395,826 | -721 | 0.22 | 0.18 | -0.04 | sell |
| HRT FINANCIAL LP | 152,361 | 149,000 | -3,361 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 8,122 | 0 | -8,122 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 14,200 | 3,399 | -10,801 | 0.06 | 0.01 | -0.05 | sell |
| ROYAL BANK OF CANADA | 14,404 | 0 | -14,404 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 16,386 | 0 | -16,386 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 66,602 | 46,074 | -20,528 | 0.03 | 0.01 | -0.01 | sell |
| CANTOR FITZGERALD, L. P. | 28,900 | 0 | -28,900 | 0.01 | 0.00 | -0.01 | sell |