| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 0 | 600,000 | +600,000 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 400,000 | +400,000 | 0.00 | 0.34 | +0.34 | buy |
| Quarry LP | 0 | 175,000 | +175,000 | 0.00 | 0.28 | +0.28 | buy |
| CSS LLC/IL | 134,467 | 288,064 | +153,597 | 0.00 | 0.01 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 133,332 | +133,332 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 353,732 | 461,439 | +107,707 | 0.07 | 0.11 | +0.04 | buy |
| Cable Car Capital, LP | 0 | 100,002 | +100,002 | 0.00 | 0.02 | +0.02 | buy |
| TIG Advisors, LLC | 0 | 100,000 | +100,000 | 0.00 | 0.05 | +0.05 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 69,267 | +69,267 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 361,092 | 420,170 | +59,078 | 0.06 | 0.05 | -0.00 | buy |
| Quarry LP | 0 | 58,333 | +58,333 | 0.00 | 0.00 | +0.00 | buy |
| Arax Advisory Partners | 0 | 56,796 | +56,796 | 0.00 | 0.00 | +0.00 | buy |
| Cable Car Capital, LP | 0 | 33,334 | +33,334 | 0.00 | 0.00 | +0.00 | buy |
| TIG Advisors, LLC | 0 | 33,331 | +33,331 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 0 | 30,001 | +30,001 | 0.00 | 0.01 | +0.01 | buy |
| Arax Advisory Partners | 0 | 18,932 | +18,932 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 740,235 | 750,338 | +10,103 | 0.12 | 0.11 | -0.01 | buy |
| Virtu Financial LLC | 13,815 | 20,429 | +6,614 | 0.01 | 0.01 | +0.00 | buy |
| CANTOR FITZGERALD, L. P. | 34,800 | 34,800 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Karpus Management, Inc. | 85,000 | 85,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 117,718 | 117,718 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 510,610 | 510,610 | 0 | 0.12 | 0.08 | -0.04 | hold |
| ARISTEIA CAPITAL, L.L.C. | 170,202 | 170,202 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 100,000 | 0 | 0.28 | 0.23 | -0.05 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 300,000 | 300,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 99,108 | 99,108 | 0 | 0.05 | 0.05 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 450,000 | 450,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 465,969 | 465,969 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 141,488 | 141,488 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 260,577 | 260,577 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 271,875 | 271,875 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 133,475 | 133,475 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 400,431 | 400,431 | 0 | 0.30 | 0.30 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 218,525 | 218,525 | 0 | 0.03 | 0.04 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 72,841 | 72,841 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 750,000 | 750,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 16,666 | 16,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Context Capital Management, LLC | 83,333 | 83,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.12 | 0.09 | -0.03 | hold |
| Polar Asset Management Partners Inc. | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 133,333 | 133,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 266,664 | 266,664 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 799,992 | 799,992 | 0 | 0.08 | 0.07 | -0.01 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 349,998 | 349,998 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Hudson Bay Capital Management LP | 116,666 | 116,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 299,997 | 299,997 | 0 | 0.15 | 0.14 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 49,999 | 49,999 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 150,000 | 150,000 | 0 | 0.05 | 0.03 | -0.02 | hold |
| Verition Fund Management LLC | 350,000 | 350,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Verition Fund Management LLC | 111,666 | 111,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| K2 PRINCIPAL FUND, L.P. | 33,333 | 33,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Alberta Investment Management Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Alberta Investment Management Corp | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 7,500 | 7,500 | 0 | 0.12 | 0.10 | -0.02 | hold |
| Westchester Capital Management, LLC | 250,000 | 250,000 | 0 | 0.12 | 0.13 | +0.01 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 499,998 | 499,998 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 2 | 2 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 500,000 | 0 | 0.05 | 0.05 | -0.01 | hold |
| PICTON MAHONEY ASSET MANAGEMENT | 166,666 | 166,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 22,313 | 22,313 | 0 | 0.01 | 0.00 | -0.00 | hold |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| First Trust Capital Management L.P. | 333,039 | 333,039 | 0 | 0.17 | 0.19 | +0.02 | hold |
| BlueCrest Capital Management Ltd | 25,000 | 25,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Schonfeld Strategic Advisors LLC | 10,001 | 10,001 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 216,666 | 216,666 | 0 | 0.20 | 0.01 | -0.19 | hold |
| Mint Tower Capital Management B.V. | 650,000 | 650,000 | 0 | 0.59 | 0.77 | +0.17 | hold |
| Centiva Capital, LP | 25,000 | 25,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 138,800 | 138,800 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 400,000 | 400,000 | 0 | 0.69 | 0.64 | -0.05 | hold |
| FNY Investment Advisers, LLC | 3,800 | 3,800 | 0 | 0.02 | 0.01 | -0.00 | hold |
| SYQUANT CAPITAL SAS | 105,750 | 105,750 | 0 | 0.17 | 0.24 | +0.07 | hold |
| Shaolin Capital Management LLC | 83,332 | 83,332 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ghisallo Capital Management LLC | 100,000 | 100,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 150,000 | 150,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 49,997 | 49,997 | 0 | 0.00 | 0.00 | +0.00 | hold |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 41,666 | 41,666 | 0 | 0.01 | 0.02 | +0.00 | hold |
| GRITSTONE ASSET MANAGEMENT LLC | 125,000 | 125,000 | 0 | 1.32 | 1.20 | -0.12 | hold |
| ABC ARBITRAGE SA | 13,333 | 13,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| STATE OF WISCONSIN INVESTMENT BOARD | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 235,938 | 235,938 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TORONTO DOMINION BANK | 89,725 | 89,725 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 2 | 0 | -2 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 8 | 0 | -8 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 100,000 | 99,807 | -193 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 87,000 | 86,000 | -1,000 | 0.00 | 0.00 | +0.00 | sell |
| Wealthspring Capital LLC | 143,325 | 138,793 | -4,532 | 0.01 | 0.01 | +0.00 | sell |
| ABC ARBITRAGE SA | 40,000 | 35,000 | -5,000 | 0.05 | 0.04 | -0.01 | sell |
| Wealthspring Capital LLC | 429,986 | 418,888 | -11,098 | 1.01 | 0.93 | -0.08 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 33,333 | 20,465 | -12,868 | 0.00 | 0.00 | -0.00 | sell |
| Crossingbridge Advisors, LLC | 50,000 | 30,000 | -20,000 | 0.09 | 0.05 | -0.04 | sell |