| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Magnetar Financial LLC | 0 | 799,992 | +799,992 | 0.00 | 0.08 | +0.08 | buy |
| LINDEN ADVISORS LP | 0 | 750,000 | +750,000 | 0.00 | 0.04 | +0.04 | buy |
| AQR Arbitrage LLC | 0 | 740,235 | +740,235 | 0.00 | 0.12 | +0.12 | buy |
| Mint Tower Capital Management B.V. | 0 | 650,000 | +650,000 | 0.00 | 0.59 | +0.59 | buy |
| MILLENNIUM MANAGEMENT LLC | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 0 | 510,610 | +510,610 | 0.00 | 0.12 | +0.12 | buy |
| Polar Asset Management Partners Inc. | 0 | 500,000 | +500,000 | 0.00 | 0.12 | +0.12 | buy |
| Alberta Investment Management Corp | 0 | 500,000 | +500,000 | 0.00 | 0.03 | +0.03 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 500,000 | +500,000 | 0.00 | 0.05 | +0.05 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 499,998 | +499,998 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 465,969 | +465,969 | 0.00 | 0.00 | +0.00 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 450,000 | +450,000 | 0.00 | 0.01 | +0.01 | buy |
| Wealthspring Capital LLC | 0 | 429,986 | +429,986 | 0.00 | 1.01 | +1.01 | buy |
| Radcliffe Capital Management, L.P. | 0 | 400,431 | +400,431 | 0.00 | 0.30 | +0.30 | buy |
| MMCAP International Inc. SPC | 400,000 | 400,000 | 0 | 0.40 | 0.35 | -0.05 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 400,000 | +400,000 | 0.00 | 0.06 | +0.06 | buy |
| LMR Partners LLP | 400,000 | 400,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 0 | 400,000 | +400,000 | 0.00 | 0.69 | +0.69 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 361,092 | +361,092 | 0.00 | 0.06 | +0.06 | buy |
| GLAZER CAPITAL, LLC | 0 | 353,732 | +353,732 | 0.00 | 0.07 | +0.07 | buy |
| Verition Fund Management LLC | 0 | 350,000 | +350,000 | 0.00 | 0.03 | +0.03 | buy |
| Hudson Bay Capital Management LP | 0 | 349,998 | +349,998 | 0.00 | 0.02 | +0.02 | buy |
| First Trust Capital Management L.P. | 0 | 333,039 | +333,039 | 0.00 | 0.17 | +0.17 | buy |
| OMERS ADMINISTRATION Corp | 300,000 | 300,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 300,000 | +300,000 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 299,997 | +299,997 | 0.00 | 0.15 | +0.15 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 271,875 | +271,875 | 0.00 | 0.00 | +0.00 | buy |
| Magnetar Financial LLC | 0 | 266,664 | +266,664 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 261,053 | +261,053 | 0.00 | 0.19 | +0.19 | buy |
| AQR Arbitrage LLC | 0 | 260,577 | +260,577 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Context Capital Management, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.06 | +0.06 | buy |
| Westchester Capital Management, LLC | 250,000 | 250,000 | 0 | 0.12 | 0.12 | +0.00 | hold |
| Shaolin Capital Management LLC | 0 | 250,000 | +250,000 | 0.00 | 0.10 | +0.10 | buy |
| TORONTO DOMINION BANK | 251,500 | 235,938 | -15,562 | 0.00 | 0.00 | +0.00 | sell |
| Quarry LP | 225,000 | 225,000 | 0 | 0.37 | 0.45 | +0.09 | hold |
| WHITEBOX ADVISORS LLC | 0 | 218,525 | +218,525 | 0.00 | 0.03 | +0.03 | buy |
| Mint Tower Capital Management B.V. | 0 | 216,666 | +216,666 | 0.00 | 0.20 | +0.20 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 170,202 | +170,202 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 150,000 | +150,000 | 0.00 | 0.05 | +0.05 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 150,000 | +150,000 | 0.00 | 0.06 | +0.06 | buy |
| Wealthspring Capital LLC | 0 | 143,325 | +143,325 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 141,488 | +141,488 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 138,800 | +138,800 | 0.00 | 0.01 | +0.01 | buy |
| CSS LLC/IL | 0 | 134,467 | +134,467 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 0 | 133,475 | +133,475 | 0.00 | 0.00 | +0.00 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 0 | 133,333 | +133,333 | 0.00 | 0.00 | +0.00 | buy |
| Ilex Capital Partners (UK) LLP | 0 | 133,333 | +133,333 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 125,000 | +125,000 | 0.00 | 1.32 | +1.32 | buy |
| GLAZER CAPITAL, LLC | 0 | 117,718 | +117,718 | 0.00 | 0.00 | +0.00 | buy |
| Hudson Bay Capital Management LP | 0 | 116,666 | +116,666 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 0 | 111,666 | +111,666 | 0.00 | 0.00 | +0.00 | buy |
| SYQUANT CAPITAL SAS | 105,750 | 105,750 | 0 | 0.13 | 0.17 | +0.04 | hold |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 100,000 | +100,000 | 0.00 | 0.28 | +0.28 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| TIG Advisors, LLC | 100,000 | 100,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| HRT FINANCIAL LP | 99,635 | 100,000 | +365 | 0.00 | 0.00 | -0.00 | buy |
| Cable Car Capital, LP | 100,000 | 100,000 | 0 | 0.06 | 0.35 | +0.28 | hold |
| Ghisallo Capital Management LLC | 100,000 | 100,000 | 0 | 0.04 | 0.03 | -0.02 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 99,999 | +99,999 | 0.00 | 0.00 | +0.00 | buy |
| BERKLEY W R CORP | 0 | 99,108 | +99,108 | 0.00 | 0.05 | +0.05 | buy |
| TORONTO DOMINION BANK | 0 | 89,725 | +89,725 | 0.00 | 0.00 | +0.00 | buy |
| METEORA CAPITAL, LLC | 0 | 87,000 | +87,000 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 0 | 85,000 | +85,000 | 0.00 | 0.03 | +0.03 | buy |
| Context Capital Management, LLC | 0 | 83,333 | +83,333 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 83,332 | +83,332 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 72,841 | +72,841 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 50,000 | +50,000 | 0.00 | 0.09 | +0.09 | buy |
| JPMORGAN CHASE & CO | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 49,999 | +49,999 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 49,997 | +49,997 | 0.00 | 0.00 | +0.00 | buy |
| DELTEC ASSET MANAGEMENT LLC | 0 | 49,950 | +49,950 | 0.00 | 0.09 | +0.09 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 41,666 | +41,666 | 0.00 | 0.01 | +0.01 | buy |
| ABC ARBITRAGE SA | 0 | 40,000 | +40,000 | 0.00 | 0.05 | +0.05 | buy |
| CANTOR FITZGERALD, L. P. | 35,000 | 34,800 | -200 | 0.01 | 0.01 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 33,333 | +33,333 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 33,333 | +33,333 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 25,000 | 25,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BlueCrest Capital Management Ltd | 25,000 | 25,000 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Centiva Capital, LP | 0 | 25,000 | +25,000 | 0.00 | 0.01 | +0.01 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 22,313 | 22,313 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 16,666 | +16,666 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 13,815 | +13,815 | 0.00 | 0.01 | +0.01 | buy |
| ABC ARBITRAGE SA | 0 | 13,333 | +13,333 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 10,001 | +10,001 | 0.00 | 0.00 | +0.00 | buy |
| STATE OF WISCONSIN INVESTMENT BOARD | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 7,500 | +7,500 | 0.00 | 0.12 | +0.12 | buy |
| FNY Investment Advisers, LLC | 3,800 | 3,800 | 0 | 0.01 | 0.02 | +0.01 | hold |
| Magnetar Financial LLC | 800,000 | 8 | -799,992 | 0.08 | 0.00 | -0.08 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 50,000 | 2 | -49,998 | 0.01 | 0.00 | -0.01 | sell |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 2 | -499,998 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 11,000 | 0 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 350,981 | 0 | -350,981 | 0.09 | 0.00 | -0.09 | sell |
| ARISTEIA CAPITAL, L.L.C. | 510,610 | 0 | -510,610 | 0.15 | 0.00 | -0.15 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 100,000 | 0 | -100,000 | 0.38 | 0.00 | -0.38 | sell |