| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Westchester Capital Management, LLC | 250,000 | 705,324 | +455,324 | 0.12 | 0.36 | +0.24 | buy |
| Magnetar Financial LLC | 0 | 400,000 | +400,000 | 0.00 | 0.04 | +0.04 | buy |
| Magnetar Financial LLC | 0 | 400,000 | +400,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 307,121 | +307,121 | 0.00 | 0.00 | +0.00 | buy |
| Yakira Capital Management, Inc. | 0 | 300,000 | +300,000 | 0.00 | 0.02 | +0.02 | buy |
| Crossingbridge Advisors, LLC | 150,000 | 450,000 | +300,000 | 0.27 | 0.80 | +0.53 | buy |
| Yakira Capital Management, Inc. | 0 | 299,901 | +299,901 | 0.00 | 0.88 | +0.88 | buy |
| Crossingbridge Advisors, LLC | 0 | 211,806 | +211,806 | 0.00 | 0.01 | +0.01 | buy |
| Westchester Capital Management, LLC | 0 | 205,324 | +205,324 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 47,500 | 246,600 | +199,100 | 0.07 | 0.36 | +0.29 | buy |
| TORONTO DOMINION BANK | 10,553 | 202,861 | +192,308 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 186,600 | +186,600 | 0.00 | 0.01 | +0.01 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 75,000 | +75,000 | 0.00 | 0.17 | +0.17 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| GABELLI FUNDS LLC | 49,900 | 103,400 | +53,500 | 0.00 | 0.01 | +0.00 | buy |
| GABELLI FUNDS LLC | 0 | 53,500 | +53,500 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Karpus Management, Inc. | 1,602,595 | 1,641,020 | +38,425 | 0.49 | 0.47 | -0.02 | buy |
| Wellspring Financial Advisors, LLC | 0 | 18,400 | +18,400 | 0.00 | 0.01 | +0.01 | buy |
| AQR Arbitrage LLC | 532,725 | 548,954 | +16,229 | 0.09 | 0.08 | -0.01 | buy |
| AQR Arbitrage LLC | 532,725 | 544,711 | +11,986 | 0.00 | 0.00 | -0.00 | buy |
| GLAZER CAPITAL, LLC | 400,000 | 410,635 | +10,635 | 0.08 | 0.10 | +0.02 | buy |
| GLAZER CAPITAL, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 383,451 | 392,944 | +9,493 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 200,000 | 203,530 | +3,530 | 0.15 | 0.16 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 345,000 | 345,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 760,000 | 760,000 | 0 | 0.17 | 0.12 | -0.05 | hold |
| ARISTEIA CAPITAL, L.L.C. | 760,000 | 760,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 248,700 | 248,700 | 0 | 0.13 | 0.12 | -0.01 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 217,275 | 217,275 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 217,275 | 217,275 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 200,000 | 200,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Context Capital Management, LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Calamos Advisors LLC | 140,000 | 140,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 300,000 | 300,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Hudson Bay Capital Management LP | 500,000 | 500,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Hudson Bay Capital Management LP | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.15 | 0.14 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 300,000 | 300,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| PERISCOPE CAPITAL INC. | 200,000 | 200,000 | 0 | 0.34 | 0.32 | -0.02 | hold |
| PERISCOPE CAPITAL INC. | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 383,451 | 383,451 | 0 | 0.15 | 0.14 | -0.00 | hold |
| Harraden Circle Investments, LLC | 1,824,105 | 1,824,105 | 0 | 0.10 | 0.07 | -0.03 | hold |
| Virtu Financial LLC | 18,781 | 0 | -18,781 | 0.01 | 0.00 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 50,000 | 0 | -50,000 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 530,183 | 479,519 | -50,664 | 0.08 | 0.06 | -0.02 | sell |
| GABELLI FUNDS LLC | 53,500 | 0 | -53,500 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 562,200 | 501,908 | -60,292 | 0.01 | 0.01 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 75,000 | 0 | -75,000 | 0.22 | 0.00 | -0.22 | sell |
| Verition Fund Management LLC | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Verition Fund Management LLC | 100,000 | 0 | -100,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 500,000 | 375,000 | -125,000 | 0.21 | 0.21 | +0.01 | sell |
| TORONTO DOMINION BANK | 179,900 | 50,500 | -129,400 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 400,000 | 235,424 | -164,576 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 186,600 | 0 | -186,600 | 0.28 | 0.00 | -0.28 | sell |
| Westchester Capital Management, LLC | 205,324 | 0 | -205,324 | 0.10 | 0.00 | -0.10 | sell |
| MIZUHO SECURITIES USA LLC | 309,860 | 25,000 | -284,860 | 0.07 | 0.00 | -0.07 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 289,500 | 0 | -289,500 | 0.00 | 0.00 | -0.00 | sell |
| Yakira Capital Management, Inc. | 300,000 | 0 | -300,000 | 0.90 | 0.00 | -0.90 | sell |
| Crossingbridge Advisors, LLC | 300,000 | 0 | -300,000 | 0.56 | 0.00 | -0.56 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 369,575 | 0 | -369,575 | 0.00 | 0.00 | -0.00 | sell |
| Magnetar Financial LLC | 400,000 | 0 | -400,000 | 0.04 | 0.00 | -0.04 | sell |