| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 0 | 650,000 | +650,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 3,001 | 586,862 | +583,861 | 0.00 | 0.08 | +0.08 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 399,592 | +399,592 | 0.00 | 0.19 | +0.19 | buy |
| D. E. Shaw & Co., Inc. | 650,000 | 990,000 | +340,000 | 0.01 | 0.01 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 275,000 | +275,000 | 0.00 | 0.01 | +0.01 | buy |
| MMCAP International Inc. SPC | 0 | 250,000 | +250,000 | 0.00 | 0.21 | +0.21 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 249,998 | +249,998 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 150,000 | +150,000 | 0.00 | 0.02 | +0.02 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 150,000 | +150,000 | 0.00 | 0.35 | +0.35 | buy |
| MMCAP International Inc. SPC | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 124,999 | +124,999 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 35,000 | 150,000 | +115,000 | 0.00 | 0.01 | +0.01 | buy |
| MIZUHO SECURITIES USA LLC | 0 | 100,000 | +100,000 | 0.00 | 0.02 | +0.02 | buy |
| Centiva Capital, LP | 0 | 94,189 | +94,189 | 0.00 | 0.03 | +0.03 | buy |
| K2 PRINCIPAL FUND, L.P. | 332,649 | 409,649 | +77,000 | 0.01 | 0.01 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 75,000 | +75,000 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 665,728 | 733,345 | +67,617 | 0.14 | 0.18 | +0.04 | buy |
| CANTOR FITZGERALD, L. P. | 0 | 62,396 | +62,396 | 0.00 | 0.01 | +0.01 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 57,500 | +57,500 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 47,094 | +47,094 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 35,000 | +35,000 | 0.00 | 0.04 | +0.04 | buy |
| PenderFund Capital Management Ltd. | 15,000 | 39,202 | +24,202 | 0.02 | 0.05 | +0.03 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 18,608 | 37,092 | +18,484 | 0.01 | 0.01 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 719,214 | 731,634 | +12,420 | 0.12 | 0.10 | -0.01 | buy |
| Polar Asset Management Partners Inc. | 200,000 | 207,000 | +7,000 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 359,607 | 363,947 | +4,340 | 0.00 | 0.00 | -0.00 | buy |
| Calamos Advisors LLC | 148,843 | 149,843 | +1,000 | 0.01 | 0.01 | -0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 99,440 | 99,516 | +76 | 0.02 | 0.02 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 325,000 | 325,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 500,000 | 500,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 3,685 | 3,685 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 310,656 | 310,656 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 700,000 | 700,000 | 0 | 0.16 | 0.11 | -0.05 | hold |
| CSS LLC/IL | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CSS LLC/IL | 250,000 | 250,000 | 0 | 0.14 | 0.11 | -0.03 | hold |
| BERKLEY W R CORP | 248,026 | 248,026 | 0 | 0.13 | 0.12 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,800,000 | 1,800,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 900,000 | 900,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 499,056 | 499,056 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 249,528 | 249,528 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 362,500 | 362,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 275,000 | 275,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 575,599 | 575,599 | 0 | 0.42 | 0.44 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 700,000 | 700,000 | 0 | 0.10 | 0.11 | +0.02 | hold |
| WHITEBOX ADVISORS LLC | 350,000 | 350,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 699,999 | 699,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,400,000 | 1,400,000 | 0 | 0.08 | 0.07 | -0.00 | hold |
| Polar Asset Management Partners Inc. | 400,000 | 400,000 | 0 | 0.09 | 0.07 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 749,998 | 749,998 | 0 | 0.11 | 0.11 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 374,999 | 374,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 700,000 | 700,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,400,000 | 1,400,000 | 0 | 0.14 | 0.13 | -0.01 | hold |
| Hudson Bay Capital Management LP | 600,000 | 600,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Hudson Bay Capital Management LP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 100,000 | 100,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 200,000 | 200,000 | 0 | 0.07 | 0.05 | -0.03 | hold |
| Verition Fund Management LLC | 50,000 | 50,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 155,950 | 155,950 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 350,000 | 350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Alberta Investment Management Corp | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 19,250 | 19,250 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Kepos Capital LP | 50,000 | 50,000 | 0 | 0.80 | 0.68 | -0.12 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 500,000 | 500,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 900,000 | 900,000 | 0 | 0.08 | 0.07 | -0.02 | hold |
| Warberg Asset Management LLC | 75,000 | 75,000 | 0 | 0.22 | 0.22 | +0.01 | hold |
| Fort Baker Capital Management LP | 300,000 | 300,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 149,900 | 149,900 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 299,800 | 299,800 | 0 | 0.51 | 0.48 | -0.04 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 450,000 | 450,000 | 0 | 0.17 | 0.17 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 225,000 | 225,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 75,000 | 75,000 | 0 | 0.15 | 0.12 | -0.03 | hold |
| NATIONAL BANK OF CANADA /FI/ | 54 | 0 | -54 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 267,300 | 266,700 | -600 | 0.01 | 0.00 | -0.00 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 198,900 | 197,374 | -1,526 | 0.05 | 0.04 | -0.01 | sell |
| HRT FINANCIAL LP | 26,953 | 25,050 | -1,903 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 7,500 | 0 | -7,500 | 0.00 | 0.00 | -0.00 | sell |
| TrueMark Investments, LLC | 10,000 | 0 | -10,000 | 0.02 | 0.00 | -0.02 | sell |
| Warberg Asset Management LLC | 37,500 | 20,737 | -16,763 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 18,608 | 0 | -18,608 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 999,400 | 977,747 | -21,653 | 0.02 | 0.02 | +0.00 | sell |
| Virtu Financial LLC | 28,006 | 0 | -28,006 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 57,298 | 27,023 | -30,275 | 0.02 | 0.01 | -0.01 | sell |
| ABC ARBITRAGE SA | 40,000 | 0 | -40,000 | 0.05 | 0.00 | -0.05 | sell |
| Shaolin Capital Management LLC | 375,000 | 307,368 | -67,632 | 0.00 | 0.00 | +0.00 | sell |
| Centiva Capital, LP | 94,189 | 0 | -94,189 | 0.04 | 0.00 | -0.04 | sell |
| K2 PRINCIPAL FUND, L.P. | 155,633 | 50,000 | -105,633 | 0.16 | 0.05 | -0.12 | sell |
| Schonfeld Strategic Advisors LLC | 115,000 | 0 | -115,000 | 0.01 | 0.00 | -0.01 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 150,000 | 0 | -150,000 | 0.42 | 0.00 | -0.42 | sell |
| MMCAP International Inc. SPC | 250,000 | 0 | -250,000 | 0.21 | 0.00 | -0.21 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 250,000 | 0 | -250,000 | 0.03 | 0.00 | -0.03 | sell |
| Shaolin Capital Management LLC | 800,000 | 492,810 | -307,190 | 0.33 | 0.28 | -0.05 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 0 | -400,000 | 0.20 | 0.00 | -0.20 | sell |
| METEORA CAPITAL, LLC | 1,999,000 | 1,408,079 | -590,921 | 1.45 | 1.17 | -0.28 | sell |
| Fort Baker Capital Management LP | 600,000 | 0 | -600,000 | 0.52 | 0.00 | -0.52 | sell |
| MILLENNIUM MANAGEMENT LLC | 650,000 | 0 | -650,000 | 0.00 | 0.00 | -0.00 | sell |