| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MILLENNIUM MANAGEMENT LLC | 0 | 630,000 | +630,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 499,995 | +499,995 | 0.00 | 0.05 | +0.05 | buy |
| Karpus Management, Inc. | 0 | 361,700 | +361,700 | 0.00 | 0.10 | +0.10 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 299,998 | +299,998 | 0.00 | 0.01 | +0.01 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 166,665 | +166,665 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 110,187 | +110,187 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 181,208 | 277,700 | +96,492 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 76,220 | +76,220 | 0.00 | 0.17 | +0.17 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 70,400 | +70,400 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 28,668 | 84,004 | +55,336 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 64,517 | 106,330 | +41,813 | 0.05 | 0.08 | +0.03 | buy |
| PenderFund Capital Management Ltd. | 5,000 | 36,600 | +31,600 | 0.01 | 0.05 | +0.04 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 25,406 | +25,406 | 0.00 | 0.00 | +0.00 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 20,802 | +20,802 | 0.00 | 0.01 | +0.01 | buy |
| ARISTEIA CAPITAL, L.L.C. | 262,586 | 281,536 | +18,950 | 0.00 | 0.00 | -0.00 | buy |
| Decagon Asset Management LLP | 71,666 | 89,826 | +18,160 | 0.01 | 0.01 | -0.00 | buy |
| Shaolin Capital Management LLC | 183,098 | 193,849 | +10,751 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 201,353 | 203,967 | +2,614 | 0.04 | 0.05 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 21,505 | 21,509 | +4 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 1,252,000 | 1,252,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 308,333 | 308,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 900,000 | 900,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 9,010 | 9,010 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GLAZER CAPITAL, LLC | 67,117 | 67,117 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 787,763 | 787,763 | 0 | 0.18 | 0.12 | -0.06 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 91,666 | 91,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 42,780 | 42,780 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,980,000 | 1,980,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 460,161 | 460,161 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BNP PARIBAS FINANCIAL MARKETS | 153,387 | 153,387 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 286,607 | 286,607 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AQR Arbitrage LLC | 859,830 | 859,830 | 0 | 0.14 | 0.12 | -0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 398,750 | 398,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WHITEBOX ADVISORS LLC | 400,000 | 400,000 | 0 | 0.06 | 0.06 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 133,333 | 133,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 533,331 | 533,331 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,600,000 | 1,600,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Calamos Advisors LLC | 500,000 | 500,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| MARSHALL WACE, LLP | 300,000 | 300,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,125,000 | 1,125,000 | 0 | 0.17 | 0.16 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 583,331 | 583,331 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 1,749,993 | 1,749,993 | 0 | 0.18 | 0.16 | -0.02 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 104,601 | 104,601 | 0 | 0.08 | 0.08 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 499,995 | 499,995 | 0 | 0.25 | 0.24 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 166,665 | 166,665 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 133,333 | 133,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.14 | 0.09 | -0.05 | hold |
| Verition Fund Management LLC | 200,000 | 200,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Alberta Investment Management Corp | 850,000 | 850,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Alberta Investment Management Corp | 283,333 | 283,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 94,998 | 94,998 | 0 | 1.53 | 1.28 | -0.25 | hold |
| Kepos Capital LP | 25,733 | 25,733 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Westchester Capital Management, LLC | 200,000 | 200,000 | 0 | 0.10 | 0.10 | +0.00 | hold |
| MANGROVE PARTNERS IM, LLC | 450,000 | 450,000 | 0 | 0.36 | 0.29 | -0.07 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 83,333 | 83,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 100,000 | 100,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 33,333 | 33,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| DLD Asset Management, LP | 33,332 | 33,332 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 100,000 | 100,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| LMR Partners LLP | 1,700,000 | 1,700,000 | 0 | 0.16 | 0.12 | -0.03 | hold |
| BlueCrest Capital Management Ltd | 600,000 | 600,000 | 0 | 0.56 | 0.26 | -0.30 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.07 | 0.09 | +0.02 | hold |
| Mint Tower Capital Management B.V. | 25,000 | 25,000 | 0 | 0.02 | 0.00 | -0.02 | hold |
| PERISCOPE CAPITAL INC. | 91,500 | 91,500 | 0 | 0.01 | 0.00 | -0.00 | hold |
| PERISCOPE CAPITAL INC. | 274,500 | 274,500 | 0 | 0.47 | 0.43 | -0.04 | hold |
| FNY Investment Advisers, LLC | 100 | 100 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ghisallo Capital Management LLC | 250,000 | 250,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 1,850,000 | 1,850,000 | 0 | 0.70 | 0.69 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 616,665 | 616,665 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ABC ARBITRAGE SA | 13,333 | 13,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 40,000 | 40,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Kepos Capital LP | 2 | 0 | -2 | 0.00 | 0.00 | 0.00 | sell |
| Magnetar Financial LLC | 7 | 0 | -7 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 41 | 0 | -41 | 0.00 | 0.00 | -0.00 | sell |
| Schonfeld Strategic Advisors LLC | 25,722 | 25,132 | -590 | 0.00 | 0.00 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 1,666 | 0 | -1,666 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 10,296 | 0 | -10,296 | 0.00 | 0.00 | -0.00 | sell |
| Tuttle Capital Management, LLC | 15,000 | 0 | -15,000 | 0.24 | 0.00 | -0.24 | sell |
| Virtu Financial LLC | 71,248 | 48,391 | -22,857 | 0.03 | 0.02 | -0.01 | sell |
| JPMORGAN CHASE & CO | 80,000 | 50,000 | -30,000 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 66,060 | 0 | -66,060 | 0.03 | 0.00 | -0.03 | sell |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 660,000 | 590,000 | -70,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 549,300 | 478,000 | -71,300 | 0.23 | 0.27 | +0.04 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 76,220 | 0 | -76,220 | 0.21 | 0.00 | -0.21 | sell |
| Verition Fund Management LLC | 88,160 | 0 | -88,160 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 916,900 | 565,000 | -351,900 | 0.02 | 0.01 | -0.01 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 0 | -500,000 | 0.05 | 0.00 | -0.05 | sell |
| MILLENNIUM MANAGEMENT LLC | 630,000 | 0 | -630,000 | 0.00 | 0.00 | -0.00 | sell |