| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AQR Arbitrage LLC | 0 | 861,304 | +861,304 | 0.00 | 0.12 | +0.12 | buy |
| Alberta Investment Management Corp | 0 | 800,000 | +800,000 | 0.00 | 0.05 | +0.05 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 528,690 | +528,690 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 527,000 | +527,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 499,995 | +499,995 | 0.00 | 0.05 | +0.05 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 499,386 | +499,386 | 0.00 | 0.24 | +0.24 | buy |
| PERISCOPE CAPITAL INC. | 0 | 424,800 | +424,800 | 0.00 | 0.67 | +0.67 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 399,999 | +399,999 | 0.00 | 0.02 | +0.02 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 362,500 | +362,500 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 300,000 | +300,000 | 0.00 | 0.10 | +0.10 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 281,828 | +281,828 | 0.00 | 0.04 | +0.04 | buy |
| AQR Arbitrage LLC | 0 | 273,765 | +273,765 | 0.00 | 0.00 | +0.00 | buy |
| Alberta Investment Management Corp | 0 | 266,666 | +266,666 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 250,000 | +250,000 | 0.00 | 0.21 | +0.21 | buy |
| Wealthspring Capital LLC | 0 | 230,091 | +230,091 | 0.00 | 0.51 | +0.51 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 176,230 | +176,230 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 166,665 | +166,665 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 149,997 | +149,997 | 0.00 | 0.33 | +0.33 | buy |
| PERISCOPE CAPITAL INC. | 0 | 141,600 | +141,600 | 0.00 | 0.01 | +0.01 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 133,333 | +133,333 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 233,333 | 352,766 | +119,433 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 100,000 | +100,000 | 0.00 | 0.08 | +0.08 | buy |
| MMCAP International Inc. SPC | 0 | 83,333 | +83,333 | 0.00 | 0.00 | +0.00 | buy |
| Wealthspring Capital LLC | 0 | 76,697 | +76,697 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 303,609 | 360,576 | +56,967 | 0.23 | 0.27 | +0.05 | buy |
| StoneX Group Inc. | 0 | 53,903 | +53,903 | 0.00 | 0.02 | +0.02 | buy |
| Centiva Capital, LP | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 49,999 | +49,999 | 0.00 | 0.01 | +0.01 | buy |
| ABC ARBITRAGE SA | 0 | 35,000 | +35,000 | 0.00 | 0.04 | +0.04 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 33,333 | +33,333 | 0.00 | 0.00 | +0.00 | buy |
| DLD Asset Management, LP | 0 | 33,332 | +33,332 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 12,018 | 43,827 | +31,809 | 0.00 | 0.01 | +0.01 | buy |
| METEORA CAPITAL, LLC | 11,200 | 42,712 | +31,512 | 0.01 | 0.04 | +0.03 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 30,109 | +30,109 | 0.00 | 0.00 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 0 | 14,388 | +14,388 | 0.00 | 0.02 | +0.02 | buy |
| ABC ARBITRAGE SA | 0 | 13,333 | +13,333 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 13,049 | +13,049 | 0.00 | 0.00 | +0.00 | buy |
| Tuttle Capital Management, LLC | 10,000 | 10,769 | +769 | 0.16 | 0.07 | -0.09 | buy |
| GLAZER CAPITAL, LLC | 0 | 532 | +532 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 84,689 | 85,033 | +344 | 0.00 | 0.00 | +0.00 | buy |
| HRT FINANCIAL LP | 25,000 | 25,187 | +187 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 375,000 | 375,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OMERS ADMINISTRATION Corp | 400,000 | 400,000 | 0 | 0.03 | 0.02 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 194,230 | 194,230 | 0 | 0.04 | 0.03 | -0.01 | hold |
| BERKLEY W R CORP | 244,881 | 244,881 | 0 | 0.13 | 0.12 | -0.01 | hold |
| BERKLEY W R CORP | 56,813 | 56,813 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,800,000 | 1,800,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 600,000 | 600,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 300,000 | 300,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 1,070,000 | 1,070,000 | 0 | 0.06 | 0.05 | -0.00 | hold |
| LINDEN ADVISORS LP | 356,665 | 356,665 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Calamos Advisors LLC | 98,437 | 98,437 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 995,466 | 995,466 | 0 | 0.15 | 0.14 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 331,822 | 331,822 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 366,665 | 366,665 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,099,995 | 1,099,995 | 0 | 0.11 | 0.10 | -0.01 | hold |
| PRELUDE CAPITAL MANAGEMENT, LLC | 65,000 | 65,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Hudson Bay Capital Management LP | 115,733 | 115,733 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 399,999 | 399,999 | 0 | 0.02 | 0.02 | -0.01 | hold |
| 683 Capital Management, LLC | 66,667 | 66,667 | 0 | 0.00 | 0.00 | +0.00 | hold |
| 683 Capital Management, LLC | 200,000 | 200,000 | 0 | 0.18 | 0.18 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 133,333 | 133,333 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 400,000 | 400,000 | 0 | 0.14 | 0.09 | -0.05 | hold |
| Verition Fund Management LLC | 700,000 | 700,000 | 0 | 0.07 | 0.05 | -0.02 | hold |
| Saba Capital Management, L.P. | 38,017 | 38,017 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.07 | 0.08 | +0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 525,000 | 525,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 175,000 | 175,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LMR Partners LLP | 1,100,000 | 1,100,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| First Trust Capital Management L.P. | 174,999 | 174,999 | 0 | 0.09 | 0.10 | +0.01 | hold |
| Schonfeld Strategic Advisors LLC | 225,000 | 225,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| Qube Research & Technologies Ltd | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ExodusPoint Capital Management, LP | 33,333 | 33,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ghisallo Capital Management LLC | 175,000 | 175,000 | 0 | 0.05 | 0.03 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 600,000 | 600,000 | 0 | 0.23 | 0.22 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 199,998 | 199,998 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TUDOR INVESTMENT CORP ET AL | 650,000 | 650,000 | 0 | 0.03 | 0.03 | -0.01 | hold |
| Magnetar Financial LLC | 5 | 0 | -5 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 25,000 | 24,200 | -800 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 887,016 | 879,783 | -7,233 | 0.02 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 8,200 | 0 | -8,200 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 558,779 | 549,044 | -9,735 | 0.12 | 0.13 | +0.02 | sell |
| TrueMark Investments, LLC | 15,000 | 0 | -15,000 | 0.03 | 0.00 | -0.03 | sell |
| Shaolin Capital Management LLC | 116,649 | 100,380 | -16,269 | 0.00 | 0.00 | +0.00 | sell |
| GLAZER CAPITAL, LLC | 186,665 | 169,901 | -16,764 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 19,300 | 0 | -19,300 | 0.01 | 0.00 | -0.01 | sell |
| Virtu Financial LLC | 39,729 | 0 | -39,729 | 0.02 | 0.00 | -0.02 | sell |
| ABC ARBITRAGE SA | 40,000 | 0 | -40,000 | 0.05 | 0.00 | -0.05 | sell |
| Shaolin Capital Management LLC | 349,950 | 281,677 | -68,273 | 0.15 | 0.16 | +0.01 | sell |
| BOOTHBAY FUND MANAGEMENT, LLC | 75,000 | 0 | -75,000 | 0.02 | 0.00 | -0.02 | sell |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 0 | -100,000 | 0.11 | 0.00 | -0.11 | sell |
| Saba Capital Management, L.P. | 114,046 | 0 | -114,046 | 0.04 | 0.00 | -0.04 | sell |
| Bulldog Investors, LLP | 150,000 | 0 | -150,000 | 0.34 | 0.00 | -0.34 | sell |
| Centiva Capital, LP | 150,000 | 0 | -150,000 | 0.07 | 0.00 | -0.07 | sell |