| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ARISTEIA CAPITAL, L.L.C. | 0 | 1,562,429 | +1,562,429 | 0.00 | 0.24 | +0.24 | buy |
| AQR Arbitrage LLC | 0 | 804,016 | +804,016 | 0.00 | 0.11 | +0.11 | buy |
| ARISTEIA CAPITAL, L.L.C. | 0 | 781,213 | +781,213 | 0.00 | 0.00 | +0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 650,000 | +650,000 | 0.00 | 0.01 | +0.01 | buy |
| Alberta Investment Management Corp | 0 | 600,000 | +600,000 | 0.00 | 0.03 | +0.03 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 550,000 | +550,000 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.24 | +0.24 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 112 | 412,897 | +412,785 | 0.00 | 0.05 | +0.05 | buy |
| AQR Arbitrage LLC | 0 | 402,008 | +402,008 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 368,244 | +368,244 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 349,800 | +349,800 | 0.00 | 0.55 | +0.55 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 325,000 | +325,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 300,000 | +300,000 | 0.00 | 0.01 | +0.01 | buy |
| MMCAP International Inc. SPC | 0 | 300,000 | +300,000 | 0.00 | 0.25 | +0.25 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 300,000 | +300,000 | 0.00 | 0.07 | +0.07 | buy |
| Alberta Investment Management Corp | 0 | 300,000 | +300,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 299,998 | +299,998 | 0.00 | 0.03 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.00 | +0.00 | buy |
| Crossingbridge Advisors, LLC | 0 | 225,000 | +225,000 | 0.00 | 0.39 | +0.39 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 184,122 | +184,122 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 174,937 | +174,937 | 0.00 | 0.06 | +0.06 | buy |
| PERISCOPE CAPITAL INC. | 0 | 174,900 | +174,900 | 0.00 | 0.01 | +0.01 | buy |
| MMCAP International Inc. SPC | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 150,000 | +150,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 149,999 | +149,999 | 0.00 | 0.00 | +0.00 | buy |
| Lepercq De Neuflize Asset Management LLC | 0 | 126,200 | +126,200 | 0.00 | 0.02 | +0.02 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 125,000 | +125,000 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 167,298 | 255,150 | +87,852 | 0.09 | 0.10 | +0.01 | buy |
| Centiva Capital, LP | 0 | 87,468 | +87,468 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 325,000 | 368,761 | +43,761 | 0.00 | 0.00 | -0.00 | buy |
| ABC ARBITRAGE SA | 0 | 40,000 | +40,000 | 0.00 | 0.04 | +0.04 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 39,299 | +39,299 | 0.00 | 0.09 | +0.09 | buy |
| Saba Capital Management, L.P. | 0 | 37,489 | +37,489 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 25,019 | +25,019 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 150,000 | 173,026 | +23,026 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 20,000 | +20,000 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 16,139 | +16,139 | 0.00 | 0.01 | +0.01 | buy |
| Radcliffe Capital Management, L.P. | 400,400 | 416,337 | +15,937 | 0.30 | 0.31 | +0.02 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.07 | +0.07 | buy |
| Cable Car Capital, LP | 0 | 15,000 | +15,000 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 10,569 | +10,569 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 137,500 | 144,000 | +6,500 | 0.00 | 0.00 | +0.00 | buy |
| Calamos Advisors LLC | 100,000 | 103,525 | +3,525 | 0.00 | 0.00 | +0.00 | buy |
| Tuttle Capital Management, LLC | 10,000 | 10,769 | +769 | 0.16 | 0.07 | -0.09 | buy |
| GLAZER CAPITAL, LLC | 512,153 | 512,218 | +65 | 0.11 | 0.13 | +0.02 | buy |
| D. E. Shaw & Co., Inc. | 162,500 | 162,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OMERS ADMINISTRATION Corp | 350,000 | 350,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 25,000 | 25,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CSS LLC/IL | 35,000 | 35,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BERKLEY W R CORP | 248,700 | 248,700 | 0 | 0.13 | 0.12 | -0.01 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 1,575,000 | 1,575,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 787,500 | 787,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 317,187 | 317,187 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 200,200 | 200,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 250,000 | 250,000 | 0 | 0.03 | 0.04 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 99,999 | 99,999 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Context Capital Management, LLC | 150,000 | 150,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Context Capital Management, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 275,000 | 275,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 800,000 | 800,000 | 0 | 0.12 | 0.11 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 472,275 | 472,275 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 944,550 | 944,550 | 0 | 0.09 | 0.09 | -0.01 | hold |
| Hudson Bay Capital Management LP | 441,418 | 441,418 | 0 | 0.03 | 0.02 | -0.01 | hold |
| Hudson Bay Capital Management LP | 220,709 | 220,709 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Verition Fund Management LLC | 250,000 | 250,000 | 0 | 0.02 | 0.02 | -0.01 | hold |
| Verition Fund Management LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 200,000 | 200,000 | 0 | 0.10 | 0.10 | +0.00 | hold |
| DLD Asset Management, LP | 50,000 | 50,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 100,000 | 100,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| LMR Partners LLP | 800,000 | 800,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| First Trust Capital Management L.P. | 250,000 | 250,000 | 0 | 0.13 | 0.14 | +0.02 | hold |
| Mint Tower Capital Management B.V. | 75,000 | 75,000 | 0 | 0.07 | 0.00 | -0.07 | hold |
| Mint Tower Capital Management B.V. | 150,000 | 150,000 | 0 | 0.14 | 0.18 | +0.04 | hold |
| HGC Investment Management Inc. | 350,000 | 350,000 | 0 | 0.77 | 0.69 | -0.08 | hold |
| Ghisallo Capital Management LLC | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 800,000 | 800,000 | 0 | 0.30 | 0.30 | -0.01 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 400,000 | 400,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TORONTO DOMINION BANK | 163,572 | 163,572 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 4 | 0 | -4 | 0.00 | 0.00 | -0.00 | sell |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| METEORA CAPITAL, LLC | 3,208 | 0 | -3,208 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 148,593 | 139,800 | -8,793 | 0.00 | 0.00 | +0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 10,000 | 0 | -10,000 | 0.01 | 0.00 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,000 | 0 | -15,000 | 0.07 | 0.00 | -0.07 | sell |
| Cable Car Capital, LP | 15,000 | 0 | -15,000 | 0.05 | 0.00 | -0.05 | sell |
| GLAZER CAPITAL, LLC | 255,973 | 239,458 | -16,515 | 0.00 | 0.00 | +0.00 | sell |
| Parallax Volatility Advisers, L.P. | 226,388 | 204,489 | -21,899 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 36,564 | 0 | -36,564 | 0.02 | 0.00 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 39,300 | 0 | -39,300 | 0.11 | 0.00 | -0.11 | sell |
| ABC ARBITRAGE SA | 40,000 | 0 | -40,000 | 0.05 | 0.00 | -0.05 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 50,000 | 0 | -50,000 | 0.01 | 0.00 | -0.01 | sell |
| Quarry LP | 62,500 | 0 | -62,500 | 0.13 | 0.00 | -0.13 | sell |
| TORONTO DOMINION BANK | 163,572 | 100,000 | -63,572 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 74,980 | 0 | -74,980 | 0.02 | 0.00 | -0.02 | sell |
| Shaolin Capital Management LLC | 450,000 | 334,583 | -115,417 | 0.19 | 0.19 | +0.00 | sell |
| BERKLEY W R CORP | 124,350 | 0 | -124,350 | 0.00 | 0.00 | -0.00 | sell |