| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Alberta Investment Management Corp | 0 | 1,400,000 | +1,400,000 | 0.00 | 0.08 | +0.08 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 1,320,000 | +1,320,000 | 0.00 | 0.01 | +0.01 | buy |
| AQR Arbitrage LLC | 0 | 948,969 | +948,969 | 0.00 | 0.13 | +0.13 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 701,019 | +701,019 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 499,995 | +499,995 | 0.00 | 0.05 | +0.05 | buy |
| Alberta Investment Management Corp | 0 | 466,666 | +466,666 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 400,000 | +400,000 | 0.00 | 0.06 | +0.06 | buy |
| AQR Arbitrage LLC | 0 | 322,003 | +322,003 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 299,999 | +299,999 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 289,097 | +289,097 | 0.00 | 0.04 | +0.04 | buy |
| Quarry LP | 0 | 250,000 | +250,000 | 0.00 | 0.39 | +0.39 | buy |
| Logan Stone Capital, LLC | 0 | 249,996 | +249,996 | 0.00 | 0.52 | +0.52 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 233,673 | +233,673 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 199,998 | +199,998 | 0.00 | 0.09 | +0.09 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 166,665 | +166,665 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 133,333 | +133,333 | 0.00 | 0.00 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 167,362 | 281,839 | +114,477 | 0.12 | 0.21 | +0.09 | buy |
| Walleye Capital LLC | 0 | 104,600 | +104,600 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 66,666 | +66,666 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 59,900 | +59,900 | 0.00 | 0.14 | +0.14 | buy |
| ABC ARBITRAGE SA | 0 | 35,000 | +35,000 | 0.00 | 0.04 | +0.04 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 33,333 | +33,333 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 13,333 | +13,333 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 12,670 | +12,670 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 10,000 | +10,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 166,666 | 173,666 | +7,000 | 0.00 | 0.00 | -0.00 | buy |
| Shaolin Capital Management LLC | 283,331 | 287,985 | +4,654 | 0.00 | 0.01 | +0.00 | buy |
| Tuttle Capital Management, LLC | 25,000 | 26,923 | +1,923 | 0.41 | 0.18 | -0.22 | buy |
| Rangeley Capital, LLC | 0 | 1,592 | +1,592 | 0.00 | 0.01 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 500,000 | 500,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| D. E. Shaw & Co., Inc. | 166,666 | 166,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OMERS ADMINISTRATION Corp | 440,000 | 440,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| GLAZER CAPITAL, LLC | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 1,350,000 | 1,350,000 | 0 | 0.31 | 0.21 | -0.09 | hold |
| CSS LLC/IL | 132,351 | 132,351 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BERKLEY W R CORP | 795,690 | 795,690 | 0 | 0.42 | 0.39 | -0.03 | hold |
| TWO SIGMA INVESTMENTS, LP | 398,750 | 398,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STEADFAST CAPITAL MANAGEMENT LP | 2,000,000 | 2,000,000 | 0 | 0.75 | 0.62 | -0.13 | hold |
| Radcliffe Capital Management, L.P. | 54,109 | 54,109 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LINDEN ADVISORS LP | 250,000 | 250,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 83,332 | 83,332 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Context Capital Management, LLC | 200,000 | 200,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Context Capital Management, LLC | 66,666 | 66,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 500,000 | 500,000 | 0 | 0.12 | 0.09 | -0.03 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,100,000 | 1,100,000 | 0 | 0.17 | 0.15 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 366,666 | 366,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 500,000 | 500,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,500,000 | 1,500,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| Hudson Bay Capital Management LP | 750,000 | 750,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Hudson Bay Capital Management LP | 250,000 | 250,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kepos Capital LP | 64,233 | 64,233 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Kepos Capital LP | 222,699 | 222,699 | 0 | 3.56 | 3.01 | -0.55 | hold |
| Westchester Capital Management, LLC | 150,000 | 150,000 | 0 | 0.07 | 0.08 | +0.00 | hold |
| DLD Asset Management, LP | 36,499 | 36,499 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 109,500 | 109,500 | 0 | 0.11 | 0.09 | -0.02 | hold |
| LMR Partners LLP | 1,550,000 | 1,550,000 | 0 | 0.14 | 0.11 | -0.03 | hold |
| Warberg Asset Management LLC | 99,999 | 99,999 | 0 | 0.29 | 0.29 | +0.01 | hold |
| Governors Lane LP | 700,000 | 700,000 | 0 | 0.86 | 0.70 | -0.16 | hold |
| Governors Lane LP | 233,333 | 233,333 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mint Tower Capital Management B.V. | 250,000 | 250,000 | 0 | 0.23 | 0.29 | +0.07 | hold |
| Mint Tower Capital Management B.V. | 83,333 | 83,333 | 0 | 0.08 | 0.00 | -0.07 | hold |
| PERISCOPE CAPITAL INC. | 195,600 | 195,600 | 0 | 0.01 | 0.01 | +0.00 | hold |
| PERISCOPE CAPITAL INC. | 500,000 | 500,000 | 0 | 0.85 | 0.79 | -0.06 | hold |
| ExodusPoint Capital Management, LP | 63,333 | 63,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 350,000 | 350,000 | 0 | 0.13 | 0.13 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 116,667 | 116,667 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Decagon Asset Management LLP | 77,677 | 77,677 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Kepos Capital LP | 1 | 0 | -1 | 0.00 | 0.00 | 0.00 | sell |
| HRT FINANCIAL LP | 31,600 | 30,300 | -1,300 | 0.00 | 0.00 | -0.00 | sell |
| Parallax Volatility Advisers, L.P. | 128,545 | 115,244 | -13,301 | 0.06 | 0.04 | -0.01 | sell |
| GLAZER CAPITAL, LLC | 1,020,611 | 1,002,386 | -18,225 | 0.21 | 0.25 | +0.03 | sell |
| Warberg Asset Management LLC | 21,732 | 0 | -21,732 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 23,600 | 0 | -23,600 | 0.00 | 0.00 | -0.00 | sell |
| ABC ARBITRAGE SA | 40,000 | 0 | -40,000 | 0.05 | 0.00 | -0.05 | sell |
| PERISCOPE CAPITAL INC. | 50,000 | 0 | -50,000 | 0.09 | 0.00 | -0.09 | sell |
| GLAZER CAPITAL, LLC | 340,203 | 281,827 | -58,376 | 0.00 | 0.00 | +0.00 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 60,000 | 0 | -60,000 | 0.17 | 0.00 | -0.17 | sell |
| Virtu Financial LLC | 97,565 | 20,055 | -77,510 | 0.04 | 0.01 | -0.03 | sell |
| Shaolin Capital Management LLC | 850,000 | 764,800 | -85,200 | 0.35 | 0.43 | +0.08 | sell |
| TORONTO DOMINION BANK | 85,320 | 0 | -85,320 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 635,999 | 542,791 | -93,208 | 0.01 | 0.01 | -0.00 | sell |
| BERKLEY W R CORP | 265,230 | 110,056 | -155,174 | 0.00 | 0.00 | -0.00 | sell |
| ExodusPoint Capital Management, LP | 174,161 | 0 | -174,161 | 0.02 | 0.00 | -0.02 | sell |
| CSS LLC/IL | 397,053 | 203,613 | -193,440 | 0.22 | 0.09 | -0.13 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 200,000 | 0 | -200,000 | 0.10 | 0.00 | -0.10 | sell |
| Decagon Asset Management LLP | 233,030 | 0 | -233,030 | 0.59 | 0.00 | -0.59 | sell |
| WHITEBOX ADVISORS LLC | 400,000 | 0 | -400,000 | 0.06 | 0.00 | -0.06 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 500,000 | 0 | -500,000 | 0.05 | 0.00 | -0.05 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 701,021 | 0 | -701,021 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 948,979 | 0 | -948,979 | 0.15 | 0.00 | -0.15 | sell |
| MILLENNIUM MANAGEMENT LLC | 1,320,000 | 0 | -1,320,000 | 0.01 | 0.00 | -0.01 | sell |
| Alberta Investment Management Corp | 1,400,000 | 0 | -1,400,000 | 0.09 | 0.00 | -0.09 | sell |