| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MMCAP International Inc. SPC | 0 | 1,050,000 | +1,050,000 | 0.00 | 0.88 | +0.88 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 412,500 | +412,500 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 262,500 | +262,500 | 0.00 | 0.03 | +0.03 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 0 | 136,532 | +136,532 | 0.00 | 0.05 | +0.05 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 99,996 | +99,996 | 0.00 | 0.01 | +0.01 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 92,944 | +92,944 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 50,000 | +50,000 | 0.00 | 0.01 | +0.01 | buy |
| AQR Arbitrage LLC | 0 | 46,496 | +46,496 | 0.00 | 0.01 | +0.01 | buy |
| GLAZER CAPITAL, LLC | 326,792 | 353,563 | +26,771 | 0.07 | 0.09 | +0.02 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 24,999 | +24,999 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 23,236 | +23,236 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 42,793 | 58,677 | +15,884 | 0.01 | 0.01 | +0.00 | buy |
| Radcliffe Capital Management, L.P. | 215,801 | 228,058 | +12,257 | 0.16 | 0.17 | +0.01 | buy |
| AQR Arbitrage LLC | 0 | 11,624 | +11,624 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 51,513 | 57,930 | +6,417 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 0 | 1,664 | +1,664 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 62,498 | 62,971 | +473 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 96,886 | 97,186 | +300 | 0.02 | 0.02 | +0.00 | buy |
| OMERS ADMINISTRATION Corp | 200,000 | 200,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ARISTEIA CAPITAL, L.L.C. | 291,992 | 291,992 | 0 | 0.07 | 0.05 | -0.02 | hold |
| ARISTEIA CAPITAL, L.L.C. | 72,996 | 72,996 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BERKLEY W R CORP | 422,792 | 422,792 | 0 | 0.22 | 0.21 | -0.02 | hold |
| TWO SIGMA INVESTMENTS, LP | 181,250 | 181,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 53,947 | 53,947 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WHITEBOX ADVISORS LLC | 260,000 | 260,000 | 0 | 0.04 | 0.04 | +0.01 | hold |
| WHITEBOX ADVISORS LLC | 65,000 | 65,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Polar Asset Management Partners Inc. | 150,000 | 150,000 | 0 | 0.04 | 0.03 | -0.01 | hold |
| Magnetar Financial LLC | 250,000 | 250,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Magnetar Financial LLC | 1,000,000 | 1,000,000 | 0 | 0.10 | 0.09 | -0.01 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 43,750 | 43,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOORE CAPITAL MANAGEMENT, LP | 175,000 | 175,000 | 0 | 0.06 | 0.04 | -0.02 | hold |
| HRT FINANCIAL LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 100,000 | 100,000 | 0 | 0.22 | 0.22 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 169,768 | 169,768 | 0 | 0.04 | 0.03 | -0.01 | hold |
| DLD Asset Management, LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| DLD Asset Management, LP | 100,000 | 100,000 | 0 | 0.10 | 0.08 | -0.02 | hold |
| Schonfeld Strategic Advisors LLC | 15,000 | 15,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 414,655 | 414,655 | 0 | 0.16 | 0.15 | -0.00 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 103,663 | 103,663 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Harraden Circle Investments, LLC | 1,044,996 | 1,044,996 | 0 | 2.05 | 1.32 | -0.73 | hold |
| Harraden Circle Investments, LLC | 306,561 | 306,561 | 0 | 0.03 | 0.05 | +0.02 | hold |
| ABC ARBITRAGE SA | 40,000 | 40,000 | 0 | 0.05 | 0.04 | -0.01 | hold |
| NATIONAL BANK OF CANADA /FI/ | 110 | 0 | -110 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 400,000 | 399,388 | -612 | 0.20 | 0.19 | -0.01 | sell |
| TrueMark Investments, LLC | 15,000 | 14,388 | -612 | 0.03 | 0.02 | -0.01 | sell |
| TORONTO DOMINION BANK | 796 | 0 | -796 | 0.00 | 0.00 | -0.00 | sell |
| GLAZER CAPITAL, LLC | 62,497 | 60,395 | -2,102 | 0.00 | 0.00 | +0.00 | sell |
| Virtu Financial LLC | 21,010 | 0 | -21,010 | 0.01 | 0.00 | -0.01 | sell |
| AQR Arbitrage LLC | 46,455 | 0 | -46,455 | 0.01 | 0.00 | -0.01 | sell |
| Shaolin Capital Management LLC | 250,000 | 200,000 | -50,000 | 0.10 | 0.11 | +0.01 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 92,948 | 0 | -92,948 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| BERKLEY W R CORP | 105,698 | 0 | -105,698 | 0.00 | 0.00 | -0.00 | sell |
| MIZUHO SECURITIES USA LLC | 107,179 | 0 | -107,179 | 0.02 | 0.00 | -0.02 | sell |
| MILLENNIUM MANAGEMENT LLC | 412,500 | 0 | -412,500 | 0.00 | 0.00 | -0.00 | sell |
| MMCAP International Inc. SPC | 1,050,000 | 0 | -1,050,000 | 0.90 | 0.00 | -0.90 | sell |