| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Harraden Circle Investments, LLC | 2,768,800 | 4,803,390 | +2,034,590 | 0.12 | 0.16 | +0.04 | buy |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,178,000 | 2,178,000 | 0 | 0.33 | 0.30 | -0.02 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 2,178,000 | 2,178,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Yakira Capital Management, Inc. | 2,178,000 | 2,178,000 | 0 | 6.41 | 6.54 | +0.13 | hold |
| GLAZER CAPITAL, LLC | 2,178,000 | 2,157,735 | -20,265 | 0.45 | 0.53 | +0.07 | sell |
| GLAZER CAPITAL, LLC | 2,178,000 | 1,516,548 | -661,452 | 0.01 | 0.01 | +0.00 | sell |
| AQR Arbitrage LLC | 0 | 1,473,524 | +1,473,524 | 0.00 | 0.21 | +0.21 | buy |
| AQR Arbitrage LLC | 0 | 1,473,524 | +1,473,524 | 0.00 | 0.01 | +0.01 | buy |
| ARISTEIA CAPITAL, L.L.C. | 1,400,000 | 1,400,000 | 0 | 0.32 | 0.22 | -0.10 | hold |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 1,228,222 | 1,356,252 | +128,030 | 0.77 | 0.46 | -0.31 | buy |
| ARISTEIA CAPITAL, L.L.C. | 1,200,000 | 1,200,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| MILLENNIUM MANAGEMENT LLC | 0 | 1,175,000 | +1,175,000 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 1,175,000 | +1,175,000 | 0.00 | 0.01 | +0.01 | buy |
| Mint Tower Capital Management B.V. | 967,910 | 967,910 | 0 | 0.02 | 0.03 | +0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 400,000 | 928,507 | +528,507 | 0.06 | 0.12 | +0.06 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 350,000 | 900,000 | +550,000 | 0.00 | 0.01 | +0.01 | buy |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | 898,892 | 898,892 | 0 | 0.01 | 0.01 | -0.01 | hold |
| BERKLEY W R CORP | 882,431 | 882,431 | 0 | 0.47 | 0.43 | -0.04 | hold |
| Decagon Asset Management LLP | 758,375 | 851,940 | +93,565 | 1.94 | 1.69 | -0.25 | buy |
| Karpus Management, Inc. | 815,332 | 812,032 | -3,300 | 0.25 | 0.23 | -0.02 | sell |
| D. E. Shaw & Co., Inc. | 550,000 | 759,000 | +209,000 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 704,476 | +704,476 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 704,476 | +704,476 | 0.00 | 0.00 | +0.00 | buy |
| Decagon Asset Management LLP | 758,375 | 625,675 | -132,700 | 0.04 | 0.03 | -0.01 | sell |
| Mint Tower Capital Management B.V. | 567,910 | 567,910 | 0 | 0.52 | 0.67 | +0.15 | hold |
| Radcliffe Capital Management, L.P. | 562,114 | 562,803 | +689 | 0.41 | 0.42 | +0.01 | buy |
| Shaolin Capital Management LLC | 550,000 | 528,084 | -21,916 | 0.23 | 0.30 | +0.07 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 500,000 | +500,000 | 0.00 | 0.01 | +0.01 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 499,531 | +499,531 | 0.00 | 0.24 | +0.24 | buy |
| TORONTO DOMINION BANK | 1,348,250 | 485,664 | -862,586 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 0 | 450,000 | +450,000 | 0.00 | 0.29 | +0.29 | buy |
| Schonfeld Strategic Advisors LLC | 25,863 | 419,735 | +393,872 | 0.00 | 0.02 | +0.02 | buy |
| BERKLEY W R CORP | 882,431 | 400,000 | -482,431 | 0.01 | 0.01 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 398,750 | 398,750 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Magnetar Financial LLC | 375,000 | 375,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Westchester Capital Management, LLC | 100,000 | 368,544 | +268,544 | 0.05 | 0.18 | +0.14 | buy |
| Polar Asset Management Partners Inc. | 350,000 | 364,000 | +14,000 | 0.00 | 0.00 | -0.00 | buy |
| Radcliffe Capital Management, L.P. | 362,114 | 362,114 | 0 | 0.01 | 0.01 | +0.00 | hold |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 350,000 | +350,000 | 0.00 | 0.02 | +0.02 | buy |
| Polar Asset Management Partners Inc. | 350,000 | 350,000 | 0 | 0.08 | 0.06 | -0.02 | hold |
| SONA ASSET MANAGEMENT (US) LLC | 350,000 | 350,000 | 0 | 0.13 | 0.13 | -0.00 | hold |
| Westchester Capital Management, LLC | 300,000 | 300,000 | 0 | 0.15 | 0.15 | +0.01 | hold |
| LMR Partners LLP | 300,000 | 300,000 | 0 | 0.03 | 0.02 | -0.01 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 284,447 | +284,447 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 280,000 | +280,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 383,589 | 191,200 | -192,389 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 150,000 | 150,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Hudson Bay Capital Management LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| DLD Asset Management, LP | 150,000 | 150,000 | 0 | 0.15 | 0.12 | -0.03 | hold |
| DLD Asset Management, LP | 150,000 | 150,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LINDEN ADVISORS LP | 125,000 | 125,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LINDEN ADVISORS LP | 125,000 | 125,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Kepos Capital LP | 0 | 125,000 | +125,000 | 0.00 | 1.69 | +1.69 | buy |
| TORONTO DOMINION BANK | 547,282 | 121,924 | -425,358 | 0.01 | 0.00 | -0.01 | sell |
| Kepos Capital LP | 0 | 120,400 | +120,400 | 0.00 | 0.05 | +0.05 | buy |
| Centiva Capital, LP | 0 | 102,900 | +102,900 | 0.00 | 0.03 | +0.03 | buy |
| Centiva Capital, LP | 0 | 102,900 | +102,900 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 100,000 | +100,000 | 0.00 | 0.01 | +0.01 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 100,000 | +100,000 | 0.00 | 0.00 | +0.00 | buy |
| HGC Investment Management Inc. | 100,000 | 100,000 | 0 | 0.22 | 0.20 | -0.02 | hold |
| METEORA CAPITAL, LLC | 98,900 | 98,000 | -900 | 0.07 | 0.08 | +0.01 | sell |
| METEORA CAPITAL, LLC | 92,436 | 86,049 | -6,387 | 0.00 | 0.00 | +0.00 | sell |
| Context Capital Management, LLC | 75,000 | 75,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Context Capital Management, LLC | 75,000 | 75,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Quarry LP | 0 | 73,969 | +73,969 | 0.00 | 0.12 | +0.12 | buy |
| Quarry LP | 0 | 73,969 | +73,969 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 64,115 | +64,115 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 0 | 63,915 | +63,915 | 0.00 | 0.14 | +0.14 | buy |
| First Trust Capital Management L.P. | 0 | 60,000 | +60,000 | 0.00 | 0.03 | +0.03 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 50,000 | +50,000 | 0.00 | 0.11 | +0.11 | buy |
| Lynrock Lake LP | 50,000 | 50,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MIZUHO SECURITIES USA LLC | 332,355 | 45,980 | -286,375 | 0.08 | 0.01 | -0.07 | sell |
| GABELLI & Co INVESTMENT ADVISERS, INC. | 0 | 45,850 | +45,850 | 0.00 | 0.07 | +0.07 | buy |
| GABELLI FUNDS LLC | 0 | 42,626 | +42,626 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 40,511 | 40,511 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 0 | 40,000 | +40,000 | 0.00 | 0.00 | +0.00 | buy |
| Verition Fund Management LLC | 37,500 | 37,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ABC ARBITRAGE SA | 0 | 35,000 | +35,000 | 0.00 | 0.04 | +0.04 | buy |
| Bulldog Investors, LLP | 98,395 | 32,231 | -66,164 | 0.22 | 0.07 | -0.15 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 24,659 | +24,659 | 0.00 | 0.00 | +0.00 | buy |
| Tuttle Capital Management, LLC | 0 | 20,000 | +20,000 | 0.00 | 0.13 | +0.13 | buy |
| OMERS ADMINISTRATION Corp | 12,717 | 12,717 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TrueMark Investments, LLC | 0 | 11,500 | +11,500 | 0.00 | 0.00 | +0.00 | buy |
| TrueMark Investments, LLC | 0 | 11,031 | +11,031 | 0.00 | 0.01 | +0.01 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 50,000 | 0 | -50,000 | 0.14 | 0.00 | -0.14 | sell |
| AQR Arbitrage LLC | 2,178,000 | 0 | -2,178,000 | 0.36 | 0.00 | -0.36 | sell |
| MILLENNIUM MANAGEMENT LLC | 1,175,000 | 0 | -1,175,000 | 0.01 | 0.00 | -0.01 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 500,800 | 0 | -500,800 | 0.08 | 0.00 | -0.08 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 500,000 | 0 | -500,000 | 0.25 | 0.00 | -0.25 | sell |
| Kepos Capital LP | 125,000 | 0 | -125,000 | 2.04 | 0.00 | -2.04 | sell |
| Parallax Volatility Advisers, L.P. | 16,653 | 0 | -16,653 | 0.01 | 0.00 | -0.01 | sell |
| Virtu Financial LLC | 69,049 | 0 | -69,049 | 0.03 | 0.00 | -0.03 | sell |
| Virtu Financial LLC | 47,900 | 0 | -47,900 | 0.00 | 0.00 | -0.00 | sell |
| MANGROVE PARTNERS IM, LLC | 450,000 | 0 | -450,000 | 0.37 | 0.00 | -0.37 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 100,000 | 0 | -100,000 | 0.01 | 0.00 | -0.01 | sell |
| Warberg Asset Management LLC | 21,796 | 0 | -21,796 | 0.06 | 0.00 | -0.06 | sell |
| First Trust Capital Management L.P. | 60,000 | 0 | -60,000 | 0.03 | 0.00 | -0.03 | sell |
| Schonfeld Strategic Advisors LLC | 419,000 | 0 | -419,000 | 0.03 | 0.00 | -0.03 | sell |