| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 1,800,000 | +1,800,000 | 0.00 | 0.03 | +0.03 | buy |
| Magnetar Financial LLC | 0 | 1,699,995 | +1,699,995 | 0.00 | 0.15 | +0.15 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 1,099,998 | +1,099,998 | 0.00 | 0.02 | +0.02 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 974,769 | +974,769 | 0.00 | 0.01 | +0.01 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 950,000 | +950,000 | 0.00 | 0.35 | +0.35 | buy |
| AQR Arbitrage LLC | 0 | 739,805 | +739,805 | 0.00 | 0.10 | +0.10 | buy |
| GLAZER CAPITAL, LLC | 0 | 685,937 | +685,937 | 0.00 | 0.17 | +0.17 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 0 | 600,000 | +600,000 | 0.00 | 0.00 | +0.00 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 600,000 | +600,000 | 0.00 | 0.14 | +0.14 | buy |
| Magnetar Financial LLC | 0 | 566,665 | +566,665 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 520,905 | +520,905 | 0.00 | 0.25 | +0.25 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 500,000 | +500,000 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 0 | 500,000 | +500,000 | 0.00 | 0.42 | +0.42 | buy |
| WHITEBOX ADVISORS LLC | 0 | 400,000 | +400,000 | 0.00 | 0.06 | +0.06 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 366,666 | +366,666 | 0.00 | 0.00 | +0.00 | buy |
| LINDEN ADVISORS LP | 0 | 350,000 | +350,000 | 0.00 | 0.02 | +0.02 | buy |
| PERISCOPE CAPITAL INC. | 0 | 349,500 | +349,500 | 0.00 | 0.55 | +0.55 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 324,923 | +324,923 | 0.00 | 0.00 | +0.00 | buy |
| SONA ASSET MANAGEMENT (US) LLC | 0 | 316,665 | +316,665 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 275,000 | +275,000 | 0.00 | 0.09 | +0.09 | buy |
| Ghisallo Capital Management LLC | 0 | 250,000 | +250,000 | 0.00 | 0.05 | +0.05 | buy |
| AQR Arbitrage LLC | 0 | 246,598 | +246,598 | 0.00 | 0.00 | +0.00 | buy |
| GLAZER CAPITAL, LLC | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| Polar Asset Management Partners Inc. | 0 | 200,000 | +200,000 | 0.00 | 0.04 | +0.04 | buy |
| MOORE CAPITAL MANAGEMENT, LP | 0 | 200,000 | +200,000 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 199,995 | +199,995 | 0.00 | 0.02 | +0.02 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 173,635 | +173,635 | 0.00 | 0.00 | +0.00 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 167,002 | +167,002 | 0.00 | 0.01 | +0.01 | buy |
| MMCAP International Inc. SPC | 0 | 166,666 | +166,666 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 0 | 133,333 | +133,333 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 125,000 | +125,000 | 0.00 | 0.15 | +0.15 | buy |
| LINDEN ADVISORS LP | 0 | 116,665 | +116,665 | 0.00 | 0.00 | +0.00 | buy |
| PERISCOPE CAPITAL INC. | 0 | 116,500 | +116,500 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 106,760 | +106,760 | 0.00 | 0.01 | +0.01 | buy |
| Cable Car Capital, LP | 0 | 100,002 | +100,002 | 0.00 | 0.02 | +0.02 | buy |
| DLD Asset Management, LP | 0 | 100,000 | +100,000 | 0.00 | 0.08 | +0.08 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 100,000 | +100,000 | 0.00 | 0.95 | +0.95 | buy |
| Centiva Capital, LP | 0 | 91,666 | +91,666 | 0.00 | 0.00 | +0.00 | buy |
| Kepos Capital LP | 0 | 84,999 | +84,999 | 0.00 | 1.15 | +1.15 | buy |
| Polar Asset Management Partners Inc. | 0 | 74,166 | +74,166 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 66,665 | +66,665 | 0.00 | 0.00 | +0.00 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 55,000 | +55,000 | 0.00 | 0.13 | +0.13 | buy |
| Schonfeld Strategic Advisors LLC | 0 | 54,999 | +54,999 | 0.00 | 0.00 | +0.00 | buy |
| Shaolin Capital Management LLC | 0 | 47,800 | +47,800 | 0.00 | 0.00 | +0.00 | buy |
| Mint Tower Capital Management B.V. | 0 | 41,666 | +41,666 | 0.00 | 0.00 | +0.00 | buy |
| ABC ARBITRAGE SA | 0 | 40,000 | +40,000 | 0.00 | 0.04 | +0.04 | buy |
| Limestone Investment Advisors LP | 0 | 39,430 | +39,430 | 0.00 | 0.20 | +0.20 | buy |
| Cable Car Capital, LP | 0 | 33,334 | +33,334 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 33,333 | +33,333 | 0.00 | 0.00 | +0.00 | buy |
| GRITSTONE ASSET MANAGEMENT LLC | 0 | 33,333 | +33,333 | 0.00 | 0.01 | +0.01 | buy |
| DLD Asset Management, LP | 0 | 33,332 | +33,332 | 0.00 | 0.00 | +0.00 | buy |
| K2 PRINCIPAL FUND, L.P. | 0 | 30,787 | +30,787 | 0.00 | 0.03 | +0.03 | buy |
| Kepos Capital LP | 0 | 27,200 | +27,200 | 0.00 | 0.01 | +0.01 | buy |
| Logan Stone Capital, LLC | 0 | 26,180 | +26,180 | 0.00 | 0.05 | +0.05 | buy |
| HEIGHTS CAPITAL MANAGEMENT, INC | 0 | 18,333 | +18,333 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 13,400 | +13,400 | 0.00 | 0.02 | +0.02 | buy |
| ABC ARBITRAGE SA | 0 | 13,333 | +13,333 | 0.00 | 0.00 | +0.00 | buy |
| PenderFund Capital Management Ltd. | 0 | 3,333 | +3,333 | 0.00 | 0.00 | +0.00 | buy |
| TORONTO DOMINION BANK | 367,568 | 369,986 | +2,418 | 0.01 | 0.01 | -0.00 | buy |
| Tuttle Capital Management, LLC | 15,000 | 16,154 | +1,154 | 0.25 | 0.11 | -0.14 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 46,204 | 46,723 | +519 | 0.04 | 0.03 | -0.00 | buy |
| ARISTEIA CAPITAL, L.L.C. | 811,496 | 811,627 | +131 | 0.19 | 0.13 | -0.06 | buy |
| Virtu Financial LLC | 134,473 | 134,489 | +16 | 0.05 | 0.04 | -0.01 | buy |
| CSS LLC/IL | 120,000 | 120,000 | 0 | 0.07 | 0.05 | -0.01 | hold |
| BERKLEY W R CORP | 424,998 | 424,998 | 0 | 0.23 | 0.21 | -0.02 | hold |
| BERKLEY W R CORP | 141,666 | 141,666 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TWO SIGMA INVESTMENTS, LP | 362,500 | 362,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Radcliffe Capital Management, L.P. | 183,332 | 183,332 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Radcliffe Capital Management, L.P. | 550,000 | 550,000 | 0 | 0.41 | 0.41 | +0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 1,000,000 | 1,000,000 | 0 | 0.15 | 0.14 | -0.01 | hold |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 333,333 | 333,333 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Hudson Bay Capital Management LP | 799,998 | 799,998 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Hudson Bay Capital Management LP | 266,666 | 266,666 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Verition Fund Management LLC | 137,500 | 137,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Verition Fund Management LLC | 45,833 | 45,833 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alberta Investment Management Corp | 400,000 | 400,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| HRT FINANCIAL LP | 25,000 | 25,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westchester Capital Management, LLC | 200,000 | 200,000 | 0 | 0.10 | 0.10 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 87,500 | 87,500 | 0 | 0.02 | 0.02 | -0.00 | hold |
| LMR Partners LLP | 750,000 | 750,000 | 0 | 0.07 | 0.06 | -0.01 | hold |
| First Trust Capital Management L.P. | 300,000 | 300,000 | 0 | 0.16 | 0.17 | +0.02 | hold |
| OMERS ADMINISTRATION Corp | 700,000 | 699,999 | -1 | 0.04 | 0.04 | -0.00 | sell |
| Qube Research & Technologies Ltd | 350,000 | 349,901 | -99 | 0.00 | 0.00 | -0.00 | sell |
| Bulldog Investors, LLP | 21,562 | 19,729 | -1,833 | 0.05 | 0.04 | -0.00 | sell |
| PenderFund Capital Management Ltd. | 10,000 | 2,558 | -7,442 | 0.02 | 0.00 | -0.01 | sell |
| ABC ARBITRAGE SA | 40,000 | 0 | -40,000 | 0.05 | 0.00 | -0.05 | sell |
| Virtu Financial LLC | 43,000 | 0 | -43,000 | 0.00 | 0.00 | -0.00 | sell |
| Shaolin Capital Management LLC | 45,593 | 0 | -45,593 | 0.02 | 0.00 | -0.02 | sell |
| HEIGHTS CAPITAL MANAGEMENT, INC | 55,000 | 0 | -55,000 | 0.15 | 0.00 | -0.15 | sell |
| Parallax Volatility Advisers, L.P. | 125,033 | 70,000 | -55,033 | 0.00 | 0.00 | -0.00 | sell |
| DELTEC ASSET MANAGEMENT LLC | 60,000 | 0 | -60,000 | 0.11 | 0.00 | -0.11 | sell |
| Kepos Capital LP | 85,000 | 0 | -85,000 | 1.38 | 0.00 | -1.38 | sell |
| K2 PRINCIPAL FUND, L.P. | 100,000 | 0 | -100,000 | 0.11 | 0.00 | -0.11 | sell |
| DLD Asset Management, LP | 100,000 | 0 | -100,000 | 0.10 | 0.00 | -0.10 | sell |
| Cable Car Capital, LP | 100,000 | 0 | -100,000 | 0.34 | 0.00 | -0.34 | sell |
| GRITSTONE ASSET MANAGEMENT LLC | 100,000 | 0 | -100,000 | 1.06 | 0.00 | -1.06 | sell |
| TWO SIGMA INVESTMENTS, LP | 120,833 | 0 | -120,833 | 0.00 | 0.00 | -0.00 | sell |
| Mint Tower Capital Management B.V. | 125,000 | 0 | -125,000 | 0.12 | 0.00 | -0.12 | sell |
| Schonfeld Strategic Advisors LLC | 165,000 | 0 | -165,000 | 0.01 | 0.00 | -0.01 | sell |
| Polar Asset Management Partners Inc. | 200,000 | 0 | -200,000 | 0.05 | 0.00 | -0.05 | sell |