Stock Transactions — ADAM NAT RES FD INC

Total Bought
679,776
46 transactions
Total Sold
358,793
28 transactions
Net
+320,983
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ROYAL BANK OF CANADA378,606526,089+147,4830.000.00+0.00buy
Verition Fund Management LLC0125,921+125,9210.000.02+0.02buy
MORGAN STANLEY696,081794,325+98,2440.000.00-0.00buy
Polar Asset Management Partners Inc.067,184+67,1840.000.04+0.04buy
WOLVERINE ASSET MANAGEMENT LLC51,074114,170+63,0960.020.04+0.02buy
ADAMS DIVERSIFIED EQUITY FUND, INC.2,396,2472,456,181+59,9342.181.88-0.30buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP025,942+25,9420.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP6,59817,213+10,6150.000.00+0.00buy
LPL Financial LLC34,24243,967+9,7250.000.00+0.00buy
CIBC Private Wealth Group LLC08,091+8,0910.000.00+0.00buy
FCA CORP /TX114,773121,997+7,2240.830.78-0.05buy
Advisors Asset Management, Inc.38,62345,822+7,1990.020.02+0.00buy
Penserra Capital Management LLC205,867212,131+6,2640.080.06-0.02buy
Baird Financial Group, Inc.27,04632,961+5,9150.000.00+0.00buy
FIRST TRUST ADVISORS LP57,36062,564+5,2040.000.00-0.00buy
OSAIC HOLDINGS, INC.16,21920,996+4,7770.000.00-0.00buy
PRINCIPAL SECURITIES, INC.26,13330,785+4,6520.010.01-0.00buy
ROBERTS GLORE & CO INC /IL/22,04826,682+4,6340.150.17+0.01buy
Quantedge Capital Pte Ltd12,63215,432+2,8000.090.30+0.21buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC59,77662,146+2,3700.000.00-0.00buy
WELLS FARGO & COMPANY/MN42,12144,083+1,9620.000.00-0.00buy
BURNEY CO/27,70129,602+1,9010.020.02-0.00buy
SPROTT INC.58,22659,532+1,3060.080.06-0.01buy
Cambridge Investment Research Advisors, Inc.28,52729,630+1,1030.000.00-0.00buy
Concurrent Investment Advisors, LLC13,89014,932+1,0420.010.01-0.00buy
Geneos Wealth Management Inc.1,7712,572+8010.000.00-0.00buy
Kovack Advisors, Inc.24,84225,458+6160.060.05-0.01buy
NewEdge Advisors, LLC12,03312,600+5670.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC112,985113,524+5390.490.41-0.08buy
UHLMANN PRICE SECURITIES, LLC61,20961,675+4661.030.94-0.09buy
SIMPLEX TRADING, LLC0440+4400.000.00+0.00buy
Moors & Cabot, Inc.13,70114,044+3430.020.01-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV54,50754,807+3000.090.08-0.01buy
Vantage Financial Partners, LLC9,5949,834+2400.050.05-0.01buy
SEARLE & CO.9,3029,531+2290.060.06-0.00buy
Wealthcare Advisory Partners LLC36,51036,616+1060.020.02-0.00buy
COMERICA BANK1,8591,957+980.000.00-0.00buy
PFG Investments, LLC14,31914,398+790.020.02-0.00buy
FIFTH THIRD BANCORP3,0003,075+750.000.00-0.00buy
WPG Advisers, LLC56123+670.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,7362,801+650.000.00-0.00buy
JPMORGAN CHASE & CO3,8843,927+430.000.00-0.00buy
BANK OF AMERICA CORP /DE/120,951120,988+370.000.00-0.00buy
NBC SECURITIES, INC.1,1431,172+290.000.00-0.00buy
Creative Planning9,4639,489+260.000.00-0.00buy
ZAZOVE ASSOCIATES LLC886908+220.000.00-0.00buy
ALTA CAPITAL MANAGEMENT LLC/16,00016,00000.020.02-0.00hold
MILLENNIUM MANAGEMENT LLC13,31013,31000.000.00-0.00hold
COHEN & STEERS, INC.170,985170,98500.010.01-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC113,761113,76100.020.02-0.00hold
Parkside Financial Bank & Trust68268200.000.00-0.00hold
CWM, LLC2,2392,23900.000.00-0.00hold
JFS WEALTH ADVISORS, LLC9,3699,36900.010.01-0.00hold
EverSource Wealth Advisors, LLC1,8731,87300.000.00-0.00hold
SeaCrest Wealth Management, LLC12,60012,60000.030.03-0.00hold
Crewe Advisors LLC50050000.000.00-0.00hold
Semmax Financial Advisors Inc.86586500.000.00-0.00hold
Cape Investment Advisory, Inc.49349300.000.00-0.00hold
Hilltop National Bank1,6951,69500.010.01-0.00hold
Kiker Wealth Management, LLC2,9662,96600.050.04-0.01hold
PNC FINANCIAL SERVICES GROUP, INC.1,9501,95000.000.00+0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.0000.000.000.00hold
HARBOUR INVESTMENTS, INC.3300.000.00-0.00hold
BARRETT & COMPANY, INC.80080000.010.01-0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA1,1081,10800.000.00-0.00hold
STIFEL FINANCIAL CORP56,06056,056-40.000.00-0.00sell
COLDSTREAM CAPITAL MANAGEMENT INC130-130.000.00-0.00sell
LEVEL FOUR ADVISORY SERVICES, LLC12,10312,011-920.010.01-0.00sell
WHITENER CAPITAL MANAGEMENT, INC.76,71576,502-2130.500.43-0.06sell
Uncommon Cents Investing LLC60,71060,215-4950.410.34-0.06sell
D.A. DAVIDSON & CO.64,89564,288-6070.010.01-0.00sell
CULLEN INVESTMENT GROUP, LTD.29,40328,703-7000.100.09-0.02sell
Cetera Investment Advisers25,59824,623-9750.000.00-0.00sell
Focus Partners Wealth16,95015,570-1,3800.000.00-0.00sell
Kestra Advisory Services, LLC33,20531,540-1,6650.000.00-0.00sell
UBS Group AG39,48837,285-2,2030.000.00-0.00sell
HighTower Advisors, LLC68,84766,081-2,7660.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC226,356223,278-3,0780.000.00-0.00sell
CSS LLC/IL122,520119,193-3,3270.190.16-0.03sell
Elequin Capital, LP3,5410-3,5410.020.00-0.02sell
Invesco Ltd.9,1250-9,1250.000.00-0.00sell
Compass Wealth Management LLC11,0110-11,0110.060.00-0.06sell
Joel Isaacson & Co., LLC11,1500-11,1500.010.00-0.01sell
RFG Advisory, LLC11,2310-11,2310.010.00-0.01sell
Saba Capital Management, L.P.2,888,9932,877,339-11,6541.811.68-0.13sell
COMMONWEALTH EQUITY SERVICES, LLC34,24822,282-11,9660.000.00-0.00sell
KANE INVESTMENT MANAGEMENT, INC.13,3550-13,3550.150.00-0.15sell
Priebe Wealth Holdings LLC14,8960-14,8960.210.00-0.21sell
Cornerstone Advisors, LLC18,0990-18,0990.020.00-0.02sell
INTREPID FAMILY OFFICE LLC192,668174,187-18,4816.544.02-2.52sell
MEDICI CAPITAL LLC26,2940-26,2940.730.00-0.73sell
LAZARD ASSET MANAGEMENT LLC455,953413,453-42,5000.020.01-0.00sell
Pathstone Holdings, LLC344,261206,289-137,9720.030.02-0.02sell
Page 1 of 1