Stock Transactions — ADAM NAT RES FD INC

Total Bought
597,578
42 transactions
Total Sold
383,566
27 transactions
Net
+214,012
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MORGAN STANLEY794,325915,163+120,8380.000.00+0.00buy
LAZARD ASSET MANAGEMENT LLC413,453510,075+96,6220.010.01+0.00buy
Penserra Capital Management LLC212,131272,359+60,2280.060.07+0.01buy
ADAMS DIVERSIFIED EQUITY FUND, INC.2,456,1812,516,002+59,8211.881.82-0.06buy
Pathstone Holdings, LLC206,289264,520+58,2310.020.02+0.00buy
WOLVERINE ASSET MANAGEMENT LLC114,170155,166+40,9960.040.05+0.01buy
Advisors Asset Management, Inc.45,82267,376+21,5540.020.02+0.01buy
Verition Fund Management LLC125,921145,791+19,8700.020.02+0.00buy
LPL Financial LLC43,96761,749+17,7820.000.00+0.00buy
GUGGENHEIM CAPITAL LLC014,488+14,4880.000.00+0.00buy
JANE STREET GROUP, LLC014,147+14,1470.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.010,445+10,4450.000.00+0.00buy
PRINCIPAL SECURITIES, INC.30,78541,157+10,3720.010.01+0.00buy
FIRST TRUST ADVISORS LP62,56472,305+9,7410.000.00+0.00buy
Concurrent Investment Advisors, LLC14,93224,169+9,2370.010.01+0.00buy
JONES FINANCIAL COMPANIES LLLP17,21325,339+8,1260.000.00+0.00buy
FCA CORP /TX121,997126,925+4,9280.780.76-0.02buy
UHLMANN PRICE SECURITIES, LLC61,67564,568+2,8930.940.85-0.09buy
Advisory Services Network, LLC02,239+2,2390.000.00+0.00buy
BANK OF AMERICA CORP /DE/120,988122,825+1,8370.000.00-0.00buy
D.A. DAVIDSON & CO.64,28866,087+1,7990.010.01-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,8014,436+1,6350.000.00+0.00buy
ROBERTS GLORE & CO INC /IL/26,68228,205+1,5230.170.17-0.00buy
HIGHLINE WEALTH PARTNERS LLC01,500+1,5000.000.01+0.01buy
BURNEY CO/29,60230,978+1,3760.020.02-0.00buy
SPROTT INC.59,53260,610+1,0780.060.05-0.01buy
WHITENER CAPITAL MANAGEMENT, INC.76,50277,489+9870.430.40-0.03buy
Creative Planning9,48910,302+8130.000.00-0.00buy
HighTower Advisors, LLC66,08166,406+3250.000.00-0.00buy
Atlantic Union Bankshares Corp0300+3000.000.00+0.00buy
PFG Investments, LLC14,39814,677+2790.020.02-0.00buy
Wealthspire Advisors, LLC0253+2530.000.00+0.00buy
LEVEL FOUR ADVISORY SERVICES, LLC12,01112,257+2460.010.01-0.00buy
Vantage Financial Partners, LLC9,83410,074+2400.050.05-0.00buy
SEARLE & CO.9,5319,760+2290.060.06-0.00buy
NewEdge Advisors, LLC12,60012,806+2060.000.00-0.00buy
COMERICA BANK1,9572,116+1590.000.00+0.00buy
WPG Advisers, LLC123220+970.000.00+0.00buy
FIFTH THIRD BANCORP3,0753,149+740.000.00-0.00buy
NBC SECURITIES, INC.1,1721,201+290.000.00-0.00buy
ZAZOVE ASSOCIATES LLC908930+220.000.00+0.00buy
Wealthcare Advisory Partners LLC36,61636,629+130.020.02-0.00buy
ALTA CAPITAL MANAGEMENT LLC/16,00016,00000.020.02-0.00hold
NATIONS FINANCIAL GROUP INC, /IA/ /ADV54,80754,80700.080.07-0.01hold
MILLENNIUM MANAGEMENT LLC13,31013,31000.000.00-0.00hold
CIBC Private Wealth Group LLC8,0918,09100.000.00-0.00hold
CAPSTONE INVESTMENT ADVISORS, LLC113,761113,76100.020.02+0.00hold
Parkside Financial Bank & Trust68268200.000.00-0.00hold
CWM, LLC2,2392,23900.000.00-0.00hold
Focus Partners Wealth15,57015,57000.000.00-0.00hold
JFS WEALTH ADVISORS, LLC9,3699,36900.010.01-0.00hold
Baird Financial Group, Inc.32,96132,96100.000.00-0.00hold
EverSource Wealth Advisors, LLC1,8731,87300.000.00-0.00hold
SeaCrest Wealth Management, LLC12,60012,60000.030.03-0.00hold
Crewe Advisors LLC50050000.000.00-0.00hold
Cape Investment Advisory, Inc.49349300.000.01+0.01hold
Hilltop National Bank1,6951,69500.010.01-0.00hold
PNC FINANCIAL SERVICES GROUP, INC.1,9501,95000.000.00-0.00hold
HARBOUR INVESTMENTS, INC.3300.000.00-0.00hold
BARRETT & COMPANY, INC.80080000.010.01-0.00hold
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA1,1081,10800.000.00+0.00hold
Moors & Cabot, Inc.14,04413,971-730.010.01-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC22,28222,182-1000.000.00-0.00sell
Cetera Investment Advisers24,62324,500-1230.000.00-0.00sell
Uncommon Cents Investing LLC60,21559,965-2500.340.32-0.02sell
SIMPLEX TRADING, LLC44084-3560.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.29,63029,191-4390.000.00-0.00sell
WELLS FARGO & COMPANY/MN44,08343,576-5070.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC113,524113,014-5100.410.37-0.04sell
Geneos Wealth Management Inc.2,5721,863-7090.000.00-0.00sell
Kestra Advisory Services, LLC31,54030,805-7350.000.00-0.00sell
CULLEN INVESTMENT GROUP, LTD.28,70326,945-1,7580.090.08-0.01sell
OSAIC HOLDINGS, INC.20,99618,946-2,0500.000.00-0.00sell
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC62,14660,020-2,1260.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC223,278221,033-2,2450.000.00-0.00sell
STIFEL FINANCIAL CORP56,05653,359-2,6970.000.00-0.00sell
Kiker Wealth Management, LLC2,9660-2,9660.040.00-0.04sell
Kovack Advisors, Inc.25,45822,454-3,0040.050.05-0.01sell
JPMORGAN CHASE & CO3,9270-3,9270.000.00-0.00sell
ROYAL BANK OF CANADA526,089521,442-4,6470.000.00-0.00sell
UBS Group AG37,28532,605-4,6800.000.00-0.00sell
CSS LLC/IL119,193113,289-5,9040.160.15-0.02sell
Quantedge Capital Pte Ltd15,4320-15,4320.300.00-0.30sell
COHEN & STEERS, INC.170,985149,985-21,0000.010.01-0.00sell
INTREPID FAMILY OFFICE LLC174,187150,000-24,1874.022.92-1.10sell
SUSQUEHANNA INTERNATIONAL GROUP, LLP25,9420-25,9420.000.00-0.00sell
Polar Asset Management Partners Inc.67,1840-67,1840.040.00-0.04sell
Saba Capital Management, L.P.2,877,3392,687,324-190,0151.681.91+0.24sell
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